James Bello

James Bello Email and Phone Number

Chief Compliance Officer and Co-Chief Operating Officer @ Laidlaw & Company (U.K.) Ltd.
Lake Worth, FL, US
James Bello's Location
Lake Worth, Florida, United States, United States
James Bello's Contact Details
About James Bello

James Bello is a Chief Compliance Officer and Co-Chief Operating Officer at Laidlaw & Company (U.K.) Ltd.. He possess expertise in securities, equities, fixed income, trading, series 7 and 26 more skills. Colleagues describe him as "James Bello is trustworthy and works easily with all levels of our firm. With his expert advice and high level of industry knowledge we were able to launch our new Broker/Dealer efficiently and quickly. James piloted our process start to finish delivering all the relevant resources of his company. Importantly, our clients are satisfied with us because of the high quality services delivered by James. We look forward to continuing to grow our relationship with James' firm and count on him as a critical partner in our success." and "i worked with James when he was my acocunt service manager at our clearing firm - he was helpful and reliable. I would recommend James as an employee or business associate"

James Bello's Current Company Details
Laidlaw & Company (U.K.) Ltd.

Laidlaw & Company (U.K.) Ltd.

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Chief Compliance Officer and Co-Chief Operating Officer
Lake Worth, FL, US
James Bello Work Experience Details
  • Laidlaw & Company (U.K.) Ltd.
    Chief Compliance Officer And Co-Chief Operating Officer
    Laidlaw & Company (U.K.) Ltd.
    Lake Worth, Fl, Us
  • Laidlaw Wealth Management Llc
    Director Of Operations
    Laidlaw Wealth Management Llc Sep 2019 - Present
  • Laidlaw Asset Management Llc
    Director Of Operations
    Laidlaw Asset Management Llc Jul 2017 - Sep 2019
    546 5Th Ave. New York, Ny
    Director of Operations supporting 100+ reps / Financial Advisors.
  • Sterne Agee
    Managing Director Clearing Sales
    Sterne Agee Jun 2010 - Jun 2017
  • Ridge Clearing
    Senior Director, Sales
    Ridge Clearing Apr 2007 - Jun 2010
    Proven Quota-Based Sales Performance Seasoned Financial Services Professional: Brokerage and Banking, Series 7/63/55/24/4Solid Securities Porcessing Background: Equities, Option, Fixed Income, Mutual Funds* Strong Leadership: Results Oriented, Change Agent, Team Focused, Exceptional Communicator
  • Adp Clearing
    Relationship Managment
    Adp Clearing Jun 2003 - Apr 2007
    Responsible for customer relationship development functions, including marketing, new product rollouts, account management, sales, product demo’s, business development, and contract negotiations. Provide client base with billing, compliance data, legal information, marketing and sales tools, market research and competitive analysis. Exceptional in crisis management, and problem solving skills.
  • Us Clearing
    Trading Account Representative
    Us Clearing Feb 2001 - Nov 2002
    •Managed the daily trading activities of the firm’s largest institutional client. Resolved trading issues, implemented system enhancements, performed trade analysis, and general relationship management.
  • Us Clearing
    Correspondent Trade Desk Supervisor
    Us Clearing Apr 1997 - Feb 2001
    •Supervise, train, schedule and assign Order Room personnel. •Oversaw the daily functions of a group of Registered Representatives. •Resolved trade problems for all of our correspondent firms. •Negotiated trades with a broad range of execution houses. •Responsible for reconciling daily trade data pursuant to best execution regulatory requirements on all major exchanges.
  • Us Clearing
    Order Clerk
    Us Clearing Jun 1995 - Mar 1997
    •Processed Equity and Option orders for correspondent firms.
  • Fleet Trading
    Assistant Trader
    Fleet Trading Jun 1998 - Mar 1999
  • Us Clearing Amex Floor
    Clerk
    Us Clearing Amex Floor Mar 1997 - Mar 1998

James Bello Skills

Securities Equities Fixed Income Trading Series 7 Financial Services Crm Options Relationship Management Mutual Funds Capital Markets Finra Series 63 Banking Hedge Funds Risk Management Investments Trading Systems Financial Markets Asset Management Electronic Trading Back Office Alternative Investments Wealth Management Series 24 Business Development Prime Brokerage Portfolio Management Management Customer Relationship Management Back Office Operations

James Bello Education Details

  • Saint Marys
    Saint Marys

Frequently Asked Questions about James Bello

What company does James Bello work for?

James Bello works for Laidlaw & Company (U.k.) Ltd.

What is James Bello's role at the current company?

James Bello's current role is Chief Compliance Officer and Co-Chief Operating Officer.

What is James Bello's email address?

James Bello's email address is jb****@****llo.com

What is James Bello's direct phone number?

James Bello's direct phone number is +120541*****

What schools did James Bello attend?

James Bello attended Saint Marys.

What skills is James Bello known for?

James Bello has skills like Securities, Equities, Fixed Income, Trading, Series 7, Financial Services, Crm, Options, Relationship Management, Mutual Funds, Capital Markets, Finra.

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