James Fischer Email & Phone Number

Charlotte, Nc

Third Party Compliance Program Management; July 2016 – Present • Third Party Policy and Standards; Law, Rule, Regulation Change Management; Training and CommunicationsEnterprise Compliance Monitoring, Testing, and Metrics Framework Operations Management; August 2014 - June 2016 • Monitoring, Testing, Metrics, Compliance Framework, Operations Quality Assurance, BA Continuum India Relationship Mgmt, New Hire On-boarding TrainingEnterprise Compliance and COO Group; June 2014 - July 2014 • Regulatory Inventory, Regulatory Change Management, Training Oversight, Policy Change Management, Enterprise Reporting HierarchyCFO & Risk Compliance Program Management; July 2011 - May 2014 • Monitoring & Testing, Metrics, Enterprise Reporting Hierarchy Strategy and Transformation Group; July 2010 - July 2011 • Global Compliance Standard Operating Procedures Gap and Action Plan Monitoring

Charlotte, North Carolina Area

"Optimization of Me!" Conference – Personal Branding and Online Career Search Management - May 24, 2011 – With national speakers / authors Dan Schawbel, and Jason Alba. Plus an employer panel including Mark Weber, Partner, Darton Group; Todd Sykes, Bank of America; Tom Becker, Comsys/Manpower; and Dave Ivestor, Time Warner Cable

Communications and Social Media Consultant, Job Search Team Facilitator/Leader

Job Search Team Facilitator/Leader

Sr. Consultant and Program Manager tasked to develop and support enterprise-wide Compliance Risk Management initiatives.

Founding partner and Broker In Charge.

Environmental Consultant, Underwriter, and Sr. Project Manager

Environmental Consultant, Underwriter, and Sr. Project Manager

National Compliance School

Bs, Urban And Regional Planning - Business Administration

Education record

Six Sigma Green Belt Certification, 2008