James Knoblauch

James Knoblauch Email and Phone Number

Executive Director at Wells Fargo @ Wells Fargo
James Knoblauch's Location
New York City Metropolitan Area, United States, United States
James Knoblauch's Contact Details

James Knoblauch personal email

n/a

James Knoblauch phone numbers

About James Knoblauch

CPA with expertise in qualitative analysis and strategic communications. Extensive experience in quality, risk, and controls in support of the financial services sector. Adept at leveraging background in testing, assessment, and audit management to enhance regulatory policies, procedures, compliance, and standards to mitigate risks and improve efficiency. Capacity for collaboration, fostering tactical relationships across internal business functions and hierarchies with key external stakeholders in meeting objectives.Specialties: Financial Crimes and AML, Operational Risk and Controls, Compliance, and Internal Audit

James Knoblauch's Current Company Details
Wells Fargo

Wells Fargo

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Executive Director at Wells Fargo
James Knoblauch Work Experience Details
  • Wells Fargo
    Executive Director
    Wells Fargo Dec 2019 - Present
    San Francisco, California, Us
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  • Promontory Financial Group, Llc
    Director
    Promontory Financial Group, Llc Jun 2011 - Dec 2019
    Washington, District Of Columbia, Us
    Advise clients on regulatory issues: AML gap analysis and corrective action; technology solutions; quality assurance: policy and regulatory framework; metrics. Other banking regulation: Dodd Frank, Reg W, Mortgage lending. Operational risk. Internal Audit
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  • Morgan Stanley
    Executive Director
    Morgan Stanley 2009 - May 2011
    New York, Ny, Us
    Coordinate regulatory compliance reviews at Morgan Stanley and subsidiaries. Train reviewers. Metrics and Reporting
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  • Promontory Financial Group
    Consultant
    Promontory Financial Group Feb 2009 - May 2009
    Consultant with Promontory Financial Group. Assist clients in meeting regulatory requirements, strengthening credit and other risk controls.
  • Citigroup
    Director
    Citigroup Dec 1993 - Nov 2008
    New York, New York, Us
    Operational Risk Director for Fixed Income Division New York, NY 2004-2008SVP Securities Services Risk Management Unit New York, NY 2001-2004Risk Manager, Operations Unit Dublin, Ireland 1998-2001Risk Manager, Securities Services Unit New York, NY 1993-1998
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James Knoblauch Skills

Risk Management Financial Risk Financial Services Fixed Income Derivatives Banking Operational Risk Securities Capital Markets Due Diligence Internal Controls Investment Banking Operational Risk Management Finance Regulations Aml Hedge Funds Anti Money Laundering Regulatory Reviews Regulatory Compliance Audit Management Banking Law Quality Assurance

James Knoblauch Education Details

  • University Of Minnesota - Carlson School Of Management
    University Of Minnesota - Carlson School Of Management
    Acounting
  • New York University
    New York University
    Stern School

Frequently Asked Questions about James Knoblauch

What company does James Knoblauch work for?

James Knoblauch works for Wells Fargo

What is James Knoblauch's role at the current company?

James Knoblauch's current role is Executive Director at Wells Fargo.

What is James Knoblauch's email address?

James Knoblauch's email address is jk****@****ory.com

What is James Knoblauch's direct phone number?

James Knoblauch's direct phone number is +197342*****

What schools did James Knoblauch attend?

James Knoblauch attended University Of Minnesota - Carlson School Of Management, New York University.

What skills is James Knoblauch known for?

James Knoblauch has skills like Risk Management, Financial Risk, Financial Services, Fixed Income, Derivatives, Banking, Operational Risk, Securities, Capital Markets, Due Diligence, Internal Controls, Investment Banking.

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