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James Downing is listed as Chief Compliance Officer in Financial Services | Strategic Advisor | Compliance Program Builder | Author | Relationship Builder | Developer of Exceptional Teams at Jones Lang LaSalle Securities, based in Greater Chicago Area, United States. AeroLeads shows a work email signal at morningstar.com and a matched LinkedIn profile for James Downing.
James Downing previously worked as Chief Compliance Officer at Jones Lang Lasalle Securities and Senior Principal Consultant at Aca Group. James Downing holds Jd, Law from Taft Law School.
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AeroLeads found 1 current-domain work email signal for James Downing. Compare company email patterns before reaching out.
Chief Compliance Officer and trusted advisor to executive teams, providing practical applications of regulation to businesses to help ensure business objectives are met. Experience with FINRA, the 1940 Investment Advisors Act, the Investment Company Act in the US, and extensive international compliance experience. Work in both retail and institutional sectors, building out compliance programs that meet the letter of the law and align with regulators’ and executives’ expectations.
Listed skills include Compliance, Series 24, Series 7, Certified Fraud Examiner, and 19 others.
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I recently started as Chief Compliance Officer for the Capital Markets Group of JLL. Excited to be part of such a great organization!
New York, Ny, Us
ACA is the leading governance, risk, and compliance (GRC) advisor in financial services. Our services now include GIPS® standards verification, cybersecurity and technology risk, regulatory technology, ESG advisory and analytics, AML and financial crimes, financial and regulatory reporting, and Mirabella for establishing EU operations.
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James Downing works for Jones Lang LaSalle Securities.
James Downing is listed as Chief Compliance Officer in Financial Services | Strategic Advisor | Compliance Program Builder | Author | Relationship Builder | Developer of Exceptional Teams at Jones Lang LaSalle Securities.
AeroLeads has found 1 work email signal at @morningstar.com for James Downing at Jones Lang LaSalle Securities.
James Downing is based in Greater Chicago Area, United States while working with Jones Lang LaSalle Securities.
James Downing has worked for Jones Lang Lasalle Securities, Aca Group, Morningstar, Aon, and Aon Hewitt Global Investment Management.
You can use AeroLeads to view verified contact signals for James Downing at Jones Lang LaSalle Securities, including work email, phone, and LinkedIn data when available.
James Downing holds Jd, Law from Taft Law School.
James Downing is listed with skills including Compliance, Series 24, Series 7, Certified Fraud Examiner, Risk Management, Financial Regulation, Securities Regulation, and Series 66.
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