James Downing

James Downing Email and Phone Number

Chief Compliance Officer in Financial Services | Strategic Advisor | Compliance Program Builder | Author | Relationship Builder | Developer of Exceptional Teams @
James Downing's Location
Greater Chicago Area, United States, United States
James Downing's Contact Details

James Downing personal email

About James Downing

Chief Compliance Officer and trusted advisor to executive teams, providing practical applications of regulation to businesses to help ensure business objectives are met. Experience with FINRA, the 1940 Investment Advisors Act, the Investment Company Act in the US, and extensive international compliance experience. Work in both retail and institutional sectors, building out compliance programs that meet the letter of the law and align with regulators’ and executives’ expectations.

James Downing's Current Company Details
Jones Lang LaSalle Securities

Jones Lang Lasalle Securities

Chief Compliance Officer in Financial Services | Strategic Advisor | Compliance Program Builder | Author | Relationship Builder | Developer of Exceptional Teams
James Downing Work Experience Details
  • Jones Lang Lasalle Securities
    Chief Compliance Officer
    Jones Lang Lasalle Securities Jun 2024 - Present
    I recently started as Chief Compliance Officer for the Capital Markets Group of JLL. Excited to be part of such a great organization!
  • Aca Group
    Senior Principal Consultant
    Aca Group Mar 2024 - Jun 2024
    New York, Ny, Us
    ACA is the leading governance, risk, and compliance (GRC) advisor in financial services. Our services now include GIPS® standards verification, cybersecurity and technology risk, regulatory technology, ESG advisory and analytics, AML and financial crimes, financial and regulatory reporting, and Mirabella for establishing EU operations.
    View
  • Morningstar
    Global Chief Compliance Officer
    Morningstar Apr 2021 - Nov 2023
    Chicago, Il, Us
    View
  • Aon
    Global Chief Compliance Officer Retirement Solutions
    Aon Oct 2017 - Apr 2021
    London, Gb
    View
  • Aon Hewitt Global Investment Management
    Global Chief Compliance Officer
    Aon Hewitt Global Investment Management Sep 2017 - Apr 2021
  • Bmo Harris Financial Advisors
    Chief Compliance Officer
    Bmo Harris Financial Advisors Oct 2014 - Sep 2017
  • Jpmorgan Chase
    Executive Director - Compliance
    Jpmorgan Chase Jan 2014 - Oct 2014
    New York, Ny, Us
    View
  • Jpmorgan Chase
    Vice President Compliance Manager
    Jpmorgan Chase Jun 2011 - Oct 2014
    New York, Ny, Us
    View
  • Cheevers & Company, Inc.
    Chief Compliance Officer
    Cheevers & Company, Inc. Aug 2009 - Jun 2011
  • Sungard Institutional Brokerage Inc. (Sibi) / Sungard Transaction Network
    Compliance Officer
    Sungard Institutional Brokerage Inc. (Sibi) / Sungard Transaction Network Apr 2008 - Jul 2009
  • Finra
    Senior Compliance Examiner
    Finra Oct 2003 - Mar 2008
    Washington, District Of Columbia, Us
    View
  • Leo Burnett
    Senior Staff Accountant
    Leo Burnett Feb 2001 - Oct 2003
    Chicago, Illinois, Us
    View

James Downing Skills

Compliance Series 24 Series 7 Certified Fraud Examiner Risk Management Financial Regulation Securities Regulation Series 66 Aml Accounting Bank Secrecy Act Bloomberg Equities Equity Trading Finra Financial Analysis Financial Services Fraud Investments Mutual Funds Options Portfolio Management Private Equity

James Downing Education Details

  • Taft Law School
    Taft Law School
    Law
  • Association Of Certified Fraud Examiners
    Association Of Certified Fraud Examiners
    Certified Fraud Examiner
  • Roosevelt University
    Roosevelt University
    Accounting
  • New England College
    New England College
    Business Administration
  • Wayland Academy
    Wayland Academy
    Diploma

Frequently Asked Questions about James Downing

What company does James Downing work for?

James Downing works for Jones Lang Lasalle Securities

What is James Downing's role at the current company?

James Downing's current role is Chief Compliance Officer in Financial Services | Strategic Advisor | Compliance Program Builder | Author | Relationship Builder | Developer of Exceptional Teams.

What is James Downing's email address?

James Downing's email address is ja****@****aon.com

What schools did James Downing attend?

James Downing attended Taft Law School, Association Of Certified Fraud Examiners, Roosevelt University, New England College, Wayland Academy.

What are some of James Downing's interests?

James Downing has interest in Education.

What skills is James Downing known for?

James Downing has skills like Compliance, Series 24, Series 7, Certified Fraud Examiner, Risk Management, Financial Regulation, Securities Regulation, Series 66, Aml, Accounting, Bank Secrecy Act, Bloomberg.

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