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James Ustby, Apma® Email & Phone Number
LPL Financial Planner
at
Thorough Financial Group
LinkedIn matched
✓ Verified Jun 2026
3 data sources
Profile completeness 86%
Current company
Role
LPL Financial Planner
Location
Raleigh-Durham-Chapel Hill Area, United States, United States
Company size
Who is James Ustby, Apma®? Overview
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Quick answer
James Ustby, Apma® is listed as LPL Financial Planner at Thorough Financial Group, a company with 3 employees, based in Raleigh-Durham-Chapel Hill Area, United States, United States. AeroLeads shows a matched LinkedIn profile for James Ustby, Apma®.
James Ustby, Apma® previously worked as Registered Investment Advisor at Lpl Financial and Client Service Specialist at Lpl Financial. James Ustby, Apma® holds Bachelors, Finance And Financial Management Services from University Of St. Thomas - Opus College Of Business.
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Email format at Thorough Financial Group
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Thorough Financial Group
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Profile bio
About James Ustby, Apma®
My Personal Mission Statement:To democratize financial knowledge and wealth-building strategies for the next generation, helping young professionals transform their financial potential through personalized, forward-thinking financial planning that adapts to their evolving life goals.Expertise Includes:- Retirement Planning- Investment Portfolio Management- 401k Rollovers- Roth IRA Setup- 529 College Savings Plans- Comprehensive Financial ConsultingWith an Accredited Portfolio Management Advisor (APMA) designation and a background in finance, I understand the unique financial challenges facing young professionals. My approach is straightforward, transparent, and focused on your long-term success.Let's connect and start your journey to financial empowerment.
Current workplace
James Ustby, Apma®'s current company
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Thorough Financial Group
9 roles
James Ustby, Apma® work experience
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Registered Investment Advisor
Current
Sep 2024 - Present
Client Service Specialist
Securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker-dealer. Member FINRA/SIPC. finra.org sipc.org.Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness. The financial professionals.
Jan 2024 - Aug 2024
Coo
Viva Consulting Group
Mar 2021 - Jan 2024
Associate Financial Advisor
- As an Associate Financial Advisor at Ameriprise Financial, I leveraged my expertise in financial planning and investment management to deliver exceptional client service and drive business success. My key contributions.
- Client Service: Managed client appointments, meticulously took notes, and provided comprehensive client service, ensuring client satisfaction and retention.
- Salesforce Management: Utilized Salesforce CRM to efficiently track tasks, monitor business revenue, and track progress toward financial goals, enabling data-driven decision-making.
- Investment Management: Served as the head trader, responsible for buying and selling securities on behalf of clients, ensuring timely and accurate execution of trades.
- Portfolio Rebalancing: Conducted regular portfolio rebalances to maintain desired asset allocation and risk profiles, aligning with client investment strategies.
- Fund Selection: Played a critical role in selecting funds for our portfolio clients, conducting thorough research and analysis to identify investment opportunities that met client goals and risk tolerance.
Nov 2019 - Mar 2021
Client Support Associate
Lead person for management, writing, and delivery of 595 financial planning clients on our team.Taking 20+ daily inbound phone calls & problem solving each unique client situation.Collaborating directly with our team of 5 advisors to support their needs to service our whole clientele of over 5,000 total accounts.Demonstrated professionalism and courtesy.
Sep 2018 - Jul 2019
Internship: Financial Advisor Development Program
Licensed: FINRA Series 7 & 66.Licensed: Life, Accident, & Health Insurance.Outbound dialing to clients (150/day) & set appointments (10 average) with advisors.
May 2018 - Sep 2018
Sales Specialist
- Licensed: Property & Casualty Insurance- Personally sourced, quoted, and sold 28 insurance policies.- Exceeded summer selling goal of 20 policies set by manager.- Met with 10+ clients on the phone and in person daily.
May 2017 - Sep 2017
Branch Manager
- Personally hired, trained, and managed a branch of four team members. - Designed and implemented a marketing plan yielding over 200 potential customers. - Achieved a 24% profit margin through production management and quality control. - Revenues exceeding $50,000 in just 60 days of door to door marketing and cold calling.
Feb 2016 - Sep 2016
3 education records
James Ustby, Apma® education
Bachelors, Finance And Financial Management Services
University Of St. Thomas - Opus College Of Business
Education record
Rochester Lourdes High School
Education record
College For Financial Planning
FAQ
Frequently asked questions about James Ustby, Apma®
Quick answers generated from the profile data available on this page.
What company does James Ustby, Apma® work for?
James Ustby, Apma® works for Thorough Financial Group.
What is James Ustby, Apma®'s role at Thorough Financial Group?
James Ustby, Apma® is listed as LPL Financial Planner at Thorough Financial Group.
Where is James Ustby, Apma® based?
James Ustby, Apma® is based in Raleigh-Durham-Chapel Hill Area, United States, United States while working with Thorough Financial Group.
What companies has James Ustby, Apma® worked for?
James Ustby, Apma® has worked for Thorough Financial Group, Lpl Financial, Viva Consulting Group, Ameriprise Financial Services, Llc, and American Family Insurance.
How can I contact James Ustby, Apma®?
You can use AeroLeads to view verified contact signals for James Ustby, Apma® at Thorough Financial Group, including work email, phone, and LinkedIn data when available.
What schools did James Ustby, Apma® attend?
James Ustby, Apma® holds Bachelors, Finance And Financial Management Services from University Of St. Thomas - Opus College Of Business.
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