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James Yeo Email & Phone Number
Global Head Suitability, Products and Services Lifecycle and Cross-border Surveillance
at
UBS
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✓ Verified Jun 2026
3 data sources
Profile completeness 86%
Current company
Role
Global Head Suitability, Products and Services Lifecycle and Cross-border Surveillance
Location
Singapore, Singapore, Singapore
Company size
Who is James Yeo? Overview
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Quick answer
James Yeo is listed as Global Head Suitability, Products and Services Lifecycle and Cross-border Surveillance at UBS, a company with 28 employees, based in Singapore, Singapore, Singapore. AeroLeads shows a matched LinkedIn profile for James Yeo.
James Yeo previously worked as Head of Monitoring, Surveillance and Controls APAC and Global Wealth Management at Ubs and APAC Head of Control Framework and Execution in Business Risk Organization at Ubs. James Yeo holds Bachelor Of Science In Banking And Finance, Banking And Financial Support Services, Honours from The London School Of Economics And Political Science (Lse).
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Email format at UBS
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UBS
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Profile bio
About James Yeo
At the helm of UBS's Monitoring, Surveillance, and Controls for APAC and Global Wealth Management, my leadership is anchored in deep compliance expertise and a robust understanding of risk management. With a tenure that spans over a formidable period, the journey has honed my skills in policies, procedures, and technology implementation to navigate the intricate landscape of regulatory requirements.My team's commitment to excellence is reflected in the design and execution of a comprehensive Control Framework, fostering an environment where proactive risk advisory and control execution are paramount. Thanks to our collective efforts, we've established a front-to-back system that is both effective and efficient, ensuring UBS remains at the forefront of compliance and operational risk management.
Current workplace
James Yeo's current company
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Ubs
10 roles
James Yeo work experience
A career timeline built from the work history available for this profile.
Head Of Monitoring, Surveillance And Controls Apac And Global Wealth Management
CurrentMember of the Compliance & Operational Risk management team in APAC and member of the Global Monitoring, Surveillance & Controls management team in 2nd line of defense.
May 2022 - Present
Apac Head Of Control Framework And Execution In Business Risk Organization
- Lead the regional 1st Line Control Framework team and Front Line Support (Control Execution team) enabling an effective and efficient setup front-to-back from design to execution
Jan 2020 - May 2022
Deputy Head Of Business Risk Organisation Singapore
Jan 2019 - Dec 2019
Head Of Control Framework - Business Risk Organisation, Director
- Responsible for the 1st line of defense risk and control framework across Investment Suitability, AML/KYC, Cross-border, Fraud and Conflicts of Interest
Jan 2016 - Dec 2018
Business Risk Specialist, Associate Director
Jan 2013 - Dec 2015
Service Team Analyst
Jan 2012 - Dec 2012
Gfrm Credit Risk Controller
Jun 2010 - Dec 2011
Team Lead Client On-Boarding Analyst
Aug 2008 - May 2010
Intelligence Analyst
Jun 2000 - Aug 2008
1 education record
James Yeo education
FAQ
Frequently asked questions about James Yeo
Quick answers generated from the profile data available on this page.
What company does James Yeo work for?
James Yeo works for UBS.
What is James Yeo's role at UBS?
James Yeo is listed as Global Head Suitability, Products and Services Lifecycle and Cross-border Surveillance at UBS.
Where is James Yeo based?
James Yeo is based in Singapore, Singapore, Singapore while working with UBS.
What companies has James Yeo worked for?
James Yeo has worked for Ubs, Barclays Investment Bank, Barclays Capital, and Singapore Armed Forces.
Who are James Yeo's colleagues at UBS?
James Yeo's colleagues at UBS include Flloyd Rewa and Ethan Harro.
How can I contact James Yeo?
You can use AeroLeads to view verified contact signals for James Yeo at UBS, including work email, phone, and LinkedIn data when available.
What schools did James Yeo attend?
James Yeo holds Bachelor Of Science In Banking And Finance, Banking And Financial Support Services, Honours from The London School Of Economics And Political Science (Lse).
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