SECURITIES FINANCE TRUST COMPANY, Boston, MA 2007 - PresentCompliance & Product Tax Analyst• Monitoring and reporting of contractual and regulatory securities lending parameters.• Maintenance and distribution of high level Monthly Exception Report for all senior management. • Pre and post trade daily monitoring of lending parameters and guidelines such as rates, margin requirements, loan duration limits, utilization limits, approved indexes, concentration and credit limits. • Monthly review of financial and company regulations such as US Treasury OFAC Sanctions, AML, Risk Management, KYC, Credit Ratings and borrower minimum balance requirements.• Proactively resolve and assist internal departments on all out-of compliance situations to ensure appropriate corrective action is taken. • Maintenance of all Compliance Library including Approved Borrowers, Approved Markets, Approved Asset Types, and Approved Buffers. • Continuously improve knowledge on changing financial regulations with training and support ad hoc business improvements and automation projects.• Maintain knowledge of changing market regulations; Attended Ernst & Young 2017 Global Withholding & Reporting for the Financial Services Industry Conference.• Implemented new process for daily review on Mark to Market Aggregate Exposures, cost savings to the business unit 20 minutes/day.• Automated daily Non-Cash collateral review for seven clients using macro functionality, cost savings the business unit 1.5 hours/day.

Manage daily exposure of manufactured income payment processing by providing high level oversight of critical operational functions. Highly focused risk identification and refinement of operational workflows and deliverables. • Successfully managed over 80% volume growth across 2 consecutive years with no additional cost or headcount to corporate bottom line.• Designed and implemented new communication flows to the business unit creating increased daily processing efficiency.• Coordinated bi-weekly calls with counterparties falling below payment market standard leading to decreased delays in dividend payments to clients.• Enhanced ineffective manual process surrounding quarterly interest compensation resulting in time savings of 2 weeks to the business unit.• Successfully hired and managed across period with complete group turnover to no impact to business.• Maintain knowledge of changing market regulations; Attended Ernst & Young 2015 Global Withholding & Reporting for the Financial Services Industry Conference.

Key contributor to successful operations and risk control for corporate action processing and events. Group leader in provision of backup management reporting and daily deliverables.• Support the daily processing of global voluntary corporate actions, ensuring the timely and accurate processing and settlement of activity between Investment Manager, Borrower and Custodian within applicable deadlines.• Maintain effective working knowledge of the various types of corporate action events, local market practices and adapt to new practices accordingly. Action types include dividend reinvestment, stock splits, tenders, mergers, exchange offers, spin-offs, rights offerings, etc.• Ensure daily operational processes and procedures efficiently and effectively reduce exposure while providing quality service and compliance with individual lender guidelines and risk parameters' of individual role• Maintain effective working relationships with lenders, borrowers and custodians

Direct contact for Western Asset Management, one of State Street’s largest Investment Managers. In less than two years, have built a successful relationship and provided quality service on over 140 funds. Establish and maintain investment manager and client relations by:• Comunicating with investment manager firms, custodial clients, brokers, international sub-custodians and State Street Corporation support areas to facilitate trade flow processing.• Ensure timely settlement of securities, foreign exchange and corporate action transactions.• Process external/internal claim entitlement to minimize potential internal loss.• Manage investment manager daily repo activity.• Provide daily time deposits and macros to the client.• Responsible for managing monthly conferences to resolve all outstanding breaks• Received recognition for high standards of service, commitment and dedication to Institution Investor Services and clients.