Compliance professional with an extensive background in marketing compliance and financial promotions approval. Expertise in investment, banking, consumer credit, general insurance, life and pensions, and equity release across all media and channels. Experienced in developing and maintaining appropriate systems and controls. A natural collaborator, who understands the need to work with all parts of the business to get the best results. Areas of expertise • Financial promotions compliance• FCA COBS, ICOBS, CONC and MCOB rules• ASA rules• Social media• US Marketing rules (SEC and Finra). Finra registered principal (s24)• Marketing systems and controls / Regtech / Martech (esp Aprimo) • New proposition development• Regulatory insight and change• Greenwashing and ESG Key strengths• Effective collaboration• Simplifying the complex• Finding solutions • Focus on delivery
Listed skills include Risk Management, Financial Services, Regulations, Financial Promotions, and 11 others.