Janet Lopes Email & Phone Number

Framingham, Ma, Us

Framingham, Ma, Us

Framingham, Ma, Us

Framingham, Ma, Us

SOX Compliance Control Testing – of over 30 key financial systems across three international locations. • Designs and implements compliance testing, controls assessment and documentation across SOX IT domains. • Prepares audit summaries and reports findings. Reviews audit results with management and provides recommendations. Monitors corrective action plans and related reporting. • Provides training, instruction and guidance to junior staff members. • Acts as a liaison between TJX and both internal and external stakeholders on key control and compliance issues. Represents the Company's interests on control design and compliance/testing results with external auditors, Internal Audit, Corporate Compliance and both IT and business process owners.Privacy Assessment – Performed review to identify storage locations of personal information in the company for employees and customers, across three international locations. • Interviewed and documented results of discussions with business process owners. Identified high-risk areas to perform further review procedures and assess the security of personal information. Supervised three others in completion of the assessment. • Primarily responsible for writing and issuing report of assessment observations. Collaborated with management and Legal department to release report to key stakeholders.

London, Gb

• Serviced clients within the Insurance, Banking and Asset Management industries.• Planned and executed SOX testing for IT General and Business Process controls. These assessments resulted in the issuance of audit opinions to the SEC, and focused on the design and operating effectiveness of controls.• Performed SAS70 audits for Health Insurance and Asset Management companies; participated in collaboration of report writing with clients. • Functioned as the lead auditor on numerous engagements. Created and managed budgets, and scheduled timelines for team members and audit procedures. Evaluated deficiencies from testing, and assessed risk and impact on the financial statement audit. • Worked with EY Financial Audit teams during critical steps of integrated audits, including: planning, scoping, and timing of fieldwork, testing methods, discussion of testing results and audit responses, and the presentation of audit findings to key client contacts.• Mentored/coached junior staff members (typically two people per engagement); provided guidance and constructive feedback on a day-to-day basis. Mentored counselees, and assisted in developing annual performance goals.• Coordinated team participation in Charles River Cleanup community service event and Tufts Health Plan 10K for Women road race.

London, Gb