Director Of Compliance
CurrentLead, coordinate and supervise SGH's compliance department. Director for firm's cybersecurity, anti-money laundering, and privacy compliance operations.
Aug 2019 - Present
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Jared Margolies Email & Phone Number
Director of Compliance and Chief Compliance Officer at Simplicity Group Holdings
at
Simplicity Group Holdings
1 work email found
@axa.com
1 phone found area 908
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Current company
Role
Director of Compliance and Chief Compliance Officer at Simplicity Group Holdings
Location
New York City Metropolitan Area, United States, United States
Company size
Who is Jared Margolies? Overview
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Quick answer
Jared Margolies is listed as Director of Compliance and Chief Compliance Officer at Simplicity Group Holdings at Simplicity Group Holdings, a company with 40 employees, based in New York City Metropolitan Area, United States, United States. AeroLeads shows a work email signal at axa.com, phone signal with area code 908, and a matched LinkedIn profile for Jared Margolies.
Jared Margolies previously worked as Director of Compliance at Simplicity Group Holdings and Chief Compliance Officer at Simplicity Wealth. Jared Margolies holds Bachelor Of Arts - Ba, Business Administration And Management, General from Stockton University.
Company email context
Email format at Simplicity Group Holdings
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{first}.{last}@axa.com
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AeroLeads found 1 current-domain work email signal for Jared Margolies. Compare company email patterns before reaching out.
Profile bio
About Jared Margolies
Jared Margolies is a Director of Compliance and Chief Compliance Officer at Simplicity Group Holdings at Simplicity Group Holdings. He possess expertise in insurance, risk management, business process improvement, mutual funds, process improvement and 4 more skills.
Listed skills include Insurance, Risk Management, Business Process Improvement, Mutual Funds, and 5 others.
Current workplace
Jared Margolies's current company
Company context helps verify the profile and gives searchers a useful next step.
Simplicity Group Holdings
7 roles · 15 years
Jared Margolies work experience
A career timeline built from the work history available for this profile.
Chief Compliance Officer
Current
Simplicity Wealth
Oct 2023 - Present
Chief Compliance Officer
Sep 2022 - Mar 2024
Chief Controls Officer, East And Central Regions
Implemented and managed the regions' supervisory infrastructure and compliance program which covers approximately 2500 advisors. Directed a centralized supervisory team as well as branch compliance managers across the country to ensure company standards were met and complete adherence to regulations. Intermediary between the compliance department and the.
2011 - May 2019
Manager Of Business Practices
Reported to Chief Controls Officer and operated as a compliance manager for an OSJ that supervises branch managers and registered divisional employees. Assist in the training and implementation of new procedures for branch compliance managers.
Sep 2004 - Apr 2011
Field Examiner
Conducted complex on-site compliance examinations at more than 25 general agency offices. Investigated reported noncompliance issues and recommended subsequent action to senior leadership. Performed follow-up examinations of locations with unsatisfactory compliance reviews. Responded to compliance-related questions from management and agency representatives.
Apr 2004 - Sep 2004
Chief Compliance Officer/Director Of Operations
The Nia Group Llc
Supervised financial professionals and managed the firm’s daily operations. Responsible for monitoring and implementing all new FINRA and State regulations. Investigated compliance concerns; reported findings and delivered recommendations to management. Delivered and authored Annual Compliance Meeting presentation. Coordinated various aspects of new.
Jun 2001 - Apr 2004
Team & coworkers
Colleagues at Simplicity Group Holdings
Other employees you can reach at simplicitygroupholdings.com. View company contacts for 40 employees →
RD
Ryan D. Brown
Colleague at Simplicity Group Holdings
Detroit Metropolitan Area, United States
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SJ
Steve Jacobson
Colleague at Simplicity Group Holdings
Dresser, Wisconsin, United States, United States
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AD
Ashley Dufrane
Colleague at Simplicity Group Holdings
Monticello, Minnesota, United States, United States
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AP
Autumn Peck
Colleague at Simplicity Group Holdings
Tucson, Arizona, United States, United States
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LW
Lacy Walthall
Colleague at Simplicity Group Holdings
Raleigh, North Carolina, United States, United States
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LH
Lily Hicks
Colleague at Simplicity Group Holdings
Tempe, Arizona, United States, United States
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MF
Mike Ford
Colleague at Simplicity Group Holdings
Glendale, Arizona, United States, United States
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OS
Odessa Sweeney
Colleague at Simplicity Group Holdings
Scottsdale, Arizona, United States, United States
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NV
Nurcan Varol
Colleague at Simplicity Group Holdings
Duzce, Türkiye, Turkey
View →
SS
Smriti Shah
Colleague at Simplicity Group Holdings
Hillsborough, New Jersey, United States, United States
View →
Ryan D. Brown
Colleague at Simplicity Group Holdings
Detroit Metropolitan Area, United States
View →
SJ
Steve Jacobson
Colleague at Simplicity Group Holdings
Dresser, Wisconsin, United States, United States
View →
AD
Ashley Dufrane
Colleague at Simplicity Group Holdings
Monticello, Minnesota, United States, United States
View →
AP
Autumn Peck
Colleague at Simplicity Group Holdings
Tucson, Arizona, United States, United States
View →
LW
Lacy Walthall
Colleague at Simplicity Group Holdings
Raleigh, North Carolina, United States, United States
View →
LH
Lily Hicks
Colleague at Simplicity Group Holdings
Tempe, Arizona, United States, United States
View →
MF
Mike Ford
Colleague at Simplicity Group Holdings
Glendale, Arizona, United States, United States
View →
OS
Odessa Sweeney
Colleague at Simplicity Group Holdings
Scottsdale, Arizona, United States, United States
View →
NV
Nurcan Varol
Colleague at Simplicity Group Holdings
Duzce, Türkiye, Turkey
View →
SS
Smriti Shah
Colleague at Simplicity Group Holdings
Hillsborough, New Jersey, United States, United States
View →
1 education record
Jared Margolies education
FAQ
Frequently asked questions about Jared Margolies
Quick answers generated from the profile data available on this page.
What company does Jared Margolies work for?
Jared Margolies works for Simplicity Group Holdings.
What is Jared Margolies's role at Simplicity Group Holdings?
Jared Margolies is listed as Director of Compliance and Chief Compliance Officer at Simplicity Group Holdings at Simplicity Group Holdings.
What is Jared Margolies's email address?
AeroLeads has found 1 work email signal at @axa.com for Jared Margolies at Simplicity Group Holdings.
What is Jared Margolies's phone number?
AeroLeads has found 1 phone signal(s) with area code 908 for Jared Margolies at Simplicity Group Holdings.
Where is Jared Margolies based?
Jared Margolies is based in New York City Metropolitan Area, United States, United States while working with Simplicity Group Holdings.
What companies has Jared Margolies worked for?
Jared Margolies has worked for Simplicity Group Holdings, Simplicity Wealth, Simplicity Solutions Llc, Axa, and Guardian Life.
Who are Jared Margolies's colleagues at Simplicity Group Holdings?
Jared Margolies's colleagues at Simplicity Group Holdings include Ryan D. Brown, Steve Jacobson, Ashley Dufrane, Autumn Peck, and Lacy Walthall.
How can I contact Jared Margolies?
You can use AeroLeads to view verified contact signals for Jared Margolies at Simplicity Group Holdings, including work email, phone, and LinkedIn data when available.
What schools did Jared Margolies attend?
Jared Margolies holds Bachelor Of Arts - Ba, Business Administration And Management, General from Stockton University.
What skills is Jared Margolies known for?
Jared Margolies is listed with skills including Insurance, Risk Management, Business Process Improvement, Mutual Funds, Process Improvement, Series 7, Life Insurance, and Microsoft Excel.
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