Jarion Richardson Email & Phone Number

Bermuda

Hamilton, Bermuda

Hamilton, Bermuda

Elected by Paget West Constituency #23 to the House of Assembly of the Bermuda Parliament."The first duty of a member of Parliament is to do what he or she thinks in his or her faithful and disinterested judgement is right and necessary for the honour and safety of Great Britain. His second duty is to his constituents, of whom he is the representative but not the delegate. Burke's famous declaration on this subject is well known. It is only in the third place that his duty to party organization or programme takes rank. All these three loyalties should be observed, but there is no doubt of the order in which they stand under any healthy manifestation of democracy." — Winston Churchill, Duties of a Member of Parliament (c.1954–1955)

Hamilton, Bermuda

Jarion Richardson is a Specialist Compliance Advisor and a member of Appleby’s regulatory team in Bermuda.His responsibilities include designing and conducting risk assessments, developing and implementing internal control frameworks, advising on local compliance obligations, and designing and delivering training. Jarion also provides Compliance Officer and Money Laundering Reporting Officer roles, through Appleby Global Services (AGS).

Bermuda

Founder of Certainty., a compliance and regulatory consulting firm specializing in financial crime prevention including anti-money laundering, anti-bribery and corruption. Certainty. focuses on how regulations can harmonize with pre-existing business environments and how to maximize benefits from existing controls.

Hamilton, Bermuda

An appointed Senator based on the recommendation of the Leader of the Opposition. The Bermuda Legislature is bicameral with two chambers: the Senate (the ‘Upper House’ of appointed members) and the House of Assembly (the ‘Lower House' of elected members). The Senate has eleven members, all of whom are appointed by the Governor - five on the recommendation of the elected Government Leader, three on the recommendation of the elected Leader of the Opposition and three by the Governor acting in his own discretion.

Bermuda

Primarily management of compliance- and government-related operations including 14-concurrent service lines with same-day deliverables, such as conflict and backgrounds checks, client take-on, corporate and trust formation and government registry searches and filings. Bespoke client services include advising on financial crime prevention controls, contentious regulatory findings, drafting of AML-related policies and procedures and conducting AML training. Recent work includes:• Doubled service-line revenue by recovering wastage costs through optimizing work flow.• Speaking engagements at KPMG and yCompliance financial crime seminars. • Advised in relation to a proposed regulatory financial penalty for anti-money laundering deficiencies.• Advised in relation to an inconclusive, abnormally lengthy on-site examination and regulatory conclusions arising during that process.• Advised on the construction of criminal property under the Proceeds of Crime Act 1997, and the obligations and options as it relates to contributory, secondary transactions.• Advised on the impact of the International Sanctions Regulations 2013, including relating to HM Treasury Consolidated List, EU and US sanctions• Advised on the impact of US sanctions, namely the Office of Foreign Asset Control, in relation to local proceeds of crime disclosure obligations and any residual liability events • Chaired an investment sector consultation group for the Bermuda Monetary Authority in relation to their industry-specific AML guidance notes• Advised on beneficial ownership declaration and record keeping, for insurance-linked securities purposes including special purpose insurers and segregated accounts companies• Trained New York Stock Exchange-listed companies on Bermuda AML obligations and international connectivity

Bermuda

• Partners with internal stakeholders, provides expert advice and counsel reference financial crime and regulatory compliance.• The development and maintenance of the firm’s policies and procedures to ensure compliance by Appleby and its staff with Bermuda AML/ATF laws, regulations and guidance notes on the prevention of money laundering and/or terrorist financing.• Prepares and presents seminars and training sessions in relation to compliance issues.• Maintains a well-designed, applied, and monitored compliance regime to provide a solid foundation for compliance with Bermuda law and Appleby requirements.• Establishes and maintains an effective anti-money laundering/anti-terrorist financing risk assessment program.• Identifies issues & risks and recommends actions to ensure compliance with minimal impact tooperations.• Supervises and provides guidance to the Compliance Officer and other members of the Compliance Team.• Conduct AML/ATF training programs required employees

Perform statistical analysis on submissions and other information from or about financial entities and prepare reports on resultsParticipate in supervisory inspections and conduct evaluations of a financial institution's systems and controlsUndertake research projects that relate to the department's supervisory and regulatory responsibilitiesPrepare and conduct specialist-level AML/CTF training for supervisory staffIntake and coordinate requests for regulatory and enforcement assistance from overseas regulators including the Financial Services Authority and US Securities and Exchange Commission

Advise attorneys and fiduciary services team members on practical application of statutory anti-money laundering obligations and provisions Enforce AML policies and procedures via consulting, authoring breach reports and personnel interactionIdentified and corrected system differentiations with statutory AML provisionsRisk rate and profile clients for business acceptance

Bermuda

Direct Government departments and resources for community quality-of-life issues.Initiated and implemented access to Land Valuation database.Initiated and implemented departmental Grid Coordinate crime tracking and analysis.Coordinate policing strategies/units for areas-of-responsibilityEstablish and maintain relationships with disparate stakeholders with disparate interests Respond to calls for assistance including violent domestics and weapon-related fights.Investigations including willful damage, breach-of-protection order and road traffic collisions.Practical application of the Revised Law to daily calls.

Bermuda

Collect, collate and process confidential information via intelligence operations, external source management, officer deployment, etc. Identified and corrected system failures including rebalancing procedural management of resources Identified and implemented divisional systems upgrade using another division's project resource allocationsProtected intelligence software primacy by identifying and reorganizing the implementation of PACE systems

Bermuda

To undertake covert, mobile, technical and foot surveillance in order to obtain intelligence and evidence to assist an investigation or operation.

Bermuda

Prepare, maintain and utilize specialist tools, equipment, and vehicles.Identify various ordnance, ammunition types and their properties.Formulate and execute plans to safely find and effectively destroy ammunition and explosives.Respond to calls from military/combat personnel.

Regular reporting and investigation including researching tips/leads for story-potentialEstablish and maintain relations with confidential sourcesAdhere to statutory publishing regulationsReporting on Parliamentary activities and issuesLearn short-hand, keyboarding (80 wpm) and occupation-oriented topics such as the process of criminal justice, the process of creating legislation, etc.

Int. Diploma (Graduate), Financial Crime Prevention, Financial Crime Prevention

Diploma (Graduate), Anti Money Laundering

Diploma (Graduate), Compliance

Invited to become Course tutor