Jas. C. (Cia, Ccsa) Email and Phone Number

● Bill 198 compliance, 52-109 Compliance, CEO/CFO certification.● DC&P and ICFR set up, filed 136 controls and testing results.● M&A controls set-up and alignment● Interact with C-suite management, Board of Directors and Audit Committee● Internal processes and controls walkthrough and documentation● IT compliance audit: access control, change management, application control.● Facilitate External auditor’s audit work.

Marketech International Corp. USA -Pheonix AZ • SOX compliance and ICFR testing• Project expense review and analysis.• Budget Control (incl. AR/AP, cash management, customer billing schedule control and negotiation, etc.)• Cashflow forecast and management.• Business process and controls build up and enhancement.• Project performance KPI review and build in. (incl set up goal with Project Managers)• Financial statements review, incl. income statement and balance sheets review and normalization.

• Bill 198 compliance, 52-109 Compliance, CEO CFO C3 certification.• Internal processes and controls walkthrough and documentation (SOX controls)• DC&P and ICFR set up, filed 144 controls and testing results.• IT compliance audit: access control, change management, application control• Facilitate External auditor’s audit work

• Planned and performed SOX Control Compliance Test• Operational Audits• Internal Control over Financial Reporting controls testing• Plan and conduct audits, reviews, special projects, and consulting engagements. Prepare and/or review supporting documentation.

Shearwater Research Inc. (Richmond BC, Canada) 1. Strategic Sourcing for electrical components2. Sourced for new designed products and migrating projects3. Performed Inventory management and analysis 4. Planning optimized supply chain management

Supply Chain Management,1. Performed Suppliers Management and sourcing strategy, including specializing in Contract Management, purchasing/spending management; global sourcing strategy. The key responsibilities included:• Executed contract term and conditions; price negotiation and facilitate the contract signed in process, including legal review• Budget planning and control for the capital and equipment purchasing projects• Initiate Global Souring Strategy to insure the enough supply chain back up2. Performed Supplier management to ensure all the souring and declaration complies with all the import and export regulation requirements (i.e.SHTC) and International Air Transport Association (IATA) rules (ex. Dangerous Goods Rules –DGR) • Executed Import and Exports Custom Declaration• Handled Governmental Regulation communication and explanation to ensure the Regulation Compliance. • Built in controls in various import operation systems, such as Radiation import system, Toxic Material/Chemicals Import process, Strategic High-Tech Commodities Controls (SHTC) • Designed User Requirement Development (URD) and performed UAT on SAP systems controls. Experience in e-Procurement and e-Sourcing projects instructing team members on various applications and their usages (i.e. SAP MM, SAP SNC interface, Glory web solutions)3. Planed the import and export good delivery and schedule the shipments. Familiar with CCC code, Dangerous goods and import/export regulations and process.

Experience in ERP software, tax regulations and accounting standards, • Experience in SAP data analytic skills, teammate, CaseWare, ACL and IEDA. • Knowledgeable in US Tax and Canadian Tax, US GAAP, IFRS, SOX and ASPE Experience in ACL audit management software and developed audit analytic methodology • Initiated and implemented ACL audit software; coordinated the system administration and maintenance. • Developed the audit analysis methodology for audit work in different aspects. Experience in Sarbanes Oxley (SOX) Act Controls Review • Performed audit review on Sarbanes Oxley compliance. The reviewed scope covered financial risk analysis, the risk mitigation procedures, the correspondent controls and the follow-up test work. • Communicated issues to top management in oral and written format• Presented issues to senior management and discussed further remedy actions• Conducted remediation review and follow up. Performed Overseas Subsidiary Audit• Conducted subsidiary audit works and provided improvement suggestions for the regional offices, includes Finance, Sales, Procurement and Human resources operations. • The Subsidiaries included: Netherlands (Amsterdam),  North America,  JapanExperience in reviewing Internal Control Procedure in large organization• Executed the internal control process to detect fraud possibilities in the financial statement.• Preformed audit review for our pricing operation to prevent US$ 3 billion revenue loss.