Jasmin Smith

Jasmin Smith Email and Phone Number

AML Compliance Officer @ Trading.com US
Jasmin Smith's Location
New York, New York, United States, United States
Jasmin Smith's Contact Details

Jasmin Smith personal email

n/a
About Jasmin Smith

I am a certified Anti-Money Laundering Specialist with 8+ years of experience in developing and implementing AML & KYC programs and thorough Customer Due Diligence (CDD) within the financial sector. I'm passionate about achieving substantial risk reduction and regulatory compliance for financial institutions, ensuring the security and integrity of their operations. I've spent the last 8 years helping grow companies efficiency and compliance resulting in a 25% increase in operational productivity and a 15% reduction in compliance-related incidents through dedicated efforts in risk assessment, process optimization, and technology integration. I'm currently seeking new opportunities within the financial Tech industry on LinkedIn, so if you'd like to work together, please don't hesitate to connect with me and send a message.

Jasmin Smith's Current Company Details
Trading.com US

Trading.Com Us

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AML Compliance Officer
Jasmin Smith Work Experience Details
  • Trading.Com Us
    Aml Compliance Officer
    Trading.Com Us Dec 2021 - Present
    New York, New York, Us
    Assist in the design and implementation of a robust BSA/AML Program for a CFTC registered retail- foreign exchange dealer and NFA memberExecute a risk based BSA/AML Program to ensure compliance with applicable laws and regula3onsWork closely with the CCO to develop an AML strategy that keeps pace with Trading.com's growthConduct investigations and preparing analytical reportsImplement and enhance processes to identify and report suspicious activity reports. Perform the filing of suspicious markers reports to regulatory authoritiesDevelop and perform Know Your Customer and Customer Due Diligence reviews for new and existing customersWork with business units and Customer Support to resolve account opening issues and obtain necessary information during investigationsProvide advisory guidance to the business to manage emerging and future AML risksSupport internal and external audits of the BSA/AML Program; participate in Compliance program activities, including risk assessmentsAddress regulatory changes that impact the company, as necessary
  • Nordea
    Kyc Officer
    Nordea Jan 2020 - Dec 2021
    Helsinki, Fi
    Support the Due Diligence Department (CDD) Business units while assisting Relationship Managers with New York’s Branch Corporate and Institutional banking, Shipping & Oil services, Teasury, and Market Customers.Review daily negative news and PEP alerts and mitigate accordingly. Complete all Trade Finance negative news requests and account updates such as new signers, address updates, FinCen Beneficial Ownership account triggers.Analyze transaction history against KYC standards while identifying gaps in information or changes in customer attributes since the last review.
  • Intesa Sanpaolo
    Kyc Officer
    Intesa Sanpaolo Nov 2018 - Dec 2019
    Turin, To, It
    Completed data entry and migtration within microsoft excel of the banks KYC files, related CIP documentation and any additional required information. Work with relevant internal groups to identify, research, and resolve any discrepancies in a timely manner. Provided additional support to the KYC compliance team as directed by senior management.Migrated to Financial institutions KYC team to complete periodic reviews.
  • Barclays Investment Bank
    Kyc Analyst
    Barclays Investment Bank Oct 2017 - Apr 2018
    New York, Ny, Us
    Completed analysis of transactional information to identify risk, trends and potential wary activity for corporate and Financial institutions. Conducted customer screening on the Customer Name, Controlling Parties, Key Account Parties (“KAPs”) (i.e. Sanctions, PEPs, Negative News) using Lexis-Nexis and World-Check.Ensuring compliance with all AML laws, regulations, guidelines, written procedures; OFAC, CIP, KYC, customer/transaction monitoring.Effectively conducted AML /KYC formality reports on questionable accounts and transactions.
  • Goldman Sachs
    Client Onboarding Analyst
    Goldman Sachs Jul 2015 - Mar 2017
    New York, New York, Us
    Enhanced recruitment efforts for the Official Black Network initiative to promote diversity and inclusion in alignment with the High-Value Location strategy, driving quality hires for every division of the organization.Volunteered to prep candidates for the Goldman Sachs Undergraduate Camp program by mentoring students on the different divisions and facilitating engagement with employees at professional network settings, driving a quality internship experience.Tested tools such as DocuSign for large-scale IT projects to enhance controls and risk management while decreasing manual processes, helping accelerate the transition from paper documentation to digital.Cultivated strong client relationships through knowledge of different client account structures and by requesting products (options, margin, checking, debit cards, etc.) to establish new accounts and manage trading and margin accounts with high data accuracy.
  • North Carolina Central Human Resources
    Payroll/Data Processing Intern
    North Carolina Central Human Resources Aug 2013 - Mar 2014
    Deciphers, translates, and codes complex alphanumeric payroll data and verifies input for accuracy and completeness. Input new employees into payroll database and keep employee information up to date. Aid in leveraging and organizing over 500 employee files.

Jasmin Smith Skills

Customer Service Microsoft Office Microsoft Excel Microsoft Word Leadership Powerpoint Social Media Time Management Teamwork Event Planning Social Networking Strategic Planning Facebook Marketing Strategy Project Management Hospitality Restaurants Finance Sales Management Entrepreneurship

Jasmin Smith Education Details

  • North Carolina Central University
    North Carolina Central University
    General

Frequently Asked Questions about Jasmin Smith

What company does Jasmin Smith work for?

Jasmin Smith works for Trading.com Us

What is Jasmin Smith's role at the current company?

Jasmin Smith's current role is AML Compliance Officer.

What is Jasmin Smith's email address?

Jasmin Smith's email address is ja****@****chs.com

What schools did Jasmin Smith attend?

Jasmin Smith attended North Carolina Central University.

What skills is Jasmin Smith known for?

Jasmin Smith has skills like Customer Service, Microsoft Office, Microsoft Excel, Microsoft Word, Leadership, Powerpoint, Social Media, Time Management, Teamwork, Event Planning, Social Networking, Strategic Planning.

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