Jasmin Smith Email & Phone Number

New York, New York, Us

Assist in the design and implementation of a robust BSA/AML Program for a CFTC registered retail- foreign exchange dealer and NFA memberExecute a risk based BSA/AML Program to ensure compliance with applicable laws and regula3onsWork closely with the CCO to develop an AML strategy that keeps pace with Trading.com's growthConduct investigations and preparing analytical reportsImplement and enhance processes to identify and report suspicious activity reports. Perform the filing of suspicious markers reports to regulatory authoritiesDevelop and perform Know Your Customer and Customer Due Diligence reviews for new and existing customersWork with business units and Customer Support to resolve account opening issues and obtain necessary information during investigationsProvide advisory guidance to the business to manage emerging and future AML risksSupport internal and external audits of the BSA/AML Program; participate in Compliance program activities, including risk assessmentsAddress regulatory changes that impact the company, as necessary

Helsinki, Fi

Support the Due Diligence Department (CDD) Business units while assisting Relationship Managers with New York’s Branch Corporate and Institutional banking, Shipping & Oil services, Teasury, and Market Customers.Review daily negative news and PEP alerts and mitigate accordingly. Complete all Trade Finance negative news requests and account updates such as new signers, address updates, FinCen Beneficial Ownership account triggers.Analyze transaction history against KYC standards while identifying gaps in information or changes in customer attributes since the last review.

Turin, To, It

Completed data entry and migtration within microsoft excel of the banks KYC files, related CIP documentation and any additional required information. Work with relevant internal groups to identify, research, and resolve any discrepancies in a timely manner. Provided additional support to the KYC compliance team as directed by senior management.Migrated to Financial institutions KYC team to complete periodic reviews.

New York, Ny, Us

Completed analysis of transactional information to identify risk, trends and potential wary activity for corporate and Financial institutions. Conducted customer screening on the Customer Name, Controlling Parties, Key Account Parties (“KAPs”) (i.e. Sanctions, PEPs, Negative News) using Lexis-Nexis and World-Check.Ensuring compliance with all AML laws, regulations, guidelines, written procedures; OFAC, CIP, KYC, customer/transaction monitoring.Effectively conducted AML /KYC formality reports on questionable accounts and transactions.

New York, New York, Us

Enhanced recruitment efforts for the Official Black Network initiative to promote diversity and inclusion in alignment with the High-Value Location strategy, driving quality hires for every division of the organization.Volunteered to prep candidates for the Goldman Sachs Undergraduate Camp program by mentoring students on the different divisions and facilitating engagement with employees at professional network settings, driving a quality internship experience.Tested tools such as DocuSign for large-scale IT projects to enhance controls and risk management while decreasing manual processes, helping accelerate the transition from paper documentation to digital.Cultivated strong client relationships through knowledge of different client account structures and by requesting products (options, margin, checking, debit cards, etc.) to establish new accounts and manage trading and margin accounts with high data accuracy.

Deciphers, translates, and codes complex alphanumeric payroll data and verifies input for accuracy and completeness. Input new employees into payroll database and keep employee information up to date. Aid in leveraging and organizing over 500 employee files.