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Jason Scharfman Email & Phone Number
Chief Compliance Officer
at
Corgentum Consulting
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✓ Verified August 2026
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Profile completeness 86%
Current company
Role
Chief Compliance Officer
Location
New York City Metropolitan Area, United States
Who is Jason Scharfman? Overview
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Quick answer
Jason Scharfman is listed as Chief Compliance Officer at Corgentum Consulting, based in New York City Metropolitan Area, United States. AeroLeads shows a matched LinkedIn profile for Jason Scharfman.
Jason Scharfman previously worked as Chief Compliance Officer and General Counsel at Nordom and Chief Compliance Officer (Crypto and Risk Products) at Corgentum Consulting. Jason Scharfman holds J.D., Law from St. John'S University School Of Law.
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Corgentum Consulting
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Profile bio
About Jason Scharfman
Cryptocurrency compliance, digital asset operations, fraud investigation, and alternative investment due diligence subject matter expert.Chief Compliance Officer, Compliance Lead, Regulatory Compliance, Regulatory Reporting:• Multi-strategy cryptocurrency hedge fund Chief Compliance Officer (CCO) and Chief Operating Officer (COO)•SEC 206(4)-7 investment compliance, testing, annual reviews, transaction surveillance, market access controls, exception reporting, privacy data (GDPR)• Regulatory examinations (SEC, FINRA, CFTC, broker-dealer compliance, mutual funds, alternative trading systems (ATS), remediation• Registered Investment Advisers (RIA) - Investment Company Act of 1940, Advisers Act of 1940, • Monitor key performance indicators (KPIs) / use analytical skills to implement independent testing / Regulatory filings (Form ADV, Form PF)Investment Fund Compliance:• Alternative investments compliance: hedge funds, private equity, venture capital, digital asset funds• Draft and implement compliance policies and procedures, including Code of Ethics, personal trading, business continuity, artificial intelligence (AI) usageAnti-money laundering (AML), Bank Secrecy Act (BSA) (BSA/AML), Sanctions Compliance:• Know Your Customer (KYC), CDD / EDD, anti-bribery and corruption, watchlist and politically exposed persons (PEPs) screening, financial crime compliance (FCC)Crypto Licensing:• NYDFS compliance - Part 504 (transaction monitoring), Part 500 (cybersecurity), BitLicense• Money Service Business (MSB), Money Transmitter License (MTL), VASP, state licensesOther Crypto Projects include:•Crypto custody and wallet design: Led implementation of Fireblocks for fund non-custodial wallets with Chainalysis overlay for additional risk screening in DeFi pools.• Developed compliance protocols / fraud prevention program for cross-border digital payments, proprietary blockchain and NFT collectibles project (mobile games with licensed properties)•DeFi (non-custodial wallets, lending, borrowing, gaming), tokenization, DEX and CEX exchange compliance, terms of service, FinTech / Web3 / startup complianceLeadership experience:• Manage teams of 20+ compliance consultants, lawyers, general counsel, and auditors on cross-functional teams across a variety of engagements Other projects:• Expert witness in litigation and arbitration.• SME for regulators and institutional investors on topics including cryptocurrency compliance, blockchain operations, digital asset wallets, audit, and operational due diligence.
Current workplace
Jason Scharfman's current company
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Corgentum Consulting
Website
AeroLeads page
7 roles · 23 years
Jason Scharfman work experience
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Chief Compliance Officer And General Counsel
Chief Compliance Officer (Crypto And Risk Products)
•Anti-Money Laundering (AML), Corporate Compliance, Financial Crimes Compliance (FCC):o Developed compliance manuals for compliance with regulatory standards including Bank Secrecy Act & Anti-Money Laundering (BSA/AML), Patriot Act (CIP), FinCEN o Established compliance procedures for OFAC ORS reporting, Know Your Customer (KYC) / Enhanced Due Diligence (EDD), transaction monitoring•Crypto Licensing and Regulatory Compliance:o NYDFS licensure (BitLicense) and Part 504 compliance, Money Service Business (MSB) and Money Transmitter License (MTL), state licenses and support (reporting, renewals)•Crypto Chief Compliance Officer (CCO) / Chief Operating Officer (COO)•Due Diligence and Compliance Audits:oDevelop protocols to identify, collect and monitor enterprise risk related sanctions lists, anti-bribery and corruption data and related market surveillance in conjunction with FIUsoConduct compliance, operational audits and due diligence investigations on over 3,500 global financial services industry firms (hedge funds, private equity, crypto assets)•Advise clients on regulatory engagement matters (SEC, CFTC, NFA, NYDFS, state regulators, international regulators). Monitor industry trends and report on regulatory changes•Consult with hedge funds, private equity, real estate funds, mutual funds, venture capital and portfolio companies to implement best practices in compliance, governance, anti-money laundering (AML) and operations. Strategies and industries worked on include impact investing, FinTech, peer-to-peer lending, digital payments, digital assets and exchanges.•Testifying expert witness and subject matter expert (SME) in numerous arbitration and litigation proceedings on best practices in due diligence, investment fund operations and risk management.
Director
• Led a global audit team of six professionals with responsibility for performing due diligence and testing of portfolio of over 300 investment fund managers (private equity, venture capital, hedge funds) across a $6 billion platform• Developed analytical tools to perform data analysis and incorporate adaptability into written communication in compliance metrics on over 175,000 impact monthly data points Analysis included operational risk analysis, financial due diligence, regulatory compliance analysis, and information technology / cybersecurity reviews • Analyzed private equity / venture capital direct investments, co-investment opportunities, secondary investments and buyouts investments in financial services companies• Product management – worked with engineers and software developers to develop and manage the internal rollout of audit management and data analytics due diligence platform • Leadership experience: Promoted to a lead internal and manage external resources of 10+ people evaluating operational risk and supported regulatory examination efforts at a $13 bn. Platform
Feb 2006 - Nov 2008
Associate
• Managed the alternative investment RFP and DDQ completion process for new and existing clients in conjunction with the compliance, legal, risk, sales and fund operational functions• Fund strategies / types covered included: global macro, fixed income, Forex / FX, Fund of funds, Japan Long / Short, private equity and venture capital• Coordinated the cross-functional work of legal, technology, and compliance to customize global client reporting and quantitative risk monitoring systems in line with client and global regulatory requirements• Developed procedures for automated data collection and running analytics on over 120 monthly compliance and due diligence reports for ad-hoc risk management projects
2004 - 2006
~2 yrs
Consultant
• Provided global sales, business developments and marketing teams with English and Japanese compliance support including review advertising materials, performance reporting, disclosures• Regulatory compliance procedures including regulatory filings, monitoring regulatory developments, providing written communications of regulatory engagement and examinations • Conducted audit reviews and due diligence interviews with external fund managers (hedge fund, private equity) in the US and Japan for potential investment
Feb 2003 - Feb 2004
Financial Analyst
• Performed M&A due diligence (operations, legal, financial, cybersecurity, compliance, regulatory) on startup and Fintech (payments, media, data analytics) resulting in early stage investments of over $20 million• Collaborated on post-acquisition integration functions and operations for transition of acquired products and companies
Jun 2000 - Dec 2001
3 education records
Jason Scharfman education
J.D., Law
St. John'S University School Of Law
Master Of Business Administration - Mba, Finance
Baruch College
B.S., Finance, Japanese
Carnegie Mellon University
FAQ
Frequently asked questions about Jason Scharfman
Quick answers generated from the profile data available on this page.
What company does Jason Scharfman work for?
Jason Scharfman works for Corgentum Consulting.
What is Jason Scharfman's role at Corgentum Consulting?
Jason Scharfman is listed as Chief Compliance Officer at Corgentum Consulting.
Where is Jason Scharfman based?
Jason Scharfman is based in New York City Metropolitan Area, United States while working with Corgentum Consulting.
What companies has Jason Scharfman worked for?
Jason Scharfman has worked for Corgentum Consulting, Nordom, Morgan Stanley, Lazard, and Sparx.
How can I contact Jason Scharfman?
You can use AeroLeads to view verified contact signals for Jason Scharfman at Corgentum Consulting, including work email, phone, and LinkedIn data when available.
What schools did Jason Scharfman attend?
Jason Scharfman holds J.D., Law from St. John'S University School Of Law.
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