Jason Roberts Email and Phone Number
Jason Roberts work email
- Valid
- Valid
Jason Roberts personal email
Jason Roberts phone numbers
I specialize in navigating the complex interplay between tax, ERISA, and securities laws and regulations, leveraging this expertise to enhance compliance, training, and practice management for our bank, broker-dealer, and registered investment adviser (RIA) clientele. As the founder and CEO of Pension Resource Institute, LLC (PRI), I am dedicated to assisting banks, broker-dealers, and registered investment advisers in developing and maintaining profitable approaches for serving retirement investors. The cornerstone of PRI's foundation is the belief that compliance, with retirement regulations, should not only be accessible but also affordable.Beyond leading PRI, I established and manage the Retirement Law Group (RLG), a firm providing comprehensive services to plan sponsors, investment professionals, and service providers in the retirement sector. RLG delivers a network of preeminent ERISA, tax, and securities lawyers who offer their expertise to clients on a project basis, with flat fee or hourly rate options.Additionally, I am a founder and managing member of Group Plan Systems (GPS) – an independent fiduciary services firm overseeing pooled employer plans and other group retirement plans.Prior to founding PRI, RLG, and GPS, I was a partner and co-chair of the Financial Services Group at a leading ERISA law firm, acquired by Faegre Drinker Biddle & Reath LLP, and served as the head of the Investment Fiduciary practice for national securities law firm, acquired by Freeman Mathis & Gary.I have published numerous articles focusing on ERISA and securities compliance, fiduciary best practices and am a frequent retirement industry conference speaker. I am a contributing author and faculty member for the Practicing Law Institute and have been repeatedly recognized as one of the “100 Most Influential in Defined Contribution” by the 401(k) Wire and a “Rising Star” by Super Lawyers Magazine. I was also selected by InvestmentNews as one of the “Top 40 Advisors & Associated Professionals under 40”, and was tapped by the Wall Street Journal for its “Ask the Experts” series, answering readers’ questions relating to Department of Labor Fiduciary Regulations.I received my B.S.B.A. in Finance and Banking from the University of Missouri and my J.D. from UCLA Law School.Specialties: ERISA | Securities Laws/Regulations| Bank, Broker-Dealer and Registered Investment Adviser Compliance | 401k Plan Governance | Pooled Employer Plans| Fiduciary Standards | SEC Rules | DOL Regulations and Prohibited Transaction Exemptions | DOL Investigations | IRS Audits.
Pension Resource Institute
View-
Chief Executive Officer | FounderPension Resource Institute Dec 2010 - PresentSan Diego, California, UsSince its establishment in 2010, Pension Resource Institute, LLC (PRI) has been dedicated to making retirement plan compliance more manageable and cost-effective for a spectrum of financial firms, specifically banks, broker-dealers, and registered investment advisers.Our approach is client-centric; we pinpoint precise services that cater to our clientele’s needs and create a suite of compliance resources as a foundation. We offer our member firms a comprehensive solution through a full-service compliance, practice management, and training platform, further reinforced by unlimited consulting designed to enhance business growth.The institutions we serve each face their distinct set of risk management and business development challenges. In response, PRI has crafted a cutting-edge platform that delivers a configurable compliance framework, coupled with unlimited consulting, to implement and maintain profitable strategies for serving retirement investors.Compliance Solutions for your Home Office include:• Reviewing Your Business Model for conflicts• Configuring Agreements, Disclosures, and Compliance Policies• Customizing your platform with Training & Client-Facing Resources• Keeping you informed on New Laws, Regulations, and Best Practices• Promoting compliance for IRA RolloversYour advisors can access your firm’s customized materials in one place allowing them to stand out as an industry specialist.Practice Management Resources for your Advisors include:• PRI’s Fiduciary Roadmap: G-MAP• Provider Search• Training & Education Resources + Service Documents in one place• Whitepapers & Thought Leadership for your PracticeRecognizing that the landscape of laws, regulations, and industry best practices is ever-evolving, our resources adapt alongside these changes. This strategic level of support empowers our members to develop a compliance strategy that is both profitable and enduring, free from concealed costs or extra hourly charges.
-
Managing PartnerFiduciary Law Center Jan 2011 - PresentThe Fiduciary Law Center (f.k.a. Retirement Law Group) was founded to provide comprehensive and actionable ERISA, tax, and securities solutions. Since 2011, we have advised investment professionals, plan sponsors, and service providers to help them manage risk and meet business goals. From proactive consulting to regulatory defense and remediation, RLG's attorneys provide holistic support to ERISA fiduciaries and their service providers.Our practice areas include:• Drafting agreements & disclosures for use with employee benefit plans• Consulting on plan design & compensation strategy, including all retirement plans, non-qualified plans, and ESOPs• ERISA and non-ERISA plan maintenance & correction• Consulting on new product & service development initiatives for investment professionals and service providers• Providing regulatory guidance & defense on DOL, IRS, and SEC matters• Training & education solutions tailored to your specific needsWe are available to provide analysis and advice regarding ERISA and the Internal Revenue Code on the following types of plans:• 401(k) Plans• Profit Sharing Plans• Money Purchase Pension Plans• Employee Stock Ownership Plans (ESOP)• Stock Bonus Plans• Defined Benefit Plans• Non-qualified Deferred Compensation Plans• Health Plans• Welfare Plans• Cafeteria Plans• Health Reimbursement Accounts (HRA) / Health Savings Accounts (HSA)Our network of experienced attorneys is available to provide these services and more. We price our services on a flat fee or hourly basis, and we can work with you to find solutions that fit your budget. -
Managing PartnerGroup Plan Systems, Llc Nov 2021 - PresentSan Diego, Ca, UsGroup Plan Systems, LLC (GPS) was formed to help Financial Institutions and Employers deliver operational fiduciary excellence.Retirement plans can benefit by assigning operational fiduciary responsibilities to an independent expert partner like GPS. We understand complex regulations, the delivery of services, and we map these to a documented, monitored process to create clarity and establish accountability among service providers and the plan sponsor.GPS helps institutions solve the complexity of operating group plans by performing as an independent fiduciary or as a consultant to help you become one.GPS helps employers by getting you out of the middle of complex responsibilities and chores that have nothing to do with your core business. GPS serves as a named fiduciary and the plan administrator under ERISA Sections 402(a) and 3(16), meaning we stand in your shoes and do what you would do if you were a retirement plan expert.The GPS Fiduciary Process leverages a proprietary GPS Knowledgebase™ of regulatory requirements. We use it to prioritize and map responsibilities to help keep your plan compliant.Additionally, we know that the rules that govern retirement plans change from time to time. When that happens, GPS helps to ensure your plan continues to operate in compliance.helps ensure your plan continues to operate in compliance.To perform as an effective operational fiduciary, you need a very robust process. To perform at scale, you need a process that can overlay existing vendor technologies and operations to perform efficiently. That’s GPS! -
Partner & Co-Chair Of Financial Services PracticeFaegre Drinker Jan 2009 - Dec 2010Global, UsEmployee Benefits, ERISA, Securities Law and Compliance -
Head Of The Erisa Plan & Investment Fiduciary GroupFreeman Mathis & Gary, Llp Jan 2004 - Jan 2008Atlanta, Ga, Us -
Summer AssociateOrrick, Herrington & Sutcliffe Llp May 2002 - Aug 2002San Francisco, Ca, Us -
Judicial Extern - Hon. Saundra Brown ArmstrongUnited States Courts May 2001 - Sep 2001Washington, Dc, Us -
Senior Travel DirectorMaritz Travel Company 1999 - 2001St. Louis, Mo, UsCoordinated corporate incentive events world wide for Fortune 500 companies. -
Summer InternMorgan Stanley May 1998 - Aug 1998New York, Ny, Us
Jason Roberts Skills
Jason Roberts Education Details
-
University Of California, Los Angeles - School Of LawLitigation And Negotiation -
University Of Missouri-ColumbiaFinance And Banking
Frequently Asked Questions about Jason Roberts
What company does Jason Roberts work for?
Jason Roberts works for Pension Resource Institute
What is Jason Roberts's role at the current company?
Jason Roberts's current role is ERISA & Securities Regulatory Attorney making retirement plan compliance accessible and affordable..
What is Jason Roberts's email address?
Jason Roberts's email address is jr****@****ver.com
What is Jason Roberts's direct phone number?
Jason Roberts's direct phone number is +131021*****
What schools did Jason Roberts attend?
Jason Roberts attended University Of California, Los Angeles - School Of Law, University Of Missouri-Columbia.
What are some of Jason Roberts's interests?
Jason Roberts has interest in Surfing, Fishing, Sailing And Jazz.
What skills is Jason Roberts known for?
Jason Roberts has skills like 401k, Securities, Erisa, Retirement Planning, Retirement, Investments, Financial Services, Pensions, Investment Advisory, Employee Benefits, Finra, Wealth Management.
Free Chrome Extension
Find emails, phones & company data instantly
Aero Online
Your AI prospecting assistant
Select data to include:
0 records × $0.02 per record
Download 750 million emails and 100 million phone numbers
Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.
Start your free trial