Douglas J. Keffler, Esq.

Douglas J. Keffler, Esq. Email and Phone Number

Legal & Compliance, AML Manager @ AviaGames Inc
mountain view, california, united states
Douglas J. Keffler, Esq.'s Location
San Francisco Bay Area, United States
Douglas J. Keffler, Esq.'s Contact Details

Douglas J. Keffler, Esq. personal email

n/a
About Douglas J. Keffler, Esq.

Douglas J. Keffler, Esq. is a Legal & Compliance, AML Manager at AviaGames Inc. He possess expertise in legal writing, litigation, trials, criminal law, legal research and 19 more skills. He is proficient in Latin.

Douglas J. Keffler, Esq.'s Current Company Details
AviaGames Inc

Aviagames Inc

View
Legal & Compliance, AML Manager
mountain view, california, united states
Website:
aviagames.com
Employees:
2
Douglas J. Keffler, Esq. Work Experience Details
  • Aviagames Inc
    Aml Manager
    Aviagames Inc Aug 2022 - Present
    Mountain View, California, United States
    • Oversee & manage all AML policies and procedures including KYC, EDD, and transaction monitoring• Revise and draft amendments to the AML policy and procedure• Manage the buildout and testing of the AML transaction monitoring system• Create SAR referral guidelines and internal procedures for escalating potential suspicious activity from frontline departments• Review AML alerts and draft SAR referrals• Host SAR Committee meetings and present SAR narratives and supporting documentation• Conduct manual negative news and sanctions screening reviews• Manage vendor procurement and implementation for various elements of the AML program• Lead investigations, draft responses, and manage all requests from state attorney general offices and law enforcement agencies regarding potential suspicious activity • Draft and publish new compliance procedures for various departments• Perform KYB due diligence for new vendors • Host and present annual training for various departments on topics such as AML/BSA regulations, confidentiality, and topics related to privacy• Perform legal research and analysis of various issues related to US and international compliance laws• Manage and oversee due diligence responses to third-party vendors required for onboarding and periodic reviews
    View
  • Deloitte
    Consultant
    Deloitte Feb 2020 - Aug 2022
    Gilbert, Arizona
    • AML/BSA experience: KYC/CDD, EDD, AML transaction monitoring and sanctions review• Criminal investigation experience: transaction tracing and evidence analysis• Civil litigation experience: legal document review, privilege review, document collections, and client communications
    View
  • Aml Rightsource
    Senior Analyst
    Aml Rightsource Jan 2017 - Jan 2020
    Phoenix, Arizona
    • AML/BSA experience with multiple clients including retail banking, FinTech, and cryptocurrency• Managed and worked multiple types of workflows including: KYC/CDD, EDD, alerts, and cases• Managed and worked SAR workflows• Team lead for groups of 5-20 analysts on various workflows• Forecasted and managed daily, weekly, and monthly numbers for clients• Oversaw service level agreements (SLAs) are met• Ran a solo project for a client with minimal oversight• Trained and on-boarded new employees across multiple projects, and provided career development advice
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  • Ameriprise Auto & Home Insurance
    Claims
    Ameriprise Auto & Home Insurance Apr 2014 - Jan 2017
    Phoenix, Arizona
    View
  • Law Offices Of Tony Ivie & Rick Keffler
    Legal Assistant/Paralegal
    Law Offices Of Tony Ivie & Rick Keffler Mar 2013 - Dec 2013
    Amarillo, Texas
    • Primary analysis and legal work focuses in family law, estate planning, private injury, and criminal law • Family law experience includes: attending hearings, drafting and editing divorce decrees, counterpetitions, temporary orders and final orders • Estate planning experience includes: composing and editing wills, power of attorney documents, applications for probate, inventory appraisements, and waivers • Private injury and criminal law experience includes: attending hearings, research and analysis of federal and state statutes and case law, and drafting and editing numerous motions • Conduct client interviews and case assessments for risk, liability, and potential claims and lawsuits. • Manage cases, clients and daily use of LexisNexis, Westlaw, and ProDocs
  • The Fund For The Public Interest
    Assistant Director
    The Fund For The Public Interest Oct 2012 - Feb 2013
    Washington D.C. Metro Area
    • Analyzed, compiled, and coordinated reports and strategies for successful election and lobbying campaigns with Work For Progress, Human Rights Campaign and Environment America. • Oversaw all aspects of day-to-day operations such as: staff management, recruitment, interviews, payroll, budget management, statistical and data fraud. • Supervised a staff of 10 to 30 employees.• V.A.N. software experience (Voter Activation Network)
  • The Geller Firm
    Legal Intern, Summer 2011
    The Geller Firm May 2011 - Aug 2011
    San Diego, Ca
    • Wrote, researched and edited numerous documents specifically pre-trial motions and sentencing memoranda submitted to federal and state court• Composed in-office memos • Researched and evaluated case law and statutes under Federal law in the areas of: immigration, drug manufacturing, distribution, and possession • Analyzed and researched case law and statutes under state law in the areas of: DUIs, theft, drug possession, and misdemeanors • Attended trials, hearings, depositions and client interviews
  • Law Offices Of Robert Reynolds
    Legal Intern, Summer 2010
    Law Offices Of Robert Reynolds May 2010 - Aug 2010
    San Diego, Ca
    • Wrote and edited interrogatories and evidentiary requests • Researched case law and statutes in the areas of: personal Injury, contracts, malpractice, wrongful death, and sexual harassment • Litigation experience included: interrogatories, depositions, and exhibit preparation.
  • Dobson High School (City Of Mesa)
    Head Varsity Boys' Volleyball Coach
    Dobson High School (City Of Mesa) Jan 2007 - May 2009
    Mesa, Az
    Head Varsity Boys’ Volleyball Coach, January 2007 to May 2009Assistant Varsity Girls’ Volleyball Coach, June 2007 to November 2007• Responsible for coaching student athletes in game strategies and techniques to prepare them for athletic competition, and motivate them to develop an appreciation of the sport• Monitored the academic performance of team members to ensure that eligibility requirements were met; encouraged student athletes to maintain a high academic standard• Maintained eligibility forms, emergency data cards, insurance records, equipment inventory, and other related records• Worked with the Athletic Director in scheduling facilities for practices and competition• Followed state, regional, and district regulations governing the athletic program

Douglas J. Keffler, Esq. Skills

Legal Writing Litigation Trials Criminal Law Legal Research Personal Injury Hearings Mediation Constitutional Law Immigration Law Courts Westlaw Editing Leadership Motions Local Government Law Depositions Public Speaking Legal Analysis Legal Editing Contract Law Legislative Law Environmental Law Interviews

Douglas J. Keffler, Esq. Education Details

Frequently Asked Questions about Douglas J. Keffler, Esq.

What company does Douglas J. Keffler, Esq. work for?

Douglas J. Keffler, Esq. works for Aviagames Inc

What is Douglas J. Keffler, Esq.'s role at the current company?

Douglas J. Keffler, Esq.'s current role is Legal & Compliance, AML Manager.

What is Douglas J. Keffler, Esq.'s email address?

Douglas J. Keffler, Esq.'s email address is dk****@****tte.com

What schools did Douglas J. Keffler, Esq. attend?

Douglas J. Keffler, Esq. attended Thomas Jefferson School Of Law, Arizona State University.

What skills is Douglas J. Keffler, Esq. known for?

Douglas J. Keffler, Esq. has skills like Legal Writing, Litigation, Trials, Criminal Law, Legal Research, Personal Injury, Hearings, Mediation, Constitutional Law, Immigration Law, Courts, Westlaw.

Who are Douglas J. Keffler, Esq.'s colleagues?

Douglas J. Keffler, Esq.'s colleagues are Tina Wang ☁, 金鑫源, Joe Qu, Rebecca Craven, 蒋艳梅, Sabrina Zhang, 邝皓天.

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