Javier Mora Email & Phone Number

Escazú, San Jose, Costa Rica

Costa Rica

Auditor

San José, Costa Rica

San Jose, Costa Rica

Current position: Corporate Compliance Officer, in charge of ensuring compliance with Law 7786 at the corporate level, main functions: creation of policies and procedures, updating of the compliance manual, presentation of work reports to the board of directors, review of the KYC process, client classification by risk level, self-management of the entity's risk, client monitoring, among other functions.

Costa Rica

Preparation of regulatory reports (SUGEF, FATCA, CRS). Review cases related to the acceptance or rejection of potential clients.• Trainer on AML issues, prevention and financing of terrorism.• Analysis of transactions of clients, process of creation and implementation of risk matrix for the qualification of clients and risk of the entity.• Review of client files in the framework of compliance with Law 7786 and related, creation and preparation of policies and procedures, monitoring of clients, among other functions.

San José, Costa Rica

• Monitoring various branches as Head of Security• Management of the relationship with a security services company• Granted access according to position and function performed.• Coordination of security tasks in the opening of new branches.• Security analysis for branches and security vaults, incidents in ATMs• Attention to requirements of judicial authorities, (OIJ)• Creation and preparation of policies and procedures among others.

Escazú, San José, Costa Rica

• Functions performed: Investigation and resolution of cases of suspicious operations, regulatory submissions to the Superintendency of Financial Entities.• Staff training on issues related to money laundering prevention, attention of external auditors of SUGEF, attention of judicial authorities for lifting requests of bank secrecy, • Updating of policies and procedures, review of client files, creation of transaction relationship diagrams between clients.• Preparation of regulatory reports.

San José, San José, Costa Rica

• Reviewed General Ledger accounting including accounts reconciliations, journal entries, fixed assets processes, cash management activities, reporting and any other accounting and finance related activity.• Execute and analysis of treasury related activities including cash and liquidity management.• Ensure the accuracy and completeness of financial reports generated through ERP systems including updates for changes in financial master data.• Performs and keeps evidence of controls defined for the accounting process.• Participate in the monthly close process, including preparation of equity accounting, bank entries, engineering department allocations, expense analytics, and meeting internal deadlines• Provide analysis of variances between financial results month-over-month and quarter-over-quarter.