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Accomplished Senior Compliance Officer with 15+ years of experience in exchange traded derivatives risk & compliance focusing on CFTC, NFA, CME Group, and ICE US regulation. Effectively works with high-touch Institutional, Commercial, and Retail clients trading futures and options within both clearing and non-clearing FCM structures. Additional experience working with CTA's, CPO's, Retail Forex, and Crypto. BS Political Science, MS Finance, Series 3 & 34 licenses, and Six Sigma Green Belt Certificate.
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Compliance DirectorCofco International Apr 2020 - PresentChêne-Bougeries, Geneva, ChCOFCO International is focused on being the leader in the global grains, oilseeds and sugar supply chains. Headquartered in Geneva, Switzerland, we are ambitious, with the right structures and culture to meet the world’s increasing and changing needs. Our global portfolio includes assets across the Americas, Europe and Asia-Pacific. We trade with over 50 nations, while providing farmers unique direct access to the growing Chinese market. -
Chief Compliance OfficerTd Ameritrade Futures & Forex Llc Nov 2019 - Apr 2020TD Ameritrade Futures & Forex LLC is a CFTC registered FCM and a NFA FDM. TDAFF is a subsidiary of TD Ameritrade Holding Corporation, a publicly held company with a market capitalization of $30 billion and liquid assets of $1.1 billion. TDAFF caters to self-directed, retail futures and forex traders. TDAFF currently offers clients the ability to execute orders on the CME Group exchanges, ICE Futures US, and Cboe Futures Exchange. Current futures product groups available include: agricultural, energy, equity index, FX, interest rates, metals, and cryptocurrency. TDAFF also offers clients approximately 75 different OTC forex pairs.
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Sr. Manager, Active Trader ComplianceTd Ameritrade Jun 2018 - Apr 2020Omaha, Ne, UsTD Ameritrade Inc. is a registered broker-dealer providing investing services and education for 11 million client accounts that total more than $1 trillion in assets, and custodial services for more than 6,000 independent registered investment advisors. TDA is a subsidiary of TD Ameritrade Holding Corporation, a publicly held company with a market capitalization of $30 billion and liquid assets of $1.1 billion. -
Chief Compliance OfficerHuatai Financial Usa Inc. Dec 2017 - May 2018Chicago, Il, UsHuatai Financial USA, Inc. (Huatai USA) headquartered in Chicago was formed in 2015 as an affiliate of Huatai Futures Co., Ltd. Huatai USA has been approved by the Chinese Securities Regulatory Commission (CSRC) to offer derivatives brokerage services in the US, is a registered Futures Commission Merchant (FCM) with the Commodity Futures Trading Commission (CFTC), and is a member of the National Futures Association (NFA). -
Associate Director, ComplianceR.J. O'Brien Apr 2007 - Dec 2017Chicago, Il, UsR.J. O'Brien & Associates, LLC is the oldest and largest independent futures brokerage and clearing firm in the United States. A futures commission merchant (FCM), RJO is a full clearing member of: the CME Group (founding member of the Chicago Mercantile Exchange) and all its markets; IntercontinentalExchange (ICE); NYSE Liffe U.S.; and the CBOE Futures Exchange (CFE). The compliance group is responsible for supervising the firms 400+ introducing brokers, commercial and institutional sales groups, as well as the managed futures, clearing and execution businesses. -
Brokers AssistantAntonucci Brothers Partnership (Cbot) 2006 - 2007Chicago Board of Trade floor-based brokerage group specializing in pit execution of soybean meal futures contracts for institutional and commercial customers.
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Cbot Market ReporterCme Group 2004 - 2006Chicago, Il, UsCME Group is the world’s leading and most diverse derivatives marketplace. Market Reporter's capture and interpret real time market price information. Market information must then be electronically disseminated accurately and efficiently to the global community utilizing CME Group's Price Reporting System.
Jay Burns Skills
Jay Burns Education Details
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Lewis UniversityFinance -
Northern Illinois UniversityPolitical Science
Frequently Asked Questions about Jay Burns
What company does Jay Burns work for?
Jay Burns works for Cofco International
What is Jay Burns's role at the current company?
Jay Burns's current role is Compliance Director - COFCO International.
What is Jay Burns's email address?
Jay Burns's email address is ja****@****gri.com
What is Jay Burns's direct phone number?
Jay Burns's direct phone number is +1 312 373*****
What schools did Jay Burns attend?
Jay Burns attended Lewis University, Northern Illinois University.
What skills is Jay Burns known for?
Jay Burns has skills like Options, Trading, Financial Markets, Commodity, Derivatives, Fixed Income, Investments, Risk Management, Alternative Investments, Electronic Trading, Trading Systems, Managed Futures.
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