Compliance Analyst
CurrentProtect the assets and stockholders of the subsidiary brokerage firm from litigation, regulatory, and reputation risks. Comply with Volcker, Regulation D, and Investment Act of '40.
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Jay Dub is listed as VP Compliance Analyst at Leading Trust and Custody Services Bank, based in Greater Chicago Area, United States. AeroLeads shows a matched LinkedIn profile for Jay Dub.
Jay Dub previously worked as Compliance Analyst at Leading Trust And Custody Services Bank and Data Analyst at Wells Fargo Securities. Jay Dub holds Bachelor’S Degree, Finance And Securities Law from The University Of Iowa Tippie College Of Business.
Jay Dub is a VP Compliance Analyst at Leading Trust and Custody Services Bank. He possess expertise in leadership, strategic planning, finance, ms excel pivot tables, access and 3 more skills.
Listed skills include Leadership, Strategic Planning, Finance, Ms Excel Pivot Tables, and 4 others.
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Chicago, Il
Protect the assets and stockholders of the subsidiary brokerage firm from litigation, regulatory, and reputation risks. Comply with Volcker, Regulation D, and Investment Act of '40.
Charlotte, North Carolina Area
Process new fed wire instructions and ensure AML data on file for new institutional trade accounts per FCM reporting.
Charlotte, North Carolina Area
Monitor client trading activity to support suitability and financial information on file. Analyze Option and Margin Losses.
Charlotte, North Carolina Area
Provide complete financial and insurance needs to meet future lifelong goals.
Atlanta, Ga
Premier luxury Atlanta limousine service and provider of luxury ground transportation across the nation and beyond. Voted “Best Limousine Service in America” by Limousine and Chauffeured Transportation Magazine, is the premier luxury limousine service and ground transportation provider in Atlanta and the nation.
Atlanta, Ga
Ritz Carlton is a genuine place where genuine care and comfort of guests are utmost concern. A job at the Ritz is a pledge to provide the finest personal services to both internal an external customers. The most enjoyable aspect of Ritz culture was the ease and absolute pleasure in full-fulling even the unexpected wishes and needs of guest.
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Jay Dub works for Leading Trust and Custody Services Bank.
Jay Dub is listed as VP Compliance Analyst at Leading Trust and Custody Services Bank.
Jay Dub is based in Greater Chicago Area, United States while working with Leading Trust and Custody Services Bank.
Jay Dub has worked for Leading Trust And Custody Services Bank, Wells Fargo Securities, Bank Of America Merrill Lynch, American Express Financial Advisors, and Greene Classic Worldwide Transportation.
You can use AeroLeads to view verified contact signals for Jay Dub at Leading Trust and Custody Services Bank, including work email, phone, and LinkedIn data when available.
Jay Dub holds Bachelor’S Degree, Finance And Securities Law from The University Of Iowa Tippie College Of Business.
Jay Dub is listed with skills including Leadership, Strategic Planning, Finance, Ms Excel Pivot Tables, Access, Bloomberg Terminal, Securities Regulation, and Database Design.
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