Jay Lapointe Email & Phone Number

Charlotte, NC, US

• Oversee, manage and complete monthly, quarterly and/or semi-annual tests to ensure that each line of business within the bank is in compliance for the Volcker trading rule.
• Work directly with the heads of each line of business to collect data and evidence that the proper steps are being taken, tracked and/or the necessary exceptions exists.
• Draft and distribute final reports that identify a pass or fail for each test with the reasoning to support the testing outcome, indicate any findings or observations that have been discovered and work with the.
• Work with the test owners, front line units, compliance and legal to recommend and implement updates the testing procedures and update the scripts to streamline the processes to optimize quality and speed going forward.
• Organize and coordinate the communications between internal business partners to track that the procedures are being followed correctly to demonstrate compliance.
• Work with internal auditors to ensure the evidence, reports and communications are sufficiently warehoused and archived to satisfy regulatory requirements.

Charlotte, NC, US

*Work directly with the trading desk to close syndicated trades from trade date until effective date, as well as, post trade management; managing over 500 trades and prioritizing high importance clients and high risk trades.*Work with operation and legal partners (internal and external) to get trades closed in a timely manner, manage the exposure per.

Charlotte, NC, US

*Review, set up and execute both primary and secondary trades for syndicated loans in which Bank of America is the primary agent.*Manage over 50 credits with facilities ranging from $80 Million to over $5 Billion in credit exposure; closing up to and exceeding 300 trades per day.*Monitor that the borrower’s credit specific demands are being met; as well.

Charlotte, NC, US

*Manage a Portfolio up to $7Millions and 300+ credits of High Risk Small Commercial Line of Credits.*Analyze relationship cash flow, liquidity and collateral to determine the direction of risk and negotiating strategy with the borrowers.*Develop and restructure repayment plans with the credits that have approaching maturities; with the ultimate goal for.

*Supervised kitchen staff and entire restaurant staff to ensure quality customer service and client satisfaction.*Duties included scheduling, inventory management, cash-flow management, human relations, customer service, overseeing the logistics and efficiency of the restaurant, and hiring, training, disciplining, reviewing and terminating.

Atlanta, Georgia, US

*Seeing that upper management's overall message/goal is being passed down through all channels of the organization, and helping to make sure every employee feels as if they are a vital part of the company's mission and success.*Developing and implementing formal procedure processes for different aspects of the business to assist withfuture training and.