Investments Compliance Associate
Current
Jun 2024 - Present
AeroLeads people directory · profile
Jayanti C. Email & Phone Number
Compliance Professional
at
Brighthouse Financial
LinkedIn matched
✓ Verified May 2026
3 data sources
Profile completeness 86%
Current company
Role
Compliance Professional
Location
Charlotte, North Carolina, United States
Company size
Who is Jayanti C.? Overview
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Quick answer
Jayanti C. is listed as Compliance Professional at Brighthouse Financial, a company with 1216 employees, based in Charlotte, North Carolina, United States. AeroLeads shows a matched LinkedIn profile for Jayanti C..
Jayanti C. previously worked as Investments Compliance Associate at Brighthouse Financial and Associate Director at Barings. Jayanti C. holds Bachelor'S Degree, Economics from University Of South Carolina.
Company email context
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Brighthouse Financial
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Profile bio
About Jayanti C.
Bright, driven and detailed-oriented individual currently working in Compliance. Financial service professional working in compliance and investment finance for about 9 years. Interested in compliance, investment finance/management, credit risk analysis and data consultation.
Current workplace
Jayanti C.'s current company
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Brighthouse Financial
7 roles
Jayanti C. work experience
A career timeline built from the work history available for this profile.
Associate Director
-Leading Global Client Account Error reports and reimbursements, working with front office teams to implement remediation processes, collaborating with Enterprise Risk and Counterparty Onboarding on any regulatory and board committee reporting-Owning the onboarding of a new order management system Aladdin, coding 100+ compliance rules and testing over.
Mar 2023 - Jun 2024
Core Compliance - Trading Practices Senior Associate
-Tracked trader and portfolio manager activity to avoid participation in market abuse, ensure trading compliance is in line with best execution policies, and prevent cross trading between affiliates-Monitored 500+ daily Bloomberg alerts and reviewed several exception reports to ensure activity is consistent with regulatory and company policies-Performing.
Jun 2021 - Mar 2023
Guideline Management Analyst - Global Technology & Operations
-Monitored 1000s of daily trading restrictions on a global scale, analyzing compliance breaks and post trading alerts to avoid material client breaches-Resolved and provided guidance on operational compliance issues with potential investments, understanding and escalated regulatory breaches including UCITS, continued to maintain and streamlined our.
Jul 2017 - Jun 2021
Data Consultant Iii - Bank Of America
Signature Consultants
- Oversaw client on-boarding, core analysis, and data remediation supporting hierarchy maintenance, account linkages, corporate actions, and line of business transfers
- Managed 30-100 new legal entity set ups for Global Markets and GWIM line of businesses; Tracked data patterns and made strategic decisions
- Maintained data integrity for approved AML validation documentation
Mar 2016 - Jul 2017
Analyst
- Responsible for constructing the title insurance function within our operations system, Salesforce and maintain ongoing support; streamlining all property diligence processes via Egnyte system
- Obtain and review property title commitments; sending daily reporting spreads and coordinating with underwriters/legal in mitigating risk prior to financing investment properties
Feb 2015 - Dec 2015
Commercial Real Estate Closer
- Review property titles, pre-underwriting for title clearance and assisting underwriters in mitigating risk – adverse possessions and recorded liens.
- Process and quality check all legal documentation for accuracy from the client, attorneys, lenders and third parties (brokers, surveyors etc.)
May 2013 - Feb 2015
Team & coworkers
Colleagues at Brighthouse Financial
Other employees you can reach at brighthousefinancial.com. View company contacts for 1216 employees →
DR
David Rumpf
Colleague at Brighthouse Financial
Macungie, Pennsylvania, United States, United States
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NB
Nora Bross
Colleague at Brighthouse Financial
Charlotte Metro, United States
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LS
Luke Sulkowski
Colleague at Brighthouse Financial
Nashville Metropolitan Area, United States
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SH
Stacy Harding
Colleague at Brighthouse Financial
West Des Moines, Iowa, United States, United States
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TU
Timothy Unsinn
Colleague at Brighthouse Financial
Matthews, North Carolina, United States, United States
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RR
Rene Rodriguez
Colleague at Brighthouse Financial
Charlotte, North Carolina, United States, United States
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CT
Corey Trittler
Colleague at Brighthouse Financial
Phoenix, Arizona, United States, United States
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TT
Taylor Tesoriero
Colleague at Brighthouse Financial
Charlotte, North Carolina, United States, United States
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JM
Jasmin M.
Colleague at Brighthouse Financial
Long Beach, California, United States, United States
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RH
Ryan Halphide
Colleague at Brighthouse Financial
Scottsdale, Arizona, United States, United States
View →
David Rumpf
Colleague at Brighthouse Financial
Macungie, Pennsylvania, United States, United States
View →
NB
Nora Bross
Colleague at Brighthouse Financial
Charlotte Metro, United States
View →
LS
Luke Sulkowski
Colleague at Brighthouse Financial
Nashville Metropolitan Area, United States
View →
SH
Stacy Harding
Colleague at Brighthouse Financial
West Des Moines, Iowa, United States, United States
View →
TU
Timothy Unsinn
Colleague at Brighthouse Financial
Matthews, North Carolina, United States, United States
View →
RR
Rene Rodriguez
Colleague at Brighthouse Financial
Charlotte, North Carolina, United States, United States
View →
CT
Corey Trittler
Colleague at Brighthouse Financial
Phoenix, Arizona, United States, United States
View →
TT
Taylor Tesoriero
Colleague at Brighthouse Financial
Charlotte, North Carolina, United States, United States
View →
JM
Jasmin M.
Colleague at Brighthouse Financial
Long Beach, California, United States, United States
View →
RH
Ryan Halphide
Colleague at Brighthouse Financial
Scottsdale, Arizona, United States, United States
View →
1 education record
Jayanti C. education
FAQ
Frequently asked questions about Jayanti C.
Quick answers generated from the profile data available on this page.
What company does Jayanti C. work for?
Jayanti C. works for Brighthouse Financial.
What is Jayanti C.'s role at Brighthouse Financial?
Jayanti C. is listed as Compliance Professional at Brighthouse Financial.
Where is Jayanti C. based?
Jayanti C. is based in Charlotte, North Carolina, United States while working with Brighthouse Financial.
What companies has Jayanti C. worked for?
Jayanti C. has worked for Brighthouse Financial, Barings, Signature Consultants, B2R/Dwell Finance, and Stewart Title Guaranty Company.
Who are Jayanti C.'s colleagues at Brighthouse Financial?
Jayanti C.'s colleagues at Brighthouse Financial include David Rumpf, Nora Bross, Luke Sulkowski, Stacy Harding, and Timothy Unsinn.
How can I contact Jayanti C.?
You can use AeroLeads to view verified contact signals for Jayanti C. at Brighthouse Financial, including work email, phone, and LinkedIn data when available.
What schools did Jayanti C. attend?
Jayanti C. holds Bachelor'S Degree, Economics from University Of South Carolina.
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