Jacqueline Cercone Cpa, Cia Email & Phone Number

Columbus, Ohio Area

Promoted to steer the reengineering of the system’s enterprise risk management process across the entire system, including execution of new processes in this newly created role. Supervise 2 direct reports and multiple individuals throughout the organization as risks are identified and responses are created.▣ Devise new ERM framework for OhioHealth to.

Columbus, Ohio Area

Promoted to design and execute the Joint Venture Compliance Program, including providing education to OhioHealth’s clinical Joint Venture Partners. Served in dual risk management role. ▣ Designed and rolled out compliance tools to be utilized by Joint Venture Partners to document and monitor applicable compliance concerns. ▣ Redesigned OhioHealth Joint.

Columbus, Ohio Area

Recruited to plan, manage, and execute audits of financial and operational processing areas such as reviews of standards, policies, procedures, internal controls, and operational efficiency. ▣ Developed recommendations for improvement and presented reports to management on findings and results. Performed follow-up review on status of implementation of.

Columbus, OH

Promoted to oversee the Consumer Bank – Card Recovery and Retail Claims lines of business to develop and execute a Risk and Control Self-Assessment program (RCSA).▣ Directed issue management lifecycle, including collaborating with control colleagues to analyze trends and remediation plans across multiple business lines to ensure issues were consistently.

Columbus, OH

Promoted to serve as Donor Site Sponsor the migration of Chase’s Debit Card Fraud Prevention, Retail Fraud Claims and Deposit Review Team from an India vendor “Quatrro” to bank’s captive site in Mumbai. ▣ Pinpointed risks and issues and steered migration teams to ensure on-time and on-budget project completion.▣ Ensured smooth transition by managing daily.

Columbus, OH

Hired to formalize documentation and methodology critical to the success of Chase’s Consumer Bank Compliance Testing program. ▣ Modeled methodology in testing programs by directing other compliance testing teams throughout Chase.

Columbus, OH

▣ Created and executed risk-based audit plan for Huntington’s Personal Financial Capital Markets and Insurance Group (PFG), including Broker-Dealers and Registered Investment Advisors under company.▣ Assured adequacy of system of internal controls and fair presentation of financial statements, adherence to bank policies and procedures, and compliance with.

Columbus, OH

▣ Facilitated Rule 38a-1 product rollout of BISYS/Citi CCO Compliance program, including assessment of current regulatory environment, documentation of policies, establishment of testing, implementation of recommendations, and reporting to business partners. ▣ Insured program compliance with Investment Company Act of 1940. ▣ Generated $2MM in annual.