Set the overall direction of the compliance and risk functions, including strategic planning and operational execution across multiple risk teams. Manage the $4M+ annual operating budget. Interact with key stakeholders such as ratings agencies or regulators on important regulatory issues. Develop Key Risk Indicator (KRI) and continuous controls monitoring to ensure the business units remain within pre-determined risk appetites and thresholds or escalated risk treatment. Lead, manage, and align a team of four direct reports supporting nine indirect staff supporting BSA/AML Fraud Risk Management, Regulatory Compliance Risk, Operational Risk and Insurance Management. Serve as the Vice Chair of the Enterprise Risk Committee comprised of mostly C-Suite voting members. Oversee 33 enterprise policies over two major management committees.

Defined, built, and implemented a risk analytics framework to help quantify risk exposures and monitor key business performance across multiple portfolios of investments to the Risk Committee and other senior investment professionals. Developed and maintained a proprietary data warehouse to accommodate esoteric fixed income and alternative investment vehicles within an ex-ante/post-analytics framework to enhance dashboards for the CIO, CRO, and CISO.

Created a quantitative risk management platform to measure & monitor multi-asset class market risks of portfolio composed of fund of fund investments. Built a Market Risk Management platform to monitor multi-asset class risk on $10.5B+ and developed the risk framework to perform attribution and factor risk decomposition on risk drivers.