J. Curtis Mccubbin
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J. Curtis Mccubbin Email & Phone Number

Chief Compliance Officer at D.A. Davidson Companies at D.A. Davidson Companies
Location: Louisville, Kentucky, United States 10 work roles 4 schools
2 work emails found @rwbaird.com 1 phone found area 502 LinkedIn matched
✓ Verified Jul 2026 4 data sources Profile completeness 100%

Contact Signals · 2 work emails · 1 phone

Work email c****@rwbaird.com
Direct phone (502) ***-****
LinkedIn Profile matched
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Current company
D.A. Davidson Companies
Role
Chief Compliance Officer at D.A. Davidson Companies
Location
Louisville, Kentucky, United States
Company size
976 employees

Who is J. Curtis Mccubbin? Overview

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Quick answer

J. Curtis Mccubbin is listed as Chief Compliance Officer at D.A. Davidson Companies at D.A. Davidson Companies, a with 976 employees, based in Louisville, Kentucky, United States. AeroLeads shows a work email signal at rwbaird.com, phone signal with area code 502, and a matched LinkedIn profile for J. Curtis Mccubbin.

J. Curtis Mccubbin previously worked as Chief Compliance Officer at D.A. Davidson Companies and Director, Senior Associate General Counsel at Baird. J. Curtis Mccubbin holds Jd, Corporate & Securities Law from University Of Kentucky College Of Law.

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Email format at D.A. Davidson Companies

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*@rwbaird.com
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AeroLeads found 2 current-domain work email signals for J. Curtis Mccubbin. Compare company email patterns before reaching out.

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Profile bio

About J. Curtis Mccubbin

Diligent lawyer and legal advisor counseling leadership teams and multiple business lines with 16+ years of legal experience. Specializes in advising business and operational units and works effectively within a fast-paced environment. Significant transactional experience negotiating and structuring complex commercial agreements. Strong negotiating skills and ability to simultaneously accomplish multiple quantitatively and qualitatively challenging tasks. Bring business stakeholders to the table and facilitates communication with tact. Demonstrate initiative in taking on new projects.I am Chief Compliance Officer for D.A. Davidson & Co.I am active in the financial services industry serving on the SIFMA Compliance & Legal Society Future Leaders Committee (and former Co-Chair), member of the SIFMA C&L Annual Seminar Planning Committee (2021-2023), formerly on the SIFMA General Counsels Committee, and acting as a non-public arbitrator with FINRA Dispute Resolution. I have participated in planning and moderating several SIFMA C&L events, including the SIFMA C&L Annual. I am a 2021 graduate of the Securities Industry Institute at Wharton, University of Pennsylvania.During my career, my legal practice has focused on securities compliance, arbitration and litigation, regulatory and statutory compliance, employment law, real estate, data privacy, cannabis, and general corporate law.

Listed skills include Corporate Law, Legal Research, Securities Regulation, Litigation, and 18 others.

Current workplace

J. Curtis Mccubbin's current company

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D.A. Davidson Companies
D.A. Davidson Companies
Chief Compliance Officer at D.A. Davidson Companies
great falls, montana, united states
Website
davidsoncompanies.com
Employees
976
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Company profile
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10 roles

J. Curtis Mccubbin work experience

A career timeline built from the work history available for this profile.

Director, Senior Associate General Counsel

Baird

Louisville, Kentucky Area

Partner with and advise the firm's leadership team on legal affairs and multiple business stakeholders to provide in-house legal services and provide strategic thinking around special projects, legal matters, contracts, real estate, and agreements. Develop and implement internal compliance policies. Own data privacy governance: review, update and maintain consumer-facing privacy and other policies for various digital products; and advise internal teams regarding the processing and use of consumer data. Advise on global issues relating to business, technology, and operations in the UK, EU, China, and Singapore. Provide oversight, strategy, and direction to outside counsel.

Oct 2019 - Dec 2022

Senior Vice President, Chief Legal Officer

Hilliard Lyons - A Baird Company

Louisville, Kentucky Area

- Develop and lead corporate legal strategy to promote and protect the company's matters.- Shape, enforce, and monitor corporate governance.- Oversee delivery of legal services and resources to accomplish corporate goals, strategies, and priorities.- Maintain proper corporate interactions with the relevant local, state and federal governmental bodies, legislatures and the community at large.- Advise the CEO, President, and other senior corporate officers on a variety of issues.- Participate in the formulation of general management policy with the executive management team.- Manage a team of in-house counsel and other members of the legal department.

May 2018 - Oct 2019

Senior Vice President, General Counsel

Hilliard Lyons

Louisville, Kentucky Area

- Responsible for managing the firm's litigation.- Act as counsel for the firm in FINRA Dispute Resolution matters.- Manage the administration, review, and retention of the firm's contracts, agreements, and leases.- Provide general legal advice to the firm.- Assist the firm's Chief Legal Officer in corporate governance.- Assist the firm's Human Resources Department with labor and employment matters.- Secretary of the Risk Committee.- Chair of the Legal Committee.

Jul 2017 - May 2018

Senior Vice President, Associate General Counsel

Hilliard Lyons

Louisville, Kentucky Area

Feb 2016 - Jul 2017

Senior Vice President, Senior Corporate Counsel

Hilliard Lyons

Louisville, Kentucky Area

Oct 2014 - Feb 2016

Vice President, Associate Corporate Counsel

Hilliard Lyons

Louisville, Kentucky Area

Mar 2012 - Oct 2014

Assistant Corporate Counsel

Hilliard Lyons

Louisville, Kentucky Area

- Assisted in managing the firm's litigation.- Acted as counsel for the firm in FINRA Dispute Resolution matters.- Assisted in the review of the firm's contracts, agreements, and leases.- Provided general legal advice to the firm.- Chair of the Legal Committee.

Oct 2009 - Mar 2012

Compliance Specialist

Hilliard Lyons

Louisville, Kentucky Area

- Conducted branch office examinations/audits and reviewed branch activity for securities law violations.- Assisted branch office managers, financial consultants, and sales assistants with day-to-day compliance issues.- Researched and resolved customer complaints and provided discovery work for firm arbitrations and subpoenas.- Reviewed firm’s contracts for compliance and legal issues.

Aug 2006 - Oct 2009

Legal Research Assistant

Uk College Of Law

Lexington, Kentucky Area

- Researched various corporate issues, such as corporate fiduciary duties and directors legal duty to shareholders.

Sep 2005 - Apr 2006
Team & coworkers

Colleagues at D.A. Davidson Companies

Other employees you can reach at davidsoncompanies.com. View company contacts for 976 employees →

RS Rusty Schatz Rusty Schatz Colleague at D.A. Davidson CompaniesMoscow, Idaho, United States View → JP Julie Paul Julie Paul Colleague at D.A. Davidson CompaniesSeattle, Washington, United States View → SP Steve Piccini Steve Piccini Colleague at D.A. Davidson CompaniesMukilteo, Washington, United States View → AM Andres Miranda Lopez Andres Miranda Lopez Colleague at D.A. Davidson CompaniesPortland, Oregon, United States View → RP Riley Powe Riley Powe Colleague at D.A. Davidson CompaniesClarkston, Washington, United States View → SJ Susann Joo, Fpqp™ Susann Joo, Fpqp™ Colleague at D.A. Davidson CompaniesKirkland, Washington, United States View → TD Tom Diffely Tom Diffely Colleague at D.A. Davidson CompaniesPortland, Oregon, United States View → MD Michael D. Meighan, Cfa, Caia Michael D. Meighan, Cfa, Caia Colleague at D.A. Davidson CompaniesGreater Seattle Area, United States View → AD Anusha Dhar Anusha Dhar Colleague at D.A. Davidson CompaniesSeattle, Washington, United States View → MS Mara'D Sjostrom Mara'D Sjostrom Colleague at D.A. Davidson CompaniesCoeur D'Alene, Idaho, United States View →
4 education records

J. Curtis Mccubbin education

Jd, Corporate & Securities Law

University Of Kentucky College Of Law

Activities and Societies: Weldon Shouse UK Law Merit Scholarship, Volunteer Income Tax Assistance (V.I.T.A.)Pursued a Business Track.

Ba, Political Science

Transylvania University

Activities and Societies: Omicron Delta Kappa Leadership Honorary, Pi Sigma Alpha Political Science Honorary, Pi Alpha Theta History.

Mba, Business Administration And Management, General

Indiana University-Southeast

Courses included Strategic Cost Management, Modeling & Simulation, Business Communications, International Environmental Analysis.

Securities Industry Institute (Sii), Investments And Securities

The Wharton School

SII allows financial services leaders to enhance their industry and investment knowledge while also building their professional skills.

FAQ

Frequently asked questions about J. Curtis Mccubbin

Quick answers generated from the profile data available on this page.

What company does J. Curtis Mccubbin work for?

J. Curtis Mccubbin works for D.A. Davidson Companies.

What is J. Curtis Mccubbin's role at D.A. Davidson Companies?

J. Curtis Mccubbin is listed as Chief Compliance Officer at D.A. Davidson Companies at D.A. Davidson Companies.

What is J. Curtis Mccubbin's email address?

AeroLeads has found 2 work email signals at @rwbaird.com for J. Curtis Mccubbin at D.A. Davidson Companies.

What is J. Curtis Mccubbin's phone number?

AeroLeads has found 1 phone signal(s) with area code 502 for J. Curtis Mccubbin at D.A. Davidson Companies.

Where is J. Curtis Mccubbin based?

J. Curtis Mccubbin is based in Louisville, Kentucky, United States while working with D.A. Davidson Companies.

What companies has J. Curtis Mccubbin worked for?

J. Curtis Mccubbin has worked for D.A. Davidson Companies, Baird, Hilliard Lyons - A Baird Company, Hilliard Lyons, and Uk College Of Law.

Who are J. Curtis Mccubbin's colleagues at D.A. Davidson Companies?

J. Curtis Mccubbin's colleagues at D.A. Davidson Companies include Rusty Schatz, Julie Paul, Steve Piccini, Andres Miranda Lopez, and Riley Powe.

How can I contact J. Curtis Mccubbin?

You can use AeroLeads to view verified contact signals for J. Curtis Mccubbin at D.A. Davidson Companies, including work email, phone, and LinkedIn data when available.

What schools did J. Curtis Mccubbin attend?

J. Curtis Mccubbin holds Jd, Corporate & Securities Law from University Of Kentucky College Of Law.

What skills is J. Curtis Mccubbin known for?

J. Curtis Mccubbin is listed with skills including Corporate Law, Legal Research, Securities Regulation, Litigation, Finance, Employment Law, Arbitration, and Securities.

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