Dave Oman, Safe Popm Email & Phone Number

Charlotte, Nc, Us

Charlotte, Nc, Us

Basking Ridge, New Jersey, Us

Establishing Regulatory Compliance and Operational Requirements to support the Bank of America Operational Resiliency Program.

San Francisco, California, Us

Manage the team of 7 responsible for daily operational support, business analytics, user relationship management, user testing, vendor relationship management, and project management of the Wells Fargo warehouse and specialty print systems. Oracle eBusiness Suites, APEX, Canon Printers, print workflow in-house application tools are supported.Switch to Canon printer technology was piloted successfully and major improvements to print data security were implemented.Migrated the team into an Agile Kanban support format and an Agile SCRUM delivery methodology. Completed a technology refresh of hardware for the distribution and order management applications. Participated in outsourcing opportunities and hardware replacements. Retained 100% staff during the ‘Great Resignation’.

San Francisco, California, Us

Managed a team of five in support of warehouse operations systems and order processing systems. Business Continuity Manager for eleven applications and New Business Initiatives Coordinator for the 800-person department. Implemented multi-year upgrades to both the distribution management software and the order processing software. Drove the development of the 4 types of Business Continuity (BCP) recovery for every detail function performed by my group and the other business teams. Coordinated annual and semi-annual BCP reviews, updates, simulations, and approvals. Implemented a quarterly release process making the later transition to Kanban smooth.

San Francisco, California, Us

Member of the Project Management Office (PMO) supporting Compliance Systems and Change Management Systems. Integrated the Enterprise Customer Verification System (ECVS) into merger standard environments including security protocols, Business Continuity Planning, and operational documentation. Consolidated seven lines of business responsibility to report customer activity to creditagencies by managing eight separate sub-projects interacting with nine technology support teams. Implemented new software to support the merger security requirements for corporate employee authorizations to computer applications. Managed the decommissioning of more than 20 applications deemed redundant in the merger.

San Francisco, California, Us

Manage a team of Business Analysts, Data Analysts, and Quality Assurance Analysts in support of the computer systems required for Wachovia to comply with bank Secrecy Act and USA PATRIOT Act requirements. Our focus is on Anti-Money laundering and Anti-Terrorist Financing.Managed a 15-person team responsible for the business analytics and support of Office of Foreign Asset Controls (OFAC), Customer Identification Program (CIP), Know Your Customer (KYC), and Enhanced Due Diligence (EDD) applications. Integrated compliance directives from the USA PATRIOT Act into existing compliance tools supporting the Bank Secrecy Act (BSA). Provided primary customer relationship responsibilities for 10 lines of business using these customer identification services. Technology liaison for each of 9 applications.

San Francisco, California, Us

Managed a 7-person team administrating daily rule changes and general support of the Anti-money Laundering (AML) software. Completed implementation of a $42MM AML software project. Responsible for implementation, training, documentation, defect tracking, vendor relationship, etc. Provided primary customer relationship responsibilities for 4 lines of business, 4 compliance analytics teams, and various regulatory influencers across the bank. Developed senior leader dashboard reporting tool. Presented results monthly to executives and semi-annually to 3 bank regulatory agencies (OCC, SEC, FINRA). Featured speaker at a conference for the vendor user group. Presented how my team used targeted analytics to improve search rules/criteria.