Jonathan David Greenwald, Mba Email and Phone Number
As a dedicated compliance leader, I have extensive experience leading high-performance compliance teams to success by fostering a culture of excellence and collaboration, ensuring the organization maintains the highest standards of integrity.Throughout my career, I have achieved a proven track record of developing and implementing compliance strategies that not only meet industry standards but also exceed them. I believe in proactive compliance, and my strategic approach has consistently reduced risks and improved efficiency within the organizations I have served.I am committed to driving compliance excellence and building resilient teams. If you're looking for guidance in navigating the regulatory landscape, or if you're passionate about professional growth and team leadership, let's connect. Together, we can create a culture of compliance that ensures lasting success.________________AREAS OF EXPERTISE:Global Regulatory Compliance | Stakeholder Management | Testing & Monitoring | Change Management | Team Leadership & Development | Investment Operations Management | Finance & Budget Management | Audits & Fraud Investigations | Risk Assessment & Incident Management | Employee Coaching & Mentoring | Regulatory Exam Management | Regulatory Technology & Trading Systems | Trade Surveillance & Forensic Analysis | Anti-Money Laundering - AML (KYC)
Pinebridge Investments
View- Website:
- pinebridge.com
- Employees:
- 851
-
Global Head Of Assessment And TestingPinebridge InvestmentsWrentham, Ma, Us -
Managing Director, Global Head Of Gwam/Ga Risk And Testing CoeManulife Investment Management Jan 2016 - Oct 2023Boston, Massachusetts, United States✓ Implemented an automated T+1 trade surveillance application, enhancing market abuse detection.✓ Expertly managed global regulatory exams for various investment adviser regulators.✓ Streamlined testing activities through a Global Center of Expertise.✓ Developed and enhanced electronic communications surveillance program. -
Global Head Of Investment Compliance And Standards CoeManulife Investment Management Feb 2013 - Dec 2015Boston, Massachusetts, United States✓ Standardized pre-/post-trade investment guideline rules.✓ Improved client onboarding process for harmonized account setup.✓ Enhanced data requirements and quality-controlled rule coding.✓ Liberated local resources for enhanced daily compliance activities. -
Head Of Mim Us Investment Compliance MonitoringManulife Investment Management Jan 2010 - Feb 2013Boston, Massachusetts, United States✓ Accelerated the setup and migration of investment guideline monitoring rules.✓ Led a newly recruited team to full operational capacity within 9 months.✓ Oversaw the transition from Charles River to Bloomberg OMS.✓ Significantly streamlined compliance monitoring processes. -
Senior Vice President, Compliance ExecutiveBank Of America Jan 2008 - Jan 2010Boston, Massachusetts, United States✓ Enhanced effectiveness and adequacy of procedures, and significantly improved compliance testing program efficiency.✓ Streamlined annual assessment processes by merging legacy compliance policies.✓ Developed successful comprehensive compliance programs for various prestigious divisions.✓ Played a pivotal role in assessing the impact of Bank of America's acquisition of Merrill Lynch. -
Vice President, Investment Adviser Compliance And Broker-Dealer CcoPyramis Global Advisors Nov 2007 - Dec 2008Boston, Massachusetts, United States✓ Served as BSA AML and Privacy Officer, strengthening related policies and oversight procedure.✓ Played an integral role in the New Product Review Committee, contributing actively to the implementation team.✓ Streamlined records management operations and compliance training.
Jonathan David Greenwald, Mba Education Details
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3.8 Gpa -
3.6 Gpa
Frequently Asked Questions about Jonathan David Greenwald, Mba
What company does Jonathan David Greenwald, Mba work for?
Jonathan David Greenwald, Mba works for Pinebridge Investments
What is Jonathan David Greenwald, Mba's role at the current company?
Jonathan David Greenwald, Mba's current role is Global Head of Assessment and Testing.
What schools did Jonathan David Greenwald, Mba attend?
Jonathan David Greenwald, Mba attended Creighton University, University Of Nebraska At Omaha.
Who are Jonathan David Greenwald, Mba's colleagues?
Jonathan David Greenwald, Mba's colleagues are 陳鳳秋, Makoto Kanda, Saurabh Sethi, Taras Shumelda, Laila Kollmorgen, Emily Lam, Boris Yu.
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