Senior Advisor
Current
Mediant Communications, Inc.
Consultant to Mediant on proxy communications matters.
Jan 2015 - Present
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James Duffy Email & Phone Number
Consultant on securities regulation and corporate governance. Former General Counsel at NYSE Regulation.
at
Mediant Communications, Inc.
1 work email found
@mediantinc.com
LinkedIn matched
✓ Verified July 2026
4 data sources
Profile completeness 100%
Current company
Mediant Communications, Inc.
Role
Consultant on securities regulation and corporate governance. Former General Counsel at NYSE Regulation.
Location
New York, United States
Who is James Duffy? Overview
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Quick answer
James Duffy is listed as Consultant on securities regulation and corporate governance. Former General Counsel at NYSE Regulation. at Mediant Communications, Inc., based in New York, United States. AeroLeads shows a work email signal at mediantinc.com and a matched LinkedIn profile for James Duffy.
James Duffy previously worked as Senior Advisor at Mediant Communications, Inc. and Principal at Oversight & Governance Solutions, Llc. James Duffy holds Jd from New York University School Of Law.
Company email context
Email format at Mediant Communications, Inc.
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{first_initial}{last}@mediantinc.com
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Profile bio
About James Duffy
Seasoned executive and attorney with expertise in market structure, capital markets regulation and corporate governance. Currently a Senior Advisor to Mediant Communications, Inc. Previously EVP & General Counsel at NYSE Regulation, Inc., independent regulatory subsidiary of the New York Stock Exchange.
Listed skills include Securities Regulation, Corporate Governance, Corporate Law, Finra, and 14 others.
Current workplace
James Duffy's current company
Company context helps verify the profile and gives searchers a useful next step.
Mediant Communications, Inc.
10 roles · 51 years
James Duffy work experience
A career timeline built from the work history available for this profile.
Principal
Oversight & Governance Solutions, Llc
Independent litigation and regulatory settlement monitoring services, and advice to boards and management regarding corporate governance best practices and financial services regulation. www.oversightandgovernance.com
Oct 2014 - Sep 2019
Consultant
Advised on a variety of listing, corporate governance and regulatory matters. Also a member of the Exchange's Commission on Corporate Governance and its Proxy Fee Advisory Committee.
2010 - 2013
~3 yrs
Interim Ceo
Nyse Regulation, Inc.
Managed transfer of bulk of regulatory operations to FINRA. In the role of NYSE Regulation Chief Executive, I also served on the FINRA Board.
2009 - 2010
~1 yr
Executive Vice President & General Counsel
Nyse Regulation, Inc.
Chief legal officer for NYSE's independent regulatory subsidiary.
2006 - 2009
~3 yrs
Senior Vice President & Deputy General Counsel
New York Stock Exchange, Inc.
Primary legal advisor for listed company matters and exchange regulation and market structure. I was centrally involved in the formulation of the NYSE's expanded corporate governance listing standards, and in the changes to NYSE’s own governance structure as it evolved from a single, member-owned stock exchange to a publicly owned global exchange operator.
1999 - 2006
~7 yrs
Executive Vice President & General Counsel
In addition to functioning as chief legal officer, I also managed departments responsible for listing operations, membership, corporate secretary and government relations, with a total staff of 70+ and an annual budget of $10 million.
1994 - 1999
~5 yrs
Senior Vice President & General Counsel
Reported to Executive Vice President for Legal & Regulatory Policy, with similar duties as above except listing operations.
1989 - 1994
~5 yrs
Assistant General Counsel - Corporate Law & Finance
Gte Corporation
Securities counsel for the corporation and legal advisor to its Treasury Department and GTE Finance Corporation, the financing subsidiary.
1987 - 1989
~2 yrs
Associate
Lord, Day & Lord
General corporate and securities practice.
1976 - 1987
~11 yrs
2 education records
James Duffy education
Bachelor'S Degree, Anthropology
FAQ
Frequently asked questions about James Duffy
Quick answers generated from the profile data available on this page.
What company does James Duffy work for?
James Duffy works for Mediant Communications, Inc..
What is James Duffy's role at Mediant Communications, Inc.?
James Duffy is listed as Consultant on securities regulation and corporate governance. Former General Counsel at NYSE Regulation. at Mediant Communications, Inc..
What is James Duffy's email address?
AeroLeads has found 1 work email signal at @mediantinc.com for James Duffy at Mediant Communications, Inc..
Where is James Duffy based?
James Duffy is based in New York, United States while working with Mediant Communications, Inc..
What companies has James Duffy worked for?
James Duffy has worked for Mediant Communications, Inc., Oversight & Governance Solutions, Llc, Nyse Euronext, Nyse Regulation, Inc., and New York Stock Exchange, Inc..
How can I contact James Duffy?
You can use AeroLeads to view verified contact signals for James Duffy at Mediant Communications, Inc., including work email, phone, and LinkedIn data when available.
What schools did James Duffy attend?
James Duffy holds Jd from New York University School Of Law.
What skills is James Duffy known for?
James Duffy is listed with skills including Securities Regulation, Corporate Governance, Corporate Law, Finra, Securities, Governance, Equities, and Capital Markets.
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