As President and Chief Operating Officer at TIFIN AG, I drive strategic growth initiatives and oversee revenue generation strategies. TIFIN AG leverages AI to empower financial advisors, enabling organic growth and expanding access to expert advice for investors.

As COO of Wealth Management Solutions, I led a dynamic team of 140+ professionals across investment products, research, advisory platforms, retirement, and product & technology sponsor teams. My strategic oversight extended to product distribution, revenue relationships, and business insights, driving growth and innovation within LPL’s Wealth Management Platform. I also managed business functions, financials, and employee engagement, while directly overseeing centralized resources and strategic partnerships.

Compliance Officer for the TIAA-CREF Trust Company, FSB; critical for supporting the trust and fiduciary compliance program. This includes creating and executing the annual fiduciary compliance testing schedule and leading the execution of the test oversight and monitoring program and the risk assessment process.

• Manage the oversight and control of the National Portfolio Management group• Secretary and Voting Member of the Officer's Investment Oversight and Control Committee (OIOCC)• Consulting and implementation team for new trading, reporting and compliance software platform.• Ongoing process improvement and LEAN methodology for Financial Services • Write and maintain policies and procedures that provide oversight for portfolio managers and the investment processes• Engineer of communication strategies for team including SharePoint site and weekly newsletter

• Developed and instituted daily operational procedures and efficiencies for the improvement of department functionality and increased scalability while reducing operational errors and risk.• Improved the efficiency and transparency of workflow with strategic partners, specifically with the Wealth Management Group, by creating and managing processes that allow for effective tracking of prospective clients and outcomes.• Managed all fixed income trading. Team with portfolio managers to customize bond portfolios for their high-net worth clients as part of their overall asset allocation strategy. • Work with Portfolio Managers and over 70 counterparties in a timely and efficient manner to manage and troubleshoot trade settlement issues.• Created dynamic and interactive forms and databases to manage processing and monitoring of new accounts, contributing to growth in assets under management to over $2 billion.

Victory Asset Management is a turn-key asset management firm utilizing standardized Mutual Fund Models for high net worth individuals and corporate retirement accounts.