Jeff Smith

Jeff Smith Email and Phone Number

Chief Compliance Officer at Velocity Capital, LLC @ Velocity Capital, LLC
Jeff Smith's Location
New York, New York, United States, United States
Jeff Smith's Contact Details

Jeff Smith work email

Jeff Smith personal email

About Jeff Smith

Influential, well-regarded, and committed C-Suite executive with more than twenty-five years of experience developing and leading strong compliance management programs within diverse and rapidly evolving environments. Demonstrates a proven track record of success maintaining an unwavering commitment to ethics and compliance, positioning the organization as an industry leader in a highly competitive landscape. Adept at building powerful programs and relationships, establishing expectations, communicating vision, and monitoring performance to maximize effectiveness. Strategic executive and change agent focusing on providing guidance that balances regulatory requirements, risk mitigation, and organizational objectives.

Jeff Smith's Current Company Details
Velocity Capital, LLC

Velocity Capital, Llc

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Chief Compliance Officer at Velocity Capital, LLC
Jeff Smith Work Experience Details
  • Velocity Capital, Llc
    Chief Compliance Officer
    Velocity Capital, Llc Feb 2020 - Present
    New York, Ny, Us
  • The Benchmark Company
    Chief Compliance Officer
    The Benchmark Company Aug 2017 - Feb 2020
    New York City, New York, Us
  • Quasar Trading
    Chief Compliance Officer
    Quasar Trading Aug 2015 - May 2017
  • Lpl Financial
    Senior Risk Analyst
    Lpl Financial Sep 2014 - Jul 2015
    San Diego, Ca, Us
  • Quasar Trading, Llc
    Chief Compliance Officer
    Quasar Trading, Llc Jun 2010 - Sep 2014
  • E1 Asset Management
    Assistant Director - Compliance
    E1 Asset Management Jul 2009 - Mar 2010
  • Pershing Llc
    Assistant Vice President, Account Management
    Pershing Llc Sep 2007 - Nov 2008
    Jersey City, New Jersey, Us
  • Hold Brothers
    Vice President Of Trading
    Hold Brothers May 2004 - Sep 2007
    New York, Ny, Us
  • National Financial
    Assistant Relationship Manager
    National Financial 1996 - 1998
    Boston, Ma, Us
  • Smith Barney
    Financial Advisor
    Smith Barney 1995 - 1996
    New York, Ny, Us

Jeff Smith Skills

Securities Series 7 Equities Trading Series 24 Hedge Funds Capital Markets Finra Equity Trading Risk Management Options Series 63 Financial Markets Compliance Customer Service Investments Portfolio Management Operations Management New Business Development Financial Services Business Development Brokerage Aml Anti Money Laundering Sec Filings Contract Negotiation Securities Regulation Customer Relations Sec Reporting Contract Negotiations Proprietary Trading Kyc

Jeff Smith Education Details

  • Le Moyne College
    Le Moyne College

Frequently Asked Questions about Jeff Smith

What company does Jeff Smith work for?

Jeff Smith works for Velocity Capital, Llc

What is Jeff Smith's role at the current company?

Jeff Smith's current role is Chief Compliance Officer at Velocity Capital, LLC.

What is Jeff Smith's email address?

Jeff Smith's email address is sm****@****hoo.com

What schools did Jeff Smith attend?

Jeff Smith attended Le Moyne College.

What skills is Jeff Smith known for?

Jeff Smith has skills like Securities, Series 7, Equities, Trading, Series 24, Hedge Funds, Capital Markets, Finra, Equity Trading, Risk Management, Options, Series 63.

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