Jeff Smith Email & Phone Number

Influential, well-regarded, and committed C-Suite executive with more than twenty-five years of experience developing and leading strong compliance management programs within diverse and rapidly evolving environments. Demonstrates a proven track record of success maintaining an unwavering commitment to ethics and compliance, positioning the organization as an industry leader in a highly competitive landscape. Adept at building powerful programs and relationships, establishing expectations, communicating vision, and monitoring performance to maximize effectiveness. Strategic executive and change agent focusing on providing guidance that balances regulatory requirements, risk mitigation, and organizational objectives.

Listed skills include Securities, Series 7, Equities, Trading, and 28 others.

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  Le Moyne College