- One of two buy side traders overseeing an account portfolio worth $9 billion+ specializing in cost control on both the firm (trade errors) and client (execution price) level - Initiated enrolling Horizon in the stock loan program at BNP (resulted in $500,000 revenue annually)- Executed equity (long/short and foreign/dometic), ETF (worked with Authorized Participants on creation/redemption where necessary), fixed income (Munis, Govis and Corporates) and option orders across multiple account types (SMA, mutual funds firm principles, institutional clients and direct clients)- Rotated trade orders in conjunction with current guidelines and regulations- Fulfilled overnight orders for foreign holdings where applicable, and conducted the necessary FX (as APL is a singular currency system)- Utilized OMS system (EZE Castle) ensuring greater ease of execution and liquidity, while obtaining borrows for short sales- Performed best execution analysis to ensure prices met VWAP - Worked alongside the Portfolio Managers monitoring current market conditions to understand all pertinent market information that could alter the order status- Utilized Fidelity's Wealth Central and Schwab's Schwab Link to execute both block and single client trades

-Lead a 4-person team who specialized handling all client inquiries including new accounts, requests to have funds wired and general performance questions -Set up all new accounts on APL, and ensured they were invested in a timely fashion meeting all firm operational policies-Ensured all deposits and requests for funds reflected accurately on APL, and notified the traders to take the appropriate steps to complete the client request -Improved transparency to the appropriate marketer by using existing CRM program documenting all client contact and its nature

-Lead an operations team of 4 overseeing all facets of the 10,000 separately managed accounts on APL-Created and implemented controls and consistencies across all strategies to protect against financial liabilities and potential business risks (reduced error account by 45% in the first year)-Met with senior management weekly presenting any outstanding operational issues and discussing possible solutions-Made business decisions regarding both individual and platform clients evaluating their suitability-Presented potential trading and billing software to senior management discussing their potential value in the company