Experienced Global Head of Communications Surveillance, Trade & Information Barrier Surveillance and Conflict Management/Control Room with a demonstrated history of working in the financial services industry. Skilled in Securities, Management, Trading Systems, Securities Regulation, Conflicts Management and Trading. Strong technology professional with extensive team building and management skills. Significant projects and accomplishments include: leading the remediation efforts together with internal and outside counsel for recent SEC/CFTC fines related to retention and Business Messaging. This includes evaluating and onboarding new vendor technology which allows staff to communicate using SMS/WhatsApp in a compliant manner as well as rolling out a consequence management framework to enforce Policy, the implementation of an automated voice surveillance tool using phonetic lexicons focused on the highest risk businesses; the rollout of Systran/DBTranslate, an automated translation tool; Machine Learning/Natural Language Processing for Ecomm surveillance focused on market abuse risks and behaviors; and a new state-of-the-art alert management application for reviewing Ecomm alerts.Graduated from Northeastern University.
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Global Head Of Control RoomTd SecuritiesNew York, Ny, Us -
Global Head Of Control RoomTd Securities Nov 2024 - PresentToronto, Ontario, Ca -
Managing Director, Global Head - Communications Surveillance & Americas Head Of SurveillanceDeutsche Bank Nov 2017 - Nov 2024Frankfurt Am Main, Hessen, De• Set the strategic direction, implementation and design for the Bank’s Global Communications Surveillance Program and the Americas Surveillance program.• Partner and innovate with Technology to build and implement both proprietary and vendor technology solutions for communications and trade surveillance.• Lead and manage the Americas Surveillance program of approximately 50 people (NY and Jax) which is responsible for all of the Electronic, Voice and Trade Surveillance in the Americas region. -
Global Head - Info Barrier & Employee Trade Surv & Outside Activities - Nam Head Comms SurveillanceCitigroup Global Markets Inc. Dec 2013 - Oct 2017• Responsible for managing three Global Compliance Programs; Information Barrier Surveillance, Outside Activities Surveillance and Employee Trading Surveillance. NAM Head of Communications Surveillance (Ecomm/Voice) for Institutional Clients Group Compliance.
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Director, Head Of Americas Investment Banking Compliance, Control Group And ConflictsBarclays Capital Jul 2010 - Nov 2013New York, Ny, Us -
Executive Director, Control Room ManagerOppenheimer & Co. Inc. Jan 2008 - Jul 2010
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Executive DirectorCibc World Markets Corp. Apr 2004 - Dec 2007Toronto, On, CaResponsible for managining the U.S. Control Room including the U.S. Confllicts Clearance group.
Jeffrey Loeb Education Details
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Northeastern UniversityBachelor Of Science
Frequently Asked Questions about Jeffrey Loeb
What company does Jeffrey Loeb work for?
Jeffrey Loeb works for Td Securities
What is Jeffrey Loeb's role at the current company?
Jeffrey Loeb's current role is Global Head of Control Room.
What schools did Jeffrey Loeb attend?
Jeffrey Loeb attended Northeastern University.
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