Jeffrey Tooke Email & Phone Number

New York, United States

Trinity Episcopal Church, Buffalo, NY

United States

CCO for an affiliated state registered RIA.

New York, NY

FPCP is a FINRA member broker dealer with an affiliated RIA and insurance agency. Responsible for onboarding and supervision of wealth management representatives/teams and insurance-related representatives and products. Assisted with public communication review and approval, general firm supervision, commission and payout tracking, and selling agreement.

New York, NY

Affiliated insurance agency of FPCP LLC, a FINRA member broker dealer. Registered insurance agency for doing business and as insurance agency in multiple new states. Responsible for onboarding and supervision of dual representatives of broker dealer and insurance agency, selling agreements and product supervision, and commission and payout tracking.

Buffalo/Niagara, New York Area

Bay Harbor Advisors provides Outsourced Compliance and Business Development Consulting. Clients include broker-dealers and state and SEC registered investment advisors. Bay Harbor provides consultative services/assistance to various firm's CCO's and GC's with respective compliance matters as well as high-level, long-term business planning development..

Buffalo/Niagara, New York Area

• The firm is a state-registered Investment Adviser approved in New York State for asset management, pension consulting and operations and compliance support service to other independent Registered Investment Advisers.
• Responsible for supervision of the operations and compliance of the registered investment adviser, conducting all RIA compliance including, prepare and submit all state regulatory filings and correspondence, annual.
• Investment advisement on a book of business (BD, fee based, insurance and 401k)
• Served as the firm’s Super Account Administrator for FINRA’s WebCRD/IARD including entitlement certification, new user supervision and entitlement, processing WebCRD/IARD requests and activities.

Buffalo/Niagara, New York Area

• FINRA-member broker-dealer with regulatory approval to conduct retail broker-dealer services, institutional capital raises, and introductory banking services (placement of Hedge and Private Equity Funds to.
• Responsible for broker-dealer operations including registration and licensing, personnel resources, engagement and personnel agreements, firm element Continuing Education, compliance surveillance and due diligence, and.
• Investment advisement on a book of business (BD, fee based, insurance and 401k)
• Served as the firm’s Super Account Administrator for FINRA’s WebCRD/IARD including entitlement certification, new user supervision and entitlement, processing WebCRD/IARD requests and activities.

Buffalo, NY

Union Place Media is built on my experience in state and local government as well as in nonprofit and political organizations. Recognizing that there is little difference between the professional needs of these entities, Union Place Media strive sto provide creative and strategic solutions for small businesses and organizations alike. Whether you are.

Washington D.C. Metro Area

Volunteer board position. Responsible as Treasurer for this 501c4 organization as well as treasurer for its Federal PAC and its 527 organization, Stonewall Democrats United.

Buffalo/Niagara, New York Area

Responsible for tracking of legislation and legislative communications before the County Legislature and its committees during Legislative sessions, preparing legislative session and committee agendas and the resulting legislative minutes, coordinating legislative interns, and researching various legislative issue related projects.

Buffalo/Niagara, New York Area

Managed and supervised operations and staff for a block club incubator initiative focused on organizing block clubs, community leadership development, community garden development and other aspects of citizen participation and empowerment. Facilitated and organized annual countywide neighborhood conference. Prepared and supervised grant writing efforts for.

Buffalo, NY

• Managed and supervised operations in the Comptroller’s office and the Department of Audit & Control, composed of the Divisions of Accounting, Audit and Cash Management in a mid-size city with budget of approximately.
• Oversight of budget preparation for the $2.5M Department of Audit & Control
• Facilitation of civil service within the department in coordination with the city’s Department of Civil Service
• Development and implementation of policy for departmental efforts
• Facilitated departmental restructuring efforts in light of current City Charter changes and departmental desired changes for efficiency and effectiveness
• Facilitated interdepartmental MUNIS governmental accounting implementation support committee, Joint School District/Joint School Construction Board (JSCB)/Office of the Comptroller implementation workgroup, and other.

Buffalo/Niagara, New York Area

• Managed operations and staff for a State Senator representing the City of Buffalo, City of Niagara Falls and geographic areas in between. Responsible for:
• Managing and supervising of State Senator’s schedule and activities
• Implementing regional and statewide visibility and strategy for consideration of statewide campaign efforts
• Developed, implemented and monitored strategic plan for the office
• Supervising staff and office operations in three legislative offices
• Supervising and implementing communications including press releases, press conferences, correspondence and legislative newsletters

Buffalo/Niagara, New York Area

• Managed and supervised a state-regulated Intermediate Care Facility (ICF) for disabled adults. Responsible for:
• Management of house and resident accounts
• Direct supervision of management and direct care staff
• Supervision and coordination resident treatment programs
• Supervision and implementation staff training and staff scheduling

Buffalo/Niagara, New York Area

Managed residence including case management, staff supervision, public relations, volunteer and activity coordination, and program development. Administrative tasks including mailing list development, grant writing, and bulk mail coordination.

Ed.M., Education/School Counseling

B.A., Philosophy

Regents Hs Diploma