Jeffrey Tooke

Jeffrey Tooke Email and Phone Number

Curate and Transitional Deacon @ Episcopal Diocese of Western New York
New York, United States
Jeffrey Tooke's Location
Buffalo-Niagara Falls Area, United States
Jeffrey Tooke's Contact Details

Jeffrey Tooke personal email

n/a
About Jeffrey Tooke

A dynamic leader from the political, government and non-profit arena who is now a financial services compliance professional focused on regulatory compliance and operations for broker-dealers, investment advisers and joint BD/IA firms. With an entrepreneurial perspective, serving firms (broker dealers, state and SEC regulated registered investment advisers) to help them meet their compliance and operational needs and requirements.

Jeffrey Tooke's Current Company Details
Episcopal Diocese of Western New York

Episcopal Diocese Of Western New York

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Curate and Transitional Deacon
New York, United States
Website:
episcopalwny.org
Employees:
50
Jeffrey Tooke Work Experience Details
  • Episcopal Diocese Of Western New York
    Curate And Transitional Deacon
    Episcopal Diocese Of Western New York
    New York, United States
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  • Episcopal Diocese Of Western New York
    Curate/Transitional Deacon
    Episcopal Diocese Of Western New York May 2024 - Present
    Trinity Episcopal Church, Buffalo, Ny
    View
  • Mha Financial Corp
    Chief Compliance Officer
    Mha Financial Corp Jan 2019 - Present
    United States
    CCO for an affiliated state registered RIA.
  • Four Points Capital Partners Llc
    Chief Compliance Officer
    Four Points Capital Partners Llc Aug 2017 - Present
    New York, Ny
    FPCP is a FINRA member broker dealer with an affiliated RIA and insurance agency. Responsible for onboarding and supervision of wealth management representatives/teams and insurance-related representatives and products. Assisted with public communication review and approval, general firm supervision, commission and payout tracking, and selling agreement supervision.Licenses Held:Series 7 General Securities Registered RepresentativeSeries 24 General Securities Principal Series 63 Uniform Securities Agent State Law ExamSeries 66 Uniform Combined State Law ExamSeries 79 Limited Registered Representative Investment BankingSeries 99 Operational Professional RegistrationInsurance Life, Accident and Health, Variable Life/Variable AnnuitiesPositions: 7/2017-2/2021, Chief Compliance Officer - Insurance/Wealth Management2/2021-present, Chief Compliance Officer
  • Fourt Points Insurance Agency Llc
    Chief Compliance Officer
    Fourt Points Insurance Agency Llc Aug 2017 - Present
    New York, Ny
    Affiliated insurance agency of FPCP LLC, a FINRA member broker dealer. Registered insurance agency for doing business and as insurance agency in multiple new states. Responsible for onboarding and supervision of dual representatives of broker dealer and insurance agency, selling agreements and product supervision, and commission and payout tracking.
  • Bay Harbor Advisors Llc
    Managing Partner
    Bay Harbor Advisors Llc Mar 2013 - Present
    Buffalo/Niagara, New York Area
    Bay Harbor Advisors provides Outsourced Compliance and Business Development Consulting. Clients include broker-dealers and state and SEC registered investment advisors. Bay Harbor provides consultative services/assistance to various firm's CCO's and GC's with respective compliance matters as well as high-level, long-term business planning development. Additionally, Bay Harbor provides a gateway by which such firms may retain the analysis of securities issues by an AMLAW 100 law firm on a per-project basis.
  • Niagara International Capital Limited - Registered Investment Adviser
    Chief Compliance Officer
    Niagara International Capital Limited - Registered Investment Adviser Nov 2012 - Jul 2017
    Buffalo/Niagara, New York Area
    The firm is a state-registered Investment Adviser approved in New York State for asset management, pension consulting and operations and compliance support service to other independent Registered Investment Advisers (RIAs).• Responsible for supervision of the operations and compliance of the registered investment adviser, conducting all RIA compliance including, prepare and submit all state regulatory filings and correspondence, annual compliance review, AML implementation and procedures, maintenance of the investment adviser policies and procedures manual, advertising and correspondence review, personal securities transaction review, email and social media network monitoring, solicitor review and supervision, and fee calculation and billing monitoring.• Investment advisement on a book of business (BD, fee based, insurance and 401k)• Served as the firm’s Super Account Administrator for FINRA’s WebCRD/IARD including entitlement certification, new user supervision and entitlement, processing WebCRD/IARD requests and activities.
  • Niagara International Capital Limited - Broker Dealer
    Chief Operating Officer
    Niagara International Capital Limited - Broker Dealer Oct 2008 - Jul 2017
    Buffalo/Niagara, New York Area
    FINRA-member broker-dealer with regulatory approval to conduct retail broker-dealer services, institutional capital raises, and introductory banking services (placement of Hedge and Private Equity Funds to Institutional Investors). In addition, the firm provides fully integrated financial solutions to High Net Worth Families and Businesses.• Responsible for broker-dealer operations including registration and licensing, personnel resources, engagement and personnel agreements, firm element Continuing Education, compliance surveillance and due diligence, and account management. • Investment advisement on a book of business (BD, fee based, insurance and 401k)• Served as the firm’s Super Account Administrator for FINRA’s WebCRD/IARD including entitlement certification, new user supervision and entitlement, processing WebCRD/IARD requests and activities.
  • Union Place Media
    Owner
    Union Place Media Nov 2005 - Dec 2011
    Buffalo, Ny
    Union Place Media is built on my experience in state and local government as well as in nonprofit and political organizations. Recognizing that there is little difference between the professional needs of these entities, Union Place Media strive sto provide creative and strategic solutions for small businesses and organizations alike. Whether you are searching for solutions for a small business, a nonprofit organization, a political organization or candidate,or a local or state goverment, you can be sure that Union Place Media can provide the right solution for your need. Web: unionplacemedia.com
  • National Stonewall Democrats
    Treasurer
    National Stonewall Democrats 2003 - Apr 2009
    Washington D.C. Metro Area
    Volunteer board position. Responsible as Treasurer for this 501c4 organization as well as treasurer for its Federal PAC and its 527 organization, Stonewall Democrats United.
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  • Erie County Legislature - Majority Staff
    Senior Administrative Clerk
    Erie County Legislature - Majority Staff May 2008 - Oct 2008
    Buffalo/Niagara, New York Area
    Responsible for tracking of legislation and legislative communications before the County Legislature and its committees during Legislative sessions, preparing legislative session and committee agendas and the resulting legislative minutes, coordinating legislative interns, and researching various legislative issue related projects.
  • Cao Of Erie County/United Neighborhoods Cao
    Associate Director For Citizen Participation
    Cao Of Erie County/United Neighborhoods Cao May 2004 - Apr 2005
    Buffalo/Niagara, New York Area
    Managed and supervised operations and staff for a block club incubator initiative focused on organizing block clubs, community leadership development, community garden development and other aspects of citizen participation and empowerment. Facilitated and organized annual countywide neighborhood conference. Prepared and supervised grant writing efforts for departmental initiative.
  • City Of Buffalo Comptroller'S Office
    Chief Of Staff
    City Of Buffalo Comptroller'S Office 2000 - 2004
    Buffalo, Ny
    Managed and supervised operations in the Comptroller’s office and the Department of Audit & Control, composed of the Divisions of Accounting, Audit and Cash Management in a mid-size city with budget of approximately $400 million. Responsible for developing, implementing and monitoring a strategic plan and options, including, but not limited to:• Oversight of budget preparation for the $2.5M Department of Audit & Control• Facilitation of civil service within the department in coordination with the city’s Department of Civil Service• Development and implementation of policy for departmental efforts• Facilitated departmental restructuring efforts in light of current City Charter changes and departmental desired changes for efficiency and effectiveness• Facilitated interdepartmental MUNIS governmental accounting implementation support committee, Joint School District/Joint School Construction Board (JSCB)/Office of the Comptroller implementation workgroup, and other task-oriented interdepartmental committees• Assisted with public relations, communications and press• Monitored City Council actions and communications related to the Department• Involved in the municipal general obligation bond and revenue note offerings of the City along with the City’s financial adviser
  • New York Senate
    Director Of Office Operations/Chief Of Staff
    New York Senate 1995 - 2000
    Buffalo/Niagara, New York Area
    Managed operations and staff for a State Senator representing the City of Buffalo, City of Niagara Falls and geographic areas in between. Responsible for:• Managing and supervising of State Senator’s schedule and activities• Implementing regional and statewide visibility and strategy for consideration of statewide campaign efforts• Developed, implemented and monitored strategic plan for the office• Supervising staff and office operations in three legislative offices• Supervising and implementing communications including press releases, press conferences, correspondence and legislative newsletters• Acting as a community liaison and representative• Supervising volunteer interns
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  • Ucpa Of Wny
    Residential Services Coordinator
    Ucpa Of Wny Jan 1990 - Apr 1995
    Buffalo/Niagara, New York Area
    Managed and supervised a state-regulated Intermediate Care Facility (ICF) for disabled adults. Responsible for:• Management of house and resident accounts• Direct supervision of management and direct care staff• Supervision and coordination resident treatment programs• Supervision and implementation staff training and staff scheduling
  • Benedict House Of Wny
    Residence Manager
    Benedict House Of Wny Jan 1989 - Jan 1990
    Buffalo/Niagara, New York Area
    Managed residence including case management, staff supervision, public relations, volunteer and activity coordination, and program development. Administrative tasks including mailing list development, grant writing, and bulk mail coordination.

Jeffrey Tooke Skills

Public Relations Fundraising Public Speaking Strategic Planning Insurance Management Program Development Negotiation Policy Politics Community Development

Jeffrey Tooke Education Details

Frequently Asked Questions about Jeffrey Tooke

What company does Jeffrey Tooke work for?

Jeffrey Tooke works for Episcopal Diocese Of Western New York

What is Jeffrey Tooke's role at the current company?

Jeffrey Tooke's current role is Curate and Transitional Deacon.

What is Jeffrey Tooke's email address?

Jeffrey Tooke's email address is jt****@****nal.com

What is Jeffrey Tooke's direct phone number?

Jeffrey Tooke's direct phone number is +171663*****

What schools did Jeffrey Tooke attend?

Jeffrey Tooke attended University At Buffalo, Wadhams Hall Seminary College, Tonawanda High School.

What are some of Jeffrey Tooke's interests?

Jeffrey Tooke has interest in Investments, Internet And New Technology, Music, Singing And Guitar, Dogs.

What skills is Jeffrey Tooke known for?

Jeffrey Tooke has skills like Public Relations, Fundraising, Public Speaking, Strategic Planning, Insurance, Management, Program Development, Negotiation, Policy, Politics, Community Development.

Who are Jeffrey Tooke's colleagues?

Jeffrey Tooke's colleagues are George Czapko, William C. Webb, Steve Lane, Joseph Kozlowski, Joanne Coury, Martha Farone, Rwilliam Franklin.

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