Jeff S.

Jeff S. Email and Phone Number

Asset Management Operational Risk and Compliance Specialist
Jeff S.'s Location
Chicago, Illinois, United States, United States
Jeff S.'s Contact Details

Jeff S. work email

Jeff S. personal email

Jeff S. phone numbers

About Jeff S.

Jeff S. is a Asset Management Operational Risk and Compliance Specialist.

Jeff S.'s Current Company Details

Asset Management Operational Risk and Compliance Specialist
Jeff S. Work Experience Details
  • Nuveen
    Vp, Operational Risk
    Nuveen Jun 2015 - Apr 2024
    New York, Ny, Us
    View
  • Nuveen
    Compliance - Testing And Risk Asssesssment
    Nuveen Jan 2012 - Apr 2024
    New York, Ny, Us
    View
  • Ubs Global Asset Management
    Head Of Investment Guideline Monitoring, Americas
    Ubs Global Asset Management 2010 - 2012
    Zurich, Ch
    View
  • Us Department Of Treasury - Office Of The Comptroller Of The Currency
    Lead Asset Management Examiner
    Us Department Of Treasury - Office Of The Comptroller Of The Currency 2006 - 2010
    Washington, Dc, Us
    View
  • The Northern Trust Company
    Investment Compliance Consultant
    The Northern Trust Company 2000 - 2006
    Chicago, Illinois, Us
    View

Jeff S. Skills

Erisa Investment Advisers Act Securities Exchange Act Of 1934 Trust Law Operational Risk Management Cftc Rcsa Supplier Risk Management Global Custody Trust Funds Closed End Funds Unit Investment Trusts Securities Regulation 1940 Act Investment Company Act 1940 Securities Act Of 1933 Commodity Exchange Act Trust Indenture Act Of 1939 12 Cfr 9 Ucits Iv 38a 1 206 7 Fiduciary Duty

Jeff S. Education Details

  • Depaul University
    Depaul University
    Finance
  • Loyola University Chicago
    Loyola University Chicago
    Finance And Economics
  • Loyola University Chicago
    Loyola University Chicago
    Master Of Business Administration - Mba
  • Loyola University Chicago
    Loyola University Chicago

Frequently Asked Questions about Jeff S.

What is Jeff S.'s role at the current company?

Jeff S.'s current role is Asset Management Operational Risk and Compliance Specialist.

What is Jeff S.'s email address?

Jeff S.'s email address is di****@****ail.com

What is Jeff S.'s direct phone number?

Jeff S.'s direct phone number is +177396*****

What schools did Jeff S. attend?

Jeff S. attended Depaul University, Loyola University Chicago, Loyola University Chicago, Loyola University Chicago.

What skills is Jeff S. known for?

Jeff S. has skills like Erisa, Investment Advisers Act, Securities Exchange Act Of 1934, Trust Law, Operational Risk Management, Cftc, Rcsa, Supplier Risk Management, Global Custody, Trust Funds, Closed End Funds, Unit Investment Trusts.

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