Jennifer Moxon (Cassidy) Email & Phone Number

New York, New York, United States

Denver, Colorado, United States

Directly responsible for enterprise-wide Compliance and Risk Management functions including executive level functional leadership, budget and personnel management, as well as CCO accountability. https://www.personalcapital.com/company/team#jennifer-moxon

Denver, Colorado, United States

Enhanced and expanded sophisticated compliance program, including management of Compliance staff, required control framework incorporating all policies and procedures, enterprise risk evaluations and management, and complex business development initiatives.

Denver, Colorado, United States

Director of Compliance for innovative and rapidly growing digital wealth management company that provides industry leading financial aggregation technology and personalized wealth management solutions.

Centennial, Colorado

Specializing in investment compliance consulting and services.

Denver, Co

Jennifer Moxon is Chief Compliance Officer for Knowledge Leaders Capital. A 17-year compliance veteran, she oversees all regulatory requirements that govern the firm’s business activities. Previously, she served for 10 years in compliance management at Janus Capital Management, where she led the firm’s work on a broad scope of regulatory and compliance issues. Most recently, she worked for seven years at Comprehensive Compliance Partners, providing specialized custom and firm-wide consulting solutions for registered investment advisors. She holds a bachelor’s degree from the University of Colorado Boulder in Spanish literature and Latin American studies with a minor in political science and is a registered FINRA arbitrator.

Focused on Material, Non-Public Information.

Corporate Compliance Specialist focusing on Conflicts of Interest and Regulatory Disclosure.