Jennifer Lammers Email & Phone Number

Saint Paul, Mn, Us

Minneapolis, Mn, Us

Manager - Front Office Operations, responsible for client service support, marketing and RFP development

Minneapolis, Mn, Us

Responsible for 40 Act compliance program, ERISA, and collective investment trust regulatory requirements. Lead organizational response to regulatory and internal audits and examinations and the program for risk identification and assessment ensuring implementation of effective policies, controls and training.

Responsible for regulatory compliance as to the Investment Company Act of 1940, mutual fund finance/accounting, subadviser and service provider oversight and fund operations. Also responsible for presentations and reporting to Board of Trustees and shareolder reporting and SEC filings.

Responsible for regulatory compliance as to Investment Advisors Act of 1940 for registered investment advisor of mutual funds and general partner of private equity funds. Additional responsibilities included strategic analysis, finance, accounting, service provider oversight, SEC filings and presentations to Board of Directors.

Responsible for Finance, Compliance, Audit (Internal and External), Client Trading and Accounting, Information Technology, Budgeting and Forecasting, Pricing and Valuation, Enterprise Risk Management and Strategic Planning. Additional responsibilities included oversight of external service providers, compliance training, SEC filings and reporting to Audit Committee and Board of Directors.

-Responsible for oversight of compliance programs, policies and procedures for multiple entities including: RiverSource Funds (100+ mutual funds, total assets approximately $75 billion) and RiverSource Investments, LLC (investment advisor with over $156 billion under management-Reported to mutliple boards of directors regarding compliance findings, regulatory issues, risk assessments results and mitigation strategies

Toronto, On, Ca

Responsible for merger and integration of four mutual fund families with separate boards of directors, service providers and distribution strategies into single integrated fund family with integrated distribution and marketing strategy.Additional responsibilities included contract negotation and vendor oversight, shareholder communciation and SEC filings.

Toronto, On, Ca

Successfully completed acquisition and integration of asset management firm (Voyaguer Asset Management) by RBC Dain Rauscher, including integration of of money market funds while managing multiple boards of directors and shareholder constituenciesAdditional responsibilities included financial, accounting, reporting and budgeting functions and acquisition and integration of two asset management firms

Toronto, Ontario, Ca

Oversight of SEC and shareholder reporting, research and implementation of GAAP, FASB, and other SEC requirements (including "Plain-English")Implemented procedures to streamline financial reporting, stock options and long-term incentive programs

-Responsible for implementing financial, accounting, cash management and human resources systems, procedures and controls at this start-up company-Worked directly with venture capital firms to arrange eequity funding and bridge loan financing-Acted as temporary CEO during executive search by board of directors

Us

-Responsible for audit planning, implementation and oversight of staff in U.S., Canada and Venezuela-Responsible for reporting audit results and recommendations to Audit Committee of the Board of Directors-Implemented outsourcing plan resulting in substantial cost savings

Mba, Accounting

Bachelor Of Science, Psychology/International Relations