Jennifer Lammers Email and Phone Number
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Retired Financial Services Professional with extensive experience in compliance, operations, regulatory risk management in institutional asset management, mutual funds, collective investment trusts and private funds. Experience includes restructuring and mutual fund consolidation as well as successfully addressing integration challenges arising from acquisitions and new fund and product. creation.
Galliard Capital Management
View- Website:
- galliard.com
- Employees:
- 91
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Galliard Capital ManagementSaint Paul, Mn, Us
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RetirementCareer Break May 2024 - Present
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Senior PrincipalGalliard Capital Management Jan 2020 - May 2024Minneapolis, Mn, UsManager - Front Office Operations, responsible for client service support, marketing and RFP development
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Chief Compliance OfficerGalliard Capital Management Dec 2013 - Jan 2020Minneapolis, Mn, UsResponsible for 40 Act compliance program, ERISA, and collective investment trust regulatory requirements. Lead organizational response to regulatory and internal audits and examinations and the program for risk identification and assessment ensuring implementation of effective policies, controls and training.
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Chief Compliance OfficerClearwater Investment Trust Sep 2009 - Dec 2013Responsible for regulatory compliance as to the Investment Company Act of 1940, mutual fund finance/accounting, subadviser and service provider oversight and fund operations. Also responsible for presentations and reporting to Board of Trustees and shareolder reporting and SEC filings.
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Chief Compliance OfficerClearwater Management Company Sep 2009 - Dec 2013Responsible for regulatory compliance as to Investment Advisors Act of 1940 for registered investment advisor of mutual funds and general partner of private equity funds. Additional responsibilities included strategic analysis, finance, accounting, service provider oversight, SEC filings and presentations to Board of Directors.
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Chief Financial Officer And Chief Compliance OfficerFiduciary Counselling, Inc. Aug 2009 - Nov 2013Responsible for Finance, Compliance, Audit (Internal and External), Client Trading and Accounting, Information Technology, Budgeting and Forecasting, Pricing and Valuation, Enterprise Risk Management and Strategic Planning. Additional responsibilities included oversight of external service providers, compliance training, SEC filings and reporting to Audit Committee and Board of Directors.
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Vice President And Chief Compliance OfficerRiversource Investments/Riversource Funds Oct 2006 - Apr 2009-Responsible for oversight of compliance programs, policies and procedures for multiple entities including: RiverSource Funds (100+ mutual funds, total assets approximately $75 billion) and RiverSource Investments, LLC (investment advisor with over $156 billion under management-Reported to mutliple boards of directors regarding compliance findings, regulatory issues, risk assessments results and mitigation strategies
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President, Tamarack Mutual FundsRbc Asset Management (Formerly Voyageur Asset Management) Jun 2002 - Oct 2006Toronto, On, CaResponsible for merger and integration of four mutual fund families with separate boards of directors, service providers and distribution strategies into single integrated fund family with integrated distribution and marketing strategy.Additional responsibilities included contract negotation and vendor oversight, shareholder communciation and SEC filings. -
Director Of FinanceRbc Asset Management (Formerly Voyageur Asset Management) Sep 2001 - Jun 2002Toronto, On, CaSuccessfully completed acquisition and integration of asset management firm (Voyaguer Asset Management) by RBC Dain Rauscher, including integration of of money market funds while managing multiple boards of directors and shareholder constituenciesAdditional responsibilities included financial, accounting, reporting and budgeting functions and acquisition and integration of two asset management firms
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Manager Of Financial Reporting And ResearchRbc Wealth Management (Formerly Rbc Dain Rauscher) 1998 - 2000Toronto, Ontario, CaOversight of SEC and shareholder reporting, research and implementation of GAAP, FASB, and other SEC requirements (including "Plain-English")Implemented procedures to streamline financial reporting, stock options and long-term incentive programs -
ControllerProsar 1997 - 1998-Responsible for implementing financial, accounting, cash management and human resources systems, procedures and controls at this start-up company-Worked directly with venture capital firms to arrange eequity funding and bridge loan financing-Acted as temporary CEO during executive search by board of directors
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Manager, Internal AuditMultifoods 1994 - 1997Us-Responsible for audit planning, implementation and oversight of staff in U.S., Canada and Venezuela-Responsible for reporting audit results and recommendations to Audit Committee of the Board of Directors-Implemented outsourcing plan resulting in substantial cost savings
Jennifer Lammers Skills
Jennifer Lammers Education Details
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University Of Houston, C.T. Bauer College Of BusinessAccounting -
Brigham Young UniversityPsychology/International Relations
Frequently Asked Questions about Jennifer Lammers
What company does Jennifer Lammers work for?
Jennifer Lammers works for Galliard Capital Management
What is Jennifer Lammers's role at the current company?
Jennifer Lammers's current role is Retired Financial Services Professional.
What is Jennifer Lammers's email address?
Jennifer Lammers's email address is jd****@****uns.com
What is Jennifer Lammers's direct phone number?
Jennifer Lammers's direct phone number is +161266*****
What schools did Jennifer Lammers attend?
Jennifer Lammers attended University Of Houston, C.t. Bauer College Of Business, Brigham Young University.
What skills is Jennifer Lammers known for?
Jennifer Lammers has skills like Asset Management, Mutual Funds, Risk Management, Management, Financial Reporting, Internal Controls, Financial Analysis, Business Strategy, Compliance, Strategy, Accounting, Auditing.
Who are Jennifer Lammers's colleagues?
Jennifer Lammers's colleagues are Jackie Becker, Jin Y. Heo, Stephanie Ripley, Elizabeth Smithley, Rene Hoogmoed, Carmen Rangel, Cpa, Christopher Lamere.
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