Jenniffer Lopez Email and Phone Number

Support client onboarding team with Portfolio Solutions products: Transition Management, Currency Management and Institutional Trading.Responsibilities include:• Perform KYC/AML responsibility within a team of KYC Analysts in accordance with corporate wide AML Transformation requirements and procedures• Comply with all KYC processes and procedures• Own and manage the KYC and AML process for new clients• Assist Front Office with contract generation and organization of all documents required to complete KYC and account setups. • Evaluate and escalate if necessary high-risk clients• Manage the workflow queue to ensure ongoing contract, KYC, and account setup approvals to support new business• Tracking, monitoring and resolving potential sources of onboarding issues and delays.

Quality Assurance analyst for a project to address an MRA (Matter Requiring Attention) from the OCC for a major US retail bank. The project concerns a review of sales practices and incentive compensation plans in order to determine potential sales practice or Code of Ethics violations as part of a 4 year look-back project.Responsibilities included:• Performed quality control testing of case results presented by data and case analyst• Completed in depth review of select savings, checking, credit cards and various loan products in order to identify potential misconduct on the opening of unauthorized accounts by bank staff to hit sales targets and benefit from compensation and incentives plan.

Represented State Street Global Markets during the Variation Margin client outreach, which addressed new compliance requirements as mandated by the Dodd-Frank Wall Street Reform & Consumer Protection Act, the European Market Infrastructure Regulation, and other international regulatory agencies. Responsibilities included:• Facilitated communication between clients and the bank’s Credit, Legal, Operations, and Onboarding teams in the USA, EU and APAC regions;• Performed initial analysis of clients’ trading behavior to determine possible exposure to regulatory requirements under different regulatory bodies;• Reviewed existing trading agreements and remediate any possible documentation gaps; while assisting counterparties in understanding the options available to comply with existing and upcoming regulatory requirements;• Negotiated and executed agreements, with special focus on Variation Margin protocol agreements entered via the ISDA Markit platform;• Reviewed and remediated data conflicts and other issues on the internal data platforms to ensure correct compliance status is in place.

Provided investment portfolio monitoring and analysis services to the firm’s institutional clients, including major US and Canadian pension funds and retirement systems. Responsibilities included:• Reviewed clients’ trading history and alerting attorneys and staff to relevant cases as the first step in the process of deciding whether to actively pursue a new case in time to meet the 60-day deadline for parties seeking to become lead or representative plaintiffs in shareholder class actions;• Performed loss calculations for market damages using several accounting methodologies, including Net, FIFO and LIFO, considering stock offerings, stock splits, mergers and acquisitions for companies’ stocks, bonds, and other impacted securities; • Provided complete analysis of possible damages by applying artificial and expert inflation scenarios, as well as completing plan of allocation calculations for possible recovery in opt out securities cases; • Collaborated with attorneys and investigators to analyze publicly announced mergers, acquisitions and takeover offers to identify possible breaches of fiduciary duty.

Oversaw and managed all business-related aspects for all advertising projects for some company’s second largest client, including The McDonald’s Corporation and Amtrak.Responsibilities included:• Analyzing and reporting revenue and expenses to in-house senior management and clients; • Managing month end billing, accounts receivables, and actual vs. estimated costs on all open projects for several McDonald’s advertising regions as well as the national campaigns, many in collaboration with other advertising firms;• Performing tax analysis on all open jobs;• Adhering to strict SOX compliance regulations and perform routine audits on documentation for open projects;• Collaborating with account managers, broadcast, print producers and general account directors in Boston and satellite offices across the country to ensure the team’s best performance.