Jesse Morrill Email and Phone Number

Jesse has over 12 total years of experience in the area(s) of Sarbanes-Oxley Act of 2002 (SOX) program management and compliance, and risk and controls advisory services. He is a mission-driven and empathetic leader with history of managing teams over 15 people, including talent development for future audit professionals. During his audit career, Jesse has specialized in executing a variety of engagements ranging from end-to-end enterprise-wide SOX 404 readiness and compliance testing, regulatory remediation testing, internal audits, lookback assessments, operational and regulatory risk assessments.Specialization:• SOX Program Development • Internal Audit• Regulatory Compliance• Risk & Control Advisory Services• Enterprise-Wide, Process Level & IT SOX Readiness Implementations• Project Management – Business & Data Integrations• Flowcharting & Process Documentation • AuditBoard Design & ImplementationSelect Career Highlights / Skillsets:• Assisted with the build-out and development of the SOX Program Office at First Republic Bank from ground-up into a mature industry leading SOX Control Environment at the Bank• Managed the overall SOX Testing for over 400 SOX Controls that covered over 80 processes across over 30 Lines of Business• Managed over 15 personnel (internal and contractors) on day-to-day SOX testing operations• Ideated, developed, and launched industry leading SOX frameworks, templates and procedures that led to significant increased reliance from External Auditors, Internal Audit, and Enterprise Risk Management• Subject Matter Expert over the design, implementation, testing and review of Entity Level Controls, Business Process Controls, IT Automated Controls, IT General Controls, and SOC 1 Type II Assessments across all Lines of Business at the Bank• Project Management – Seasoned experience with managing various cross-functional projects• Seasoned experience in SQL and Snowflake Code Script Reviews • Proficient with Visio Flowcharting, Process Documentation, and Target Operating Models• Proficient with MS Excel Functions/Tools, MS Word, MS PowerPoint, MS OneNote, Adobe PDF, and seasoned experience with MS Excel Visual Basic / Macro• Proficient with evaluating subjective Management Review Controls including (but not limited to) – Accounting Standards, FDICIA/SEC Regulations, complex Quantitative Financial Models, Qualitative Expert Judgment Models, Financial Projections• Data Analytics & Reporting – Seasoned experience with examining large data sets to find trends and identify anomalies to ascertain informed conclusions