Jesse Morrill Email & Phone Number

New York, Ny, Us

San Francisco, Ca, Us

Assisted with the build-out and development of the SOX Program Office at First Republic Bank from ground-up into a mature industry leading SOX Control Environment at the Bank. Worked directly with the Head of the SOX Program on team strategy, budget/forecasts, hiring and planning for the team success and overall safety and soundness of the Bank .• Co-Authored Program Framework Documents – SOX Charters, Corporate SOX Policies, Sampling Methodologies• Responsible for the complete design and implementation of AuditBoard SOX workflow automation • Developed SOX Reporting Committee Meeting materials for Executive Management • Effectively managed over 15 personnel (internal and contractors) on day-to-day operations related to the annual SOX Assessments • Liaison with External Audit Senior Management Team – External Auditors and was directly involved with all key decisions impacting SOX at the Bank • Coach / Mentorship & Career Development – Consistently made time to provide guidance that allowed our professionals (internal and contractors) to grow both technically and professionally• Effective Business Integrator – Deftly navigated numerous (50+) conflicts across all lines of business and coordinated solutions that avoided deficiencies and/or assisted in the development of remediation plans to strengthen the overall SOX control environment• Led various Application / Data integrations from end-to-end SOX readiness (including but not limited to): Development of templates/standards for Data Lineages, Standards for Data Regression Testing, Vendor to Bank & Bank to Vendor Data Integrations, Application/Tool interfaces from source systems of records across sub-ledges and ultimately into the General Ledger• Expert Advisory across various Steering Committees at the Bank – Largest Conversion in Bank history of the Core Loan Servicing and Deposits Platform, Adoption of CECL, Automation of Financial Disclosures, Data infrastructure conversion from SQL Server to Snowflake

San Francisco, Ca, Us

San Francisco, Ca, Us

Worldwide, Oo

Led internal audits, risk advisory controls related services, and assessed adherence with regulatory compliance requirements at community, regional, national banks, FinTech companies, and real estate investment trusts. • Professional experience includes (but not limited to) – COSO, SOX, FDICIA, BSA/AML, MTL, UDAAP, CFPB/HPA, FHLMC, GLBA, UIGEA, NACHA, FNMA, FHA, HMDA, ECOA, RESPA, TILA, FDCPA, S.A.F.E. Act, FDPA, FCRA, SCRA• Developed and delivered multiple live trainings to 100+ external clients on internal audit methodologies and requirements for SOX compliance and Internal Audit• Developed Excel model-based risk assessment templates for Internal Audit and Compliance Departments at US Banks• Led a project Quality Assurance team at a top 5 US bank to assess compliance with State and Federal requirements in response to regulatory actions and Consent Orders• Risk advisory on implementation of a Compliance Management System for Credit Reporting Dispute Resolution, Quality Assurance, Training and Compliance for a large Bank• Conducted assessments on Incentive Based Compensation programs at US Banks• Supported multiple top 5 US banks in the capacity of Independent Consultant with responding to regulatory actions and Consent Orders• Conducted operational risk assessments for FinTech companies that included: design of operational risk program, business process mapping, inventory of controls, walkthroughs, development of operational risk manual, and development of a roadmap to address gaps and remediation opportunities• Developed various formula driven Excel models/templates for budgeting, reporting, and managing multiple data sets for various clients and large-scale projects

Atlanta, Georgia, Us

Responsible for inspiring, leading and monitoring crew members and crew leaders to ensure the team is providing excellent service to all of our guests.Prepare pizzas for numerous clients while presenting a positive attitude.

La Jolla, Ca, Us

I fully commit my time and dedication to the physical training required to improve my overall fitness. I must spend 4 to 6 hours a day devoted to my sport and team with the purpose to compete and race times comparable to qualify for the NCAA Championships in Cross Country as well as Track & Field. Must be able to work with my team on a daily basis to complete the training task at hand. I specialize in running the 1500 meter, 3000 meter steeple chase, 5000 meter, and 10,000 meter distances.

Leadership Development Program Certificate, Executive Education

B.S., Economics: Management Science / Applied Mathematics