President and Chief Compliance Officer of independent contractor FINRA member firms dedicated to offering securities licensing platform for capital markets activity, including middle-market M&A Advisors, Investment Bankers assisting with private institutional capital raising, broker dealer platform for captive sales teams and wholesalers for institutional private funds and alternative investments. Have had the opportunity to serve as Chair (2021) and member of FINRA's Small Firm Advisory Committee (2020 - 2022); have served on FINRA's Capital Acquisition Broker Committee, as well as FINRA's District Committee. I have enjoyed serving as panelist at FINRA's Annual Conferences, Small Firm Conferences and most recently at FINRA's Firm Grouping Conference. I always appreciate the opportunity to share best practices with peers and believe small firms servicing niche spaces should always have a seat at the table when policy decisions affect our business and our clients. Compliance should not hinder business, but instead can serve to strengthen it when one size does NOT fit all.Specialties: Chief Compliance Officer, M&A Broker-Dealer, independent contractor broker dealer, Private Capital Raising Broker Dealer platform, premier broker dealer for institutional private funds and alternative investments, youth/teen soccer mom, skier and tons of yoga! Namaste.