Avp, Compliance Specialist Iii
Current+ Control Effectiveness Analyses. Worked to analyze effectiveness of compliance controls to ensure that they are designed appropriately to mitigate compliance risk.+ Data Issue Analysis. Analyzed compliance data to identify potential issues and perform root cause analysis of the identified issue. Validated reports for completeness and accuracy.+ Complaint Analysis. Performed an enhanced review of complaints to ensure no compliance, fair lending, or UDAAP issues were noted. + Execution of Monitoring Program. Designed and executed a monitoring, analysis, and reporting program to ensure that compliance functions are designed as an effective second line of defense.Key Achievements:+ Built PowerBI report to aggregate compliance risks from 44 different excel files.+ Designed and executed a monitoring, analysis, and reporting program.+ Attended OBA Compliance School 2023+ Designed and executed annual team building activity for department (35 participants).