Jill Ostergaard work email
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Jill Ostergaard personal email
Experienced Executive Compliance attorney with over 20 years of strategic, risk management and regulatory experience in global financial markets. Strong management expertise with focus on building properly organized, governed and motivated teams to implement an enterprise-wide approach to Compliance. I am a frequent speaker at industry conferences and have actively participated in advocacy and committee work to help strike a balanced approach to regulation. After 20 years at large global banks, I joined a start-up venture seeking to reimagine institutional finance and the role of Compliance / Regulatory Solutions across the organization.
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Chief Regulatory OfficerLong-Term Stock Exchange Dec 2023 - Dec 2023New York, Ny, Us -
Partner And Chief Compliance OfficerExos Jul 2016 - Nov 2023New York, New York, UsExos has built a next-gen platform for B2B institutional finance. A platform designed to deliver all the services of a traditional investment bank, reimagined and tailored to a modern digital world, all integrated into a powerful, modern technology platform driven by data and data science. Our ambition at Exos is to transform the business of institutional finance to serve customers better. Our ethos of using technology to enable clients greater insight, exceptional client experience and transparency across all areas of capital markets, is at the heart of everything we do. -
Managing Director, Chief Compliance OfficerBarclays Investment Bank Mar 2012 - Jul 2016New York, Ny, UsLead and manage the Compliance program for all Americas businesses including Investment Banking, Global Capital Markets, Research, Sales and Trading, Wealth Investment Management and Card services. Responsible for Corporate and Investment Bank and Wealth Investment Management Compliance personnel in the Americas (approximately 300). Executed a two year enhancement program, including the integration of the Investment Bank, Wealth Management and Card Services Compliance programs. Member/Presenter on numerous Firm Boards and Committees. Proactively managed relationships with key US regulators. Active engagement in recruiting and retention with a focus on diversity and inclusion. -
Managing Director, Chief Compliance OfficerMorgan Stanley Feb 1998 - Mar 2012New York, Ny, UsManaged the Compliance program for the institutional businesses in the Americas including, Investment Banking, Global Capital Markets, Research and Sales and Trading; oversaw annual risk assessment of businesses and executed risk-based, strategic Compliance plan; enhanced regulatory relationships; provided departmental updates to relevant boards and established employee recognition program. -
Vice President, Assistant General CounselPershing, A Bny Mellon Company 1995 - 1998Jersey City, New Jersey, UsDeveloped and implemented policies and procedures for new OTC and regional trading desksManaged examinations and drafted responsesRecipient, Pershing Corporate Performance Award, 1996 -
AttorneyUs Securities And Exchange Commission Aug 1992 - Aug 1995Washington, Dc, UsSpecial Assignment to Commissioner Steven M.H. Wallman (5/95-8/95) - researched and analyzed the then potential effects of decimal pricing on the U.S. financial markets; drafted policy paperDivision of Market Regulation(8/92-4/95) - drafted SEC rules governing the practice of payment for order flow; reviewed SRO rule filings and comment letters; drafted approval orders
Jill Ostergaard Skills
Jill Ostergaard Education Details
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Loyola University Chicago School Of LawDoctor Of Law (Jd) -
Hope CollegeHistory And Political Science
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Lakeshore High School
Frequently Asked Questions about Jill Ostergaard
What is Jill Ostergaard's role at the current company?
Jill Ostergaard's current role is Chief Regulatory Officer.
What is Jill Ostergaard's email address?
Jill Ostergaard's email address is ji****@****ial.com
What schools did Jill Ostergaard attend?
Jill Ostergaard attended Loyola University Chicago School Of Law, Hope College, Lakeshore High School.
What are some of Jill Ostergaard's interests?
Jill Ostergaard has interest in Children.
What skills is Jill Ostergaard known for?
Jill Ostergaard has skills like Compliance, Public Speaking, Management, Strategic Policy Development, Regulatory Policy, Regulatory Affairs, Procedure Development, Capital Markets, Equities, Derivatives, Investment Banking, Policy.
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