Financial Crimes Consultant specializing in the financial services industry, specifically banking, brokerage, fintech, and insurance companies. Projects include: • Performing financial crimes and enterprise risk assessments• Performing gap assessments• Supporting issue remediation • Developing and enhancing AML programs, including program assessment, development and execution• Drafting policies and procedures• Developing comprehensive training programs• Creating capacity planning tools

• Investigated 500+ AML cases by analyzing money movement, trading activity, customer records, public and non-public information, media, et al, and presented high-profile and high net worth cases to senior leadership• Filed 100+ Suspicious Activity Reports as required by the Bank Secrecy Act (BSA) to FinCEN• Managed case assignment process for ~30 investigators tailored to individualized skillsets• Identified risks, analyzed trends, developed remediation proposals, and implemented process changes• Updated procedures and job aids to reduce risk and remain compliant• Interviewed candidates and supported hiring decisions; trained and onboarded new employees• Special Project: Job Rotation Program Manager -- Developed, organized, and implemented a professional development program-- Liaised between program participants, management, and leadership

• Similar but limited responsibilities to above• Special Project: Job Rotation Participant: Rotations in Surveillance, High-Risk Accounts (KYC), Visa and Check Fraud, Fraud Investigations, Quality Assurance, Testing, Financial Intelligence and Strategy• Internship Program Lead -- Interviewed, hired, and managed five Financial Crimes interns-- Defined roles, developed curriculum, determined projects, and scheduled trainings and workshops

• Monitored AML alerts, determined red flags, and escalated matters when necessary• Developed a reporting system in partnership with technology team to pull trading activity on micro-cap stocks to quickly determine patterns, pump and dump schemes, and other types of market manipulation• Discovered and reclassified hundreds of clients who were no longer classified as high risk