Jim Fields

Jim Fields Email and Phone Number

CEO | President @ Fields Financial Consulting
Texas, United States
Jim Fields's Location
Dallas-Fort Worth Metroplex, United States, United States
Jim Fields's Contact Details
About Jim Fields

I have extensive expertise in risk management, governance structures, project management, financial audits, and federal regulation compliance including more than a decade of auditing and compliance for the State of Texas, the Dallas Federal Reserve, and private business. Applying the skills and knowledge I acquired from the Fed and industry, has afforded me the opportunity to reduce errors and risk, prevent fines & penalties and save the reputation of my current employer. I also have more than two decades of leadership and management, both project and people, through my service as an enlisted and officer in the Texas Army National Guard. Key Competencies: Executive ManagementEnterprise Risk ManagementBanking Risk Management Mortgage Risk Management Securities Risk Management Credit Risk Management Credit Risk Committee ChairmanMarket Risk Management Market Risk Committee Chairman Liquidity Risk Management Operational Risk Management Compliance Risk Management Legal Risk Management Strategic Risk Management Reputation Risk Management Model Risk Management Model Risk Governance Committee ChairmanVendor Risk Management Information Security Risk Management Asset & Liability Committee (ALCO)Stress Testing Banking Expert Witness CECL ImplementationFundamental Review of the Trading Book (FRTB) Implementation VaR ModelingLoan Review / Asset Quality ReviewRegulation W expert (Sections 23A & 23B of the Federal Reserve Act)Regulation O Expert Mergers & AcquisitionsDue DiligenceOperational AuditsDomestic & International SecurityProject Planning & ManagementSafety & Security AssuranceStaffing & SupervisionTraining & DevelopmentWorkforce Planning & SchedulingProcesses & ProceduresLegislative & Regulator LiaisonBudget, Cost & Internal ControlsDocumentation & ReportingResearch & AnalysisQuality & Productivity ImprovementsRisk Assessment & MitigationVendor & Contractor LiaisonRegulatory Compliance & ReportingCustomer Relations & RetentionPublic & Community AffairsContinuous Improvements

Jim Fields's Current Company Details
Fields Financial Consulting

Fields Financial Consulting

View
CEO | President
Texas, United States
Jim Fields Work Experience Details
  • Fields Financial Consulting
    Ceo | President
    Fields Financial Consulting
    Texas, United States
  • Moody'S Analytics
    Advisory Board Member
    Moody'S Analytics Nov 2021 - Present
    New York, Ny, Us
  • Hilltop Holdings
    Chief Enterprise Risk Officer
    Hilltop Holdings Feb 2019 - Present
    Dallas, Texas, Us
  • Hilltop Holdings
    Senior Vice President | Director Of Governmental And Regulatory Affairs
    Hilltop Holdings May 2017 - Feb 2019
    Dallas, Texas, Us
    Helps guide business lines through regularly matters and related risks by assisting in the development of procedures and processes to ensure regulatory compliance. Additionally, monitors operational conformity with regulatory compliance procedures, works with business line directors to ensure uniform application of procedures and processes, and coordinates enterprise-wide requirements for regulatory examinations. Board appointed Regulation W (Intercompany Transactions) officer for the enterprise.
  • Fields Financial Consulting
    Ceo | President
    Fields Financial Consulting Mar 2018 - Present
    Expert witness services for financial institutions from small community banks to $50 billion commercial banks, including regulation compliance, regulatory applications, risk management, commercial credit, fraud, fair lending, Community Reinvestment Act (CRA), Banking Secrecy Act/Anti-Money Laundering (BSA/AML).Specialized skills in all regulatory matters, helping financial institutions navigate the murky regulatory waters. As a former commissioned examiner, I understand regulatory speak, translate, and help Executive Management solve concerns (hopefully) before they become a major problem. If not, help Executive Management develop a resolution plan to get out of a ditch (MRA/MRIAs) or enforcement actions. I’m not your typical consultant. I’ve had to many bad experiences and spent to much money with little to no results with consultants. I don’t like work long term for clients. I get my hands dirty, solve problems and then fly away. I don’t commit to clients I can’t be value add too.
  • Us Army
    Infantry Officer
    Us Army Feb 1999 - May 2019
    Arlington, Virginia, Us
    Over two decades in the Army Infantry as both enlisted and an officer. Three combat deployments to Iraq and Afghanistan. Now, happily retired.
  • Tyme Bancshares Inc.
    President | Cro/Cco | Director
    Tyme Bancshares Inc. Nov 2017 - Apr 2019
    Organizes, plans, and conducts bank valuations, due diligence, and capital raising. Assess enterprise wide risk management, internal controls, operations, and administrative functions for efficiency and effectiveness for banks. Consults and implements risk management, compliance, operations, and administrative functions for banks. Writes, reviews and monitors policies and procedures to ensure compliance with federal and state banking regulations. Help banks navigate regulatory issues. Director of the Board.
  • Plainscapital Bank
    Senior Vice President
    Plainscapital Bank Apr 2007 - Apr 2017
    Dallas, Texas, Us
    Organizes, plans, and conducts periodic reviews of bank and subsidiary activities. Assess the internal controls, operations, and administrative functions for efficiency and effectiveness. Reviews and monitors policies and procedures to ensure compliance with federal and state banking regulations and the corporate compliance program. Assess credit quality both commercial and consumer and classify assets.
  • Federal Reserve Bank Of Dallas
    Bank Examiner
    Federal Reserve Bank Of Dallas Jan 2001 - Apr 2007
    Dallas, Texas, Us
    Examined state member banks. Earned a commission as a federal bank examiner.

Jim Fields Skills

Risk Management Project Planning Project Management Facilities Management Operational Audits Event Planning And Coordination Maintenance Management Sagety And Security Assurance Staffing And Supervision Training And Development Workforce Planning Workforce Scheduling Processes And Production Legislative And Regulator Liaison Documentation And Reporting Research And Analysis Quality And Productivity Improvements Risk Assessment And Mitigation Vendor And Contractor Liaison Regulatory Compliance And Reporting Long Term Customer Relationships Public And Community Affairs Senior Executive Leadership Domestic And International Dedicated Professional Communicator Organized Self Starter Analytical Skills Diplomatic History Cost Effective Turnaround Experience Start Up Environment International Negotiations Global Strategy Decisiveness Motivation Presenter

Jim Fields Education Details

  • Saïd Business School, University Of Oxford
    Saïd Business School, University Of Oxford
    Leadership
  • United States Army
    United States Army
    Military And Strategic Leadership
  • Southern Methodist University
    Southern Methodist University
    Banking
  • Stephen F. Austin State University
    Stephen F. Austin State University
    Applied Economics

Frequently Asked Questions about Jim Fields

What company does Jim Fields work for?

Jim Fields works for Fields Financial Consulting

What is Jim Fields's role at the current company?

Jim Fields's current role is CEO | President.

What is Jim Fields's email address?

Jim Fields's email address is ji****@****rmy.com

What is Jim Fields's direct phone number?

Jim Fields's direct phone number is +121471*****

What schools did Jim Fields attend?

Jim Fields attended Saïd Business School, University Of Oxford, United States Army, Southern Methodist University, Stephen F. Austin State University.

What skills is Jim Fields known for?

Jim Fields has skills like Risk Management, Project Planning, Project Management, Facilities Management, Operational Audits, Event Planning And Coordination, Maintenance Management, Sagety And Security Assurance, Staffing And Supervision, Training And Development, Workforce Planning, Workforce Scheduling.

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