Jim Coppola Email and Phone Number

Senior Vice President Group Head of Securities Lending & Repo Trading Group. - Management of Agency & Principal Lending desk - Manage team of 11 securities lending trading and support staff - Oversee all Repo, Securities Lending, and Collateral Management Activities for NY Branch - Responsible for Budget staff, systems, materials, group travel & training, periodicals, subscriptions, and other items - Weekly meetings with GM (Head of NY Branch) - Weekly reporting with other Senior Management of Trust Business Division to EVP (Trust Division Head) - Responsible for Securities Lending Group coordination with senior management of Risk, Compliance, Legal, Administration & Planning, and all other Branch Departments - Responsible for Preparing and Presenting Quarterly Group Summary to Trust Committee - Presented market summaries to Japanese Clients when they are visiting NY Office - Delivering annual presentation to Japanese Regional Banks at Conference Seminar in Tokyo

Part time Hitting Instructor, Fitness Counselor, Developer of Baseball and Softball Programs for youths ages 5 through 16.

Prospect and Manage Alliance Partnership and Consultant relationships for Financial Tracking Technologies and their market leading All-in-One Compliance Software Technology.

Equity Finance Division of Linear Equity Derivatives Unit - Equity Linked Swaps, Repo, ETF, and Securities Lending & Financing.Successfully completed the building of the Equity Finance trading platform for NY Broker dealer. Established functioning borrowing and lending capabilities in Pilot trade environment. Coordinated front office, back office, and credit/risk systems with settlements, mark to markets, and all relevant departments including Risk, Credit, Operations, Middle Office, Tax, and Accounting. Also traded Equity Finance Products (swaps, stock lending, and financing) on behalf of Unicredit A.G. (Munich) platform with US and Canadian counterparts to satisfy Delta One, Customer, and Proprietary needs.Management in Munich and Milan discontinued the NY Equity Finance project in late 2013 due to the bank's (and country's) struggling credit rating, and the limited resources Unicredit had to support this business globally.

Senior Salesperson in Equity Finance Division of Global Equity Derivatives and Solutions (GEDS) Unit. Specialize in Equity Linked Swaps, Indexation, Repo, Collateral Management, and Securities Lending & Financing.Twelve years of experience in Sales, Trading, Marketing, and Business Development of Equity Finance and Delta One trading products for the NY Platform of the Equity Derivatives Division at SG Americas.Established more than 100 new client relationships (Banks, Hedge Funds, Pension Funds, Asset Managers, Inter-dealer brokers) covering different Equity Finance and Indexation products. Well versed in negotiation of documentation agreements including ISDA, GMSLA, MSLA, OSLA, GMRA, MRA, CSA, MCA, and ESLA. Collateral Management responsibilities include: Maintain USD balances in excess of $20 billion to cover International Securities Lending and Equity Linked Swap books. Trading Fixed Rate as well as Fed Fund and Libor Floating term deals of varying maturities to minimize collateral costs for Global Equity Finance book. Also bought and sold balance sheet via swaps to other banks seeking or offering liquidity.

5 Years with 5 different positionsInternational Equity Finance Sales Trader 1998-2000Emerging Markets Fixed Income Trader 1997Emerging Markets CP Trader 1996Trader Assistant 1995Brady Bond Documentation Specialist 1994

Trainer for Bank Training and Development Department.Delivered presentations for several training courses at Chemical Bank. - 2 Day Branch Manager training for Chemical - MH merger - 10 Day Teller Training Presentation - Other presentations on Systems, Customer Service, and Professionalism