Vice President, Compliance
Current
Dec 2017 - Present
AeroLeads people directory · profile
Jim Prescott Email & Phone Number
Vice President, Compliance at Ariel Investments
at
Ariel Investments
1 work email found
@arielinvestments.com
2 phones found area 312
LinkedIn matched
✓ Verified Jun 2026
4 data sources
Profile completeness 100%
Current company
Role
Vice President, Compliance at Ariel Investments
Location
Naperville, Illinois, United States
Company size
Who is Jim Prescott? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Jim Prescott is listed as Vice President, Compliance at Ariel Investments at Ariel Investments, a company with 137 employees, based in Naperville, Illinois, United States. AeroLeads shows a work email signal at arielinvestments.com, phone signal with area code 312, and a matched LinkedIn profile for Jim Prescott.
Jim Prescott previously worked as Vice President, Compliance at Ariel Investments and Senior Compliance Analyst at Ariel Investments. Jim Prescott holds Bachelor Of Science (B.S.), Business Administration from Depaul University.
Company email context
Email format at Ariel Investments
This section adds company-level context without repeating Jim Prescott's masked contact details.
{first_initial}{last}@arielinvestments.com
89% confidence
AeroLeads found 1 current-domain work email signal for Jim Prescott. Compare company email patterns before reaching out.
Profile bio
About Jim Prescott
Investment compliance and operations professional with experience in both retail and institutional investment advisory firms. Reputation as responsive, innovative, strategic, customer-service oriented manager and confidant of senior management. A proven team-leader in diverse projects, initiatives and cultures. Specialties: Compliance, operations, portfolio management/administration and related systems. Performance composites. Equity trading & settlements, ADRs. SMA and UMA pioneer. Extensive SEC and state compliance and audit experience. Business continuity. 401(k) plan administration and ERISA compliance. Fiduciary best practices analysis. APL expert. Morningstar Direct, Bloomberg.
Listed skills include Legal Compliance, Investment Operations Management, Compliance Testing, Mutual Funds, and 25 others.
Current workplace
Jim Prescott's current company
Company context helps verify the profile and gives searchers a useful next step.
Ariel Investments
6 roles · 45 years
Jim Prescott work experience
A career timeline built from the work history available for this profile.
Senior Compliance Analyst
Sep 2014 - Dec 2017
Director, Fiduciary Services, Cco
Oakpath Financial
2012 - 2013
~1 yr
Associate Director, Operations
2004 - 2012
~8 yrs
Operations Manager
Managers Investment Group / The Burridge Group Llc
1995 - 2004
~9 yrs
Vice President, Operations
Fiduciary Management Associates
1981 - 1994
~13 yrs
Team & coworkers
Colleagues at Ariel Investments
Other employees you can reach at arielinvestments.com. View company contacts for 137 employees →
CC
Colin C.
Colleague at Ariel InvestmentsChicago, Illinois, United States, United States
View →
KP
Kristina Pavic
Colleague at Ariel InvestmentsNew York City Metropolitan Area, United States
View →
CB
Christie Bradley
Colleague at Ariel InvestmentsCalumet City, Illinois, United States, United States
View →
SR
Soham Raje
Colleague at Ariel InvestmentsNew York, New York, United States, United States
View →
FS
Frank Scaramella
Colleague at Ariel InvestmentsGreater Chicago Area, United States
View →
OE
Olivia Escoffery
Colleague at Ariel InvestmentsGarden City, New York, United States, United States
View →
DM
Dave M.
Colleague at Ariel InvestmentsNew York City Metropolitan Area, United States
View →
CB
Christie Bradley
Colleague at Ariel InvestmentsCalumet City, Illinois, United States, United States
View →
AB
Anupama B
Colleague at Ariel InvestmentsUnited States, United States
View →
DH
Denise Holman
Colleague at Ariel InvestmentsGreater Chicago Area, United States
View →
Colin C.
Colleague at Ariel InvestmentsChicago, Illinois, United States, United States
View →
KP
Kristina Pavic
Colleague at Ariel InvestmentsNew York City Metropolitan Area, United States
View →
CB
Christie Bradley
Colleague at Ariel InvestmentsCalumet City, Illinois, United States, United States
View →
SR
Soham Raje
Colleague at Ariel InvestmentsNew York, New York, United States, United States
View →
FS
Frank Scaramella
Colleague at Ariel InvestmentsGreater Chicago Area, United States
View →
OE
Olivia Escoffery
Colleague at Ariel InvestmentsGarden City, New York, United States, United States
View →
DM
Dave M.
Colleague at Ariel InvestmentsNew York City Metropolitan Area, United States
View →
CB
Christie Bradley
Colleague at Ariel InvestmentsCalumet City, Illinois, United States, United States
View →
AB
Anupama B
Colleague at Ariel InvestmentsUnited States, United States
View →
DH
Denise Holman
Colleague at Ariel InvestmentsGreater Chicago Area, United States
View →
1 education record
Jim Prescott education
FAQ
Frequently asked questions about Jim Prescott
Quick answers generated from the profile data available on this page.
What company does Jim Prescott work for?
Jim Prescott works for Ariel Investments.
What is Jim Prescott's role at Ariel Investments?
Jim Prescott is listed as Vice President, Compliance at Ariel Investments at Ariel Investments.
What is Jim Prescott's email address?
AeroLeads has found 1 work email signal at @arielinvestments.com for Jim Prescott at Ariel Investments.
What is Jim Prescott's phone number?
AeroLeads has found 2 phone signal(s) with area code 312 for Jim Prescott at Ariel Investments.
Where is Jim Prescott based?
Jim Prescott is based in Naperville, Illinois, United States while working with Ariel Investments.
What companies has Jim Prescott worked for?
Jim Prescott has worked for Ariel Investments, Oakpath Financial, Henderson Global Investors North America, Managers Investment Group / The Burridge Group Llc, and Fiduciary Management Associates.
Who are Jim Prescott's colleagues at Ariel Investments?
Jim Prescott's colleagues at Ariel Investments include Colin C., Kristina Pavic, Christie Bradley, Soham Raje, and Frank Scaramella.
How can I contact Jim Prescott?
You can use AeroLeads to view verified contact signals for Jim Prescott at Ariel Investments, including work email, phone, and LinkedIn data when available.
What schools did Jim Prescott attend?
Jim Prescott holds Bachelor Of Science (B.S.), Business Administration from Depaul University.
What skills is Jim Prescott known for?
Jim Prescott is listed with skills including Legal Compliance, Investment Operations Management, Compliance Testing, Mutual Funds, Investment Advisor Compliance, Unified Managed Accounts, Model Portfolios, and Uma.
Find 750M verified contacts
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trialPeople with similar names
Check these profiles if this is not the Jim Prescott you were looking for.
Jim Prescott
2 email domains
Jim Prescott
4 email domains
Jim Prescott
3 email domains
Jim Prescott
2 email domains