Juan Castaños Email and Phone Number

Product coverage areas: - Exchange and Trading- Bank integrations- Stablecoin issuance / Tokenization- Money movement (cryptocurrencies + fiat)

Product coverage areas: - Exchange and Trading- Bank integrations- Stablecoin issuance / Tokenization

Support the Firm's expansion of the Consumer and Wealth Management and Global Markets divisions through the integration of Goldman Sachs Personal Financial Management (formerly United Capital) and Folio Financial. Development, implementation, and design of financial crime monitoring controls to identify potential money laundering, terrorist financing, fraud, insider trading, certain forms of market manipulation and other forms of misconduct. Responsibility for helping to manage and develop compliance projects and initiatives for performing data analysis, liaising with compliance and business groups to determine system and surveillance requirements, and drafting technology specifications.

Managed the execution of initiatives and deliverables focused on helping new SLC compliance analysts begin, develop, and advance their careers at GS. The Compliance Analyst Network is an organization of SLC Compliance analysts and aims to support the integration, retention, and promotion of Compliance analysts by providing opportunities for personal and professional growth.

Provided advice and compliance oversight to IBD personnel on transactions, new business initiatives and significant business changes affecting the firm, as well as compliance, regulatory, and reputational issues. Developed and implemented policies, procedures, and best practice standards for IBD. Assisted other compliance teams in monitoring IBD activities to ensure adherence to applicable laws, regulations, and firm policies and procedures, including developing and executing surveillance and other forensic compliance programs.Banker Industry Coverage Areas:- Financial Institutions- Consumer and Retail- Technology, Media, and Telecommunications

Conducted daily surveillance of private wealth, execution & clearing, hedge fund, and institutional client accounts for anomalous, high risk activity. Performed complex investigations of potentially suspicious activity. Such investigations may require reviewing historical trading and asset transfer activity, collaboration with other compliance representatives as well as close interaction with business personnel and researching public and private records for negative information.

Provided support to the various portfolio companies of 2nd Story Capital. Hands on experience with the legal projects that nonprofits, private equity firms, real estate investors, and tech companies in Utah have to navigate through. Assisted legal counsel by conducting legal research, editing and drafting contracts, and acting as the liaison between company management and external law firms. Managed 2nd Story Capital’s legal documents for its portfolio companies. Assisted in the due diligence process for potential acquisitions by evaluating potential liability and recommending strategies to protect intellectual property. Assessed and facilitated the mitigation of risk for real estate, private investments, and other company transactions.

Led a team with engineering, accounting, and legal backgrounds. Performed due diligence for potential acquisitions with annual revenue ranging from $1 to $5 million. Drafted or edited documents pertaining to Real Estate, Human Capital, and Mergers and Acquisitions. Conducted internal audits of subsidiary companies. Facilitated the growth of the firm through serving as the Internship Coordinator. Interviewed 20+ candidates and hired 7 new candidates for internship positions in Finance, Accounting, General Business, Computer Science, Real Estate, Marketing, and Information Systems.

Provided support to the Global Compliance Employee Services team by updating the firm-wide registrations procedure and managing the registrations for Goldman Sachs Mexico, Casa de Bolsa employees. Assisted the Compliance Testing Group in completing internal reviews of regulator policies and firm-wide compliance procedures. Reviewed outside brokerage accounts for all 2016 Summer Analysts and set accounts to proper surveillance mechanisms.