• Leading a team of 3 investment analysts making up the wealth management trade desk by designing and implementing portfolio management processes, training, and best practices to provide a high level of internal and external client service.• Providing insight and perspective on the financial markets as a voting member of the Asset Allocation, Stock Selection, & Mutual Fund Selection committees whose decisions lead to investment actions in portfolios totaling over $20 billion in AUM.• Responsible for model construction, ongoing monitoring, and rebalancing activities for a model-based investment service comprised of $850 million AUM and over 2,700 accounts.• Performing large volume block trading within common stocks and exchange traded funds (ETFs) ensuring trading activity achieves desired portfolio outcomes. • Managing portfolios of 100 high net worth client relationships totaling more than $175 million AUM consistent with their long-term plan, risk tolerance, and unique needs. • Developing and maintaining a proprietary trading platform, leveraging Microsoft Excel, that serves as the primary method for modeling complex portfolio trades across multiple accounts for high net worth client portfolios.• Articulating market and economic expectations via written and verbal channels to enhance communication with wealth management clients and internal stakeholders.• Performing manager selection and due diligence on over $1 billion invested in small and mid-cap mutual funds and ETFs which are used in wealth management, institutional investment management, and business retirement plan accounts.

• Supported Investment Officers in portfolio management and servicing of wealth management clients by modeling and executing trades as well as monitoring account relationships for proper asset allocation and recommending appropriate actions. • Served as non-voting member of Asset Allocation, Stock Selection, & Mutual Fund Selection committees by providing personal perspective and analysis on financial markets and economic events. • Developed new tools that were able to create efficiencies in the portfolio management and business development process that enhances the long-term scalability of the business. • Served as the investment expert in prospecting and investment review meetings with clients discussing their portfolio construction, risk tolerance, as well as providing insights on market and economic expectations.• Created customized sample portfolios for prospective clients with over $1 million in investable assets to outline the portfolio construction process as well as recommending asset placement strategies for portfolio tax efficiency when applicable. • Prepared and validated portfolio performance in over 20 composites across 4 levels of service to maintain compliance with the Global Investment Performance Standards (GIPS) as well as coordinating the verification process with our outside consultant.

• Reviewed business operations, periodic reporting, and Bank transactions to complete self-assessments that test procedures and internal controls to ensure regulatory compliance. • Reported examination findings and recommendations directly to a sub-committee of the Board of Director’s and the Chief Compliance Officer.• Compiled summary information of compliance activities and risks to provide the Board of Director's and upper management with an understanding of the Bank's compliance activities. • Identified business unit compliance needs and delivering compliance solutions and training.• Acted as lead compliance professional, under the direction of the BSA Officer, for the Bank’s BSA/AML program.• Responded to internal audit inquiries and implementing recommended audit resolutions.• Was responsible for compiling, verifying, and completing various regulatory filings. • Utilized knowledge of Microsoft Excel to quickly generate SQL queries from multiple databases to provide new data points for compliance and operational analysis. • Completed Six Sigma Yellow Belt training to identify operational inefficiencies and to serve on the Bank's Operational Excellence team.

• Applied accounting and finance principals to various investment products, including hedge funds and mutual funds.• Was responsible for managing multiple funds with assigned assets under administration totaling over $5 billion. • Calculated and delivered precise net asset values to clients to ensure their investor transactions are equitable. • Processed and reviewed all fund transactions posted to the accounting system.• Investigated and resolved cash/position breaks between Custodians. • Ensured timely responses to internal and external client inquiries.• Created business efficiencies by building Excel based programs and macros.

• Completed regulatory examinations to test the Bank’s compliance policies and procedures.• Reported monitoring and exam findings directly to the Chief Compliance Officer.• Assessed the risk of numerous policy areas to protect approximately $1 billion in client assets.• Researched and interpreted laws and regulations to determine new compliance procedures.• Monitored high risk areas to prevent and detect suspicious activity.• Conducted employee training sessions to reinforce compliance procedures.