Jo Proud

Jo Proud Email and Phone Number

Chief Compliance Officer & Head Of Regulatory Affairs at MUFG* (see note at About) @
Jo Proud's Location
Greater Sydney Area, Australia, Australia
About Jo Proud

* Note: MUFG Bank, Ltd does not offer retail services in Australia or New Zealand. We will never ask persons for direct payment of funds, nor can we receive funds from individuals in Australia or New Zealand for investment or banking purposes.Financial Services Executive specialising in the fields of Investment Management, Legal, Compliance, Board activities and Audit, with a successful record in partnering with business and clients to deliver sustainable and positive outcomes for all stakeholders. Extensive investment management experience working for national and international organisations. Outstanding people leader and personable communicator who is able to mobilise and motivate teams at all levels of management.Expertise:Jurisdictional experience - Asia Pacific (India - China - USA)LegalComplianceRegulatory liaisonInternal Controls Audit (SOC 1/SSAE 16/GS 007)M&A

Jo Proud's Current Company Details
QR Consulting Pty Limited

Qr Consulting Pty Limited

Chief Compliance Officer & Head Of Regulatory Affairs at MUFG* (see note at About)
Jo Proud Work Experience Details
  • Qr Consulting Pty Limited
    Chief Compliance Officer, Mufg Bank, Ltd
    Qr Consulting Pty Limited Nov 2019 - Present
  • Qr Consulting Pty Limited
    Group General Counsel
    Qr Consulting Pty Limited Sep 2013 - Mar 2021
  • Mufg
    Regional Head Of Compliance & Managing Director
    Mufg Nov 2014 - Present
  • Mufg
    Chief Compliane Officer & Head Of Regulatory Affairs
    Mufg Nov 2014 - Present
  • Ssga
    Cco, Asia Pacific
    Ssga Dec 2006 - Sep 2013
    Develop and implement an effective compliance programme across the Asia Pacific, including embedding corporate, US regulatory and local regulatory requirementsDevelopment of an effective Compliance team in the Asia Pacific to cover Australia, New Zealand, Hong Kong, Singapore, Japan, Taiwan, China, South Korea, Thailand and IndiaOversight of the Compliance functions covering Australia, Hong Kong, Singapore, Japan and India (Thailand, Malaysia, Indonesia, Taiwan, South Korea, Philippines)
  • State Street Corporation
    Vice President/Chair Of Australian Philanthropy Committee
    State Street Corporation May 2003 - Sep 2013
    Boston, Massachusetts, Us
    My responsibilities include…
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  • Ssga Investment Research Services Pvt Ltd
    Director
    Ssga Investment Research Services Pvt Ltd 2007 - 2012
  • Ssga, Australia, Limited
    Head Of Legal And Compliance, Company Secretary
    Ssga, Australia, Limited May 2003 - Dec 2006
    Manage the legal and regulatory affairs of SSgA and SSgA, ASL and oversee the development and implementation of effective compliance proceduresAdvise Boards, MD, SSgA and State Street Corporation in Boston in relation to all SSgA legal, operational and regulatory risk management matters Attend to all Company Secretarial matters

Jo Proud Education Details

  • University Of Sydney
    University Of Sydney
    Law

Frequently Asked Questions about Jo Proud

What company does Jo Proud work for?

Jo Proud works for Qr Consulting Pty Limited

What is Jo Proud's role at the current company?

Jo Proud's current role is Chief Compliance Officer & Head Of Regulatory Affairs at MUFG* (see note at About).

What schools did Jo Proud attend?

Jo Proud attended University Of Sydney.

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