Joanna R.
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Joanna R. Email & Phone Number

Senior Compliance Manager | CCEP Certified | Global Corporate Compliance Management | Third Party Risk Management | GRC Professional | Compliance Consultant
Location: Phoenix, Arizona, United States 2 work roles 1 school
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Role
Senior Compliance Manager | CCEP Certified | Global Corporate Compliance Management | Third Party Risk Management | GRC Professional | Compliance Consultant
Location
Phoenix, Arizona, United States

Who is Joanna R.? Overview

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Joanna R. is listed as Senior Compliance Manager | CCEP Certified | Global Corporate Compliance Management | Third Party Risk Management | GRC Professional | Compliance Consultant based in Phoenix, Arizona, United States. AeroLeads shows a matched LinkedIn profile for Joanna R..

Joanna R. previously worked as Senior Manager of Global Compliance at Vanta Education, Inc. and Business Development Coordinator at Sagepoint Financial. Joanna R. holds Bs from Grand Canyon University.

Profile bio

About Joanna R.

As a Senior Compliance Professional, certified by the Compliance Certification Board (CCEP), with 15 years of experience in the integration of corporate compliance programs across both domestic and international organizations. My expertise is in program and project management, audit and risk administration, and aligning business strategies. I am a results-oriented professional, possessing executive competencies in the development and management of compliance programs. My proficiency extends to third party risk management, conducting investigations, implementing due diligence processes and sanction monitoring, risk assessments and mitigation, and formulating regulatory policies and procedures. In addition, I have a proven track record in employee training and communications, which has been instrumental in fostering a culture of compliance and ethics within the organizations I have served. My commitment to excellence and continuous improvement has consistently driven me to achieve the highest standard of compliance.

2 roles · 20 years

Joanna R. work experience

A career timeline built from the work history available for this profile.

Senior Manager Of Global Compliance

Vanta Education, Inc.

Phoenix, Arizona Area

  • Held the position of Domestic and International Compliance Manager. My role was instrumental in ensuring the company’s adherence to Governance, Risk and Compliance (GRC) standards, both domestically and.
  • Domestic and International Senior Compliance Manager
  • Governance, Risk, Compliance (GRC)
  • Anti-Bribery/Anti-Corruption
  • Compliance Program Development, Guidance and Management
  • Regulatory & Government Compliance
2009 - 2022 ~13 yrs

Business Development Coordinator

Sagepoint Financial

Phoenix, AZ

  • Served as Business Development Program Coordinator at SagePoint Financial, a broker-dealer, part of the AIG Advisor Group. I was responsible for guiding and managing the Business Development Program, ensuring.
  • Business Development Program Guidance and Management
  • Wealth Management Regulatory Compliance
  • Business Development Training Program Management
  • Financial Sponsorships
  • Business Program Event Coordination & Travel Held position as Human Resource Coordinator, I ensured Sarbanes Oxley Compliance and performed duties as an HR Generalist. I was responsible for the recruitment process, new.
2006 - 2009 ~3 yrs
1 education record

Joanna R. education

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What is Joanna R.'s role at their current company?

Joanna R. is listed as Senior Compliance Manager | CCEP Certified | Global Corporate Compliance Management | Third Party Risk Management | GRC Professional | Compliance Consultant.

Where is Joanna R. based?

Joanna R. is based in Phoenix, Arizona, United States.

What companies has Joanna R. worked for?

Joanna R. has worked for Vanta Education, Inc. and Sagepoint Financial.

How can I contact Joanna R.?

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What schools did Joanna R. attend?

Joanna R. holds Bs from Grand Canyon University.

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