Jody Ackerman Email & Phone Number

Florida, United States

Tampa, Florida, United States

Tampa, Florida, United States

Responsible for all system updates for the assessment units in Capital Planning on behalf of control owners. Gather all supporting documentation needed to execute control monitor as part of Quarterly Assessments. Lead for all Annual, Semi- Annual and Quarterly Assessments through out the year. Working with assigned departments on managing controls and monitoring of risks identified by Operational Risk Management.

Boston, Massachusetts, United States (Remote)

Lake Mary, Fl

Responsible for transitioning high net worth and complex RIA’s to the Pershing platform, which included all operational set up, training on systems, forms and policy & procedures of firm. Perform quality assurance of all forms for each client registration to reduce amount of Not In Good Order items for client. Resolve escalated items for department and firm. Report to Director of department weekly statistics and analysis of existing and prospecting clients. Managed the onboarding of Domestic and International Mutual funds to the firm. Managed and implemented all projects for department.

Lake Mary, Fl

Responsible for all process improvements across Operations; Analyze, identify, implement and Testing. Owner of workflows for each department in Operations (new accounts, cashiering, transfers). Implementation of new products into firm and developing processes and training for internal departments and our external clients. Process daily approvals of all cashiering requests; ACH, Checks, Journals and Fed Funds.

Jersey City, Nj

Performed all administration of accounts and all day to day activity for RIA’s. Implement and managed all day to day requests along with escalated issues; including new accounts, cashiering, trading etc.

Shrewsbury, Nj

Worked with a 2-billion-dollar Financial Advisor. Processed cashless option exercises, purchase of Director’s quarterly stock and sale of 144 stock for publicly held company.

New York, Ny

Traded and resolved all Agency, Listed and Options for firm’s trading desk.

New York, Ny

Received and delivered orders to floor trades.