Developing compliance programme for small specialist fund managerAssisting Administrator of FCA authorised firmProvided Compliance services to a leading debt reduction firm, including negotiation with FCA at senior levelAssisting a start up lender with obtaining FCA authorisationActed as Expert Witness for a former member of Lighthouse Network in resisting a claim from the networkFrom August 2012 to December 2012 acting head of compliance for a small City stockbrokerAppeared for clients in High Court and County Court and before the Tribunal Carried out S166 Skilled Persons Report 2010 -2011

Ran a highly successful campaign for amendment to original Financial Services & Markets Bill - successfully advocating a 'no costs' regime for the TribunalActed on numerous complaints and disciplinary matters including appearances before RDCWritten evidence to TSC quoted in reportsEvidence described by Tribunal as "impressive and learned"Memoranda on regulation of lobbying (drawing on FSA experience) referred to in Committees and in House of Commons

Part of Spicer & Oppenheim (formnerly Spicer & Peglar)Advised a number of elading City Firms includng preparing report required by bank of England for Morgan GrenfellPapers published by European CommissionAcknowledged expert on mortgage lenders as well as investment banks

Maurice Macmillan MP said 'you have transformed the standing of a dozy institution' Michael Heseltine said 'the Chambers of Commerce are more influential with my department than the CBI;